13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 4,706 holding rows worth $18,356,352,000.
- Accession
- 0000950123-13-008532
- Filer
- CIK 5272
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,218 entries on the cover page, a total value of $18,356,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,356,352,776 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT CORP. 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 237 | $24,964 | dollars, detected | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 528 | $24,934 | dollars, detected | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 400 | $24,760 | dollars, detected | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,783 | $24,751 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 876 | $24,668 | dollars, detected | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,542 | $24,626 | dollars, detected | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 39 | $24,570 | dollars, detected | principal |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1,750 | $24,465 | dollars, detected | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 496 | $24,390 | dollars, detected | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 488 | $24,357 | dollars, detected | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 400 | $24,228 | dollars, detected | |
| ISHARES TR | 46429B408 | CMN | 735 | $24,175 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 790 | $24,119 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 595 | $24,030 | dollars, detected | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 556 | $24,003 | dollars, detected | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,954 | $23,917 | dollars, detected | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,285 | $23,878 | dollars, detected | |
| AVX CORP NEW | 002444107 | COM | 1,806 | $23,713 | dollars, detected | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 8,474 | $23,473 | dollars, detected | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,250 | $23,453 | dollars, detected | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,807 | $23,438 | dollars, detected | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 447 | $23,405 | dollars, detected | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,030 | $23,360 | dollars, detected | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 818 | $23,346 | dollars, detected | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 763 | $23,256 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 313 | $23,172 | dollars, detected | |
| FRANCO NEV CORP COM | 351858105 | Stock | 510 | $23,083 | dollars, detected | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,518 | $22,834 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,714 | $22,689 | dollars, detected | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 963 | $22,615 | dollars, detected | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 485 | $22,601 | dollars, detected | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,639 | $22,400 | dollars, detected | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,400 | $22,372 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 226 | $22,320 | dollars, detected | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,439 | $22,319 | dollars, detected | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,037 | $22,264 | dollars, detected | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 489 | $22,264 | dollars, detected | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 14,754 | $22,131 | dollars, detected | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 398 | $22,098 | dollars, detected | |
| NEW GOLD INC CDA | 644535106 | COM | 3,668 | $21,935 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 1,200 | $21,852 | dollars, detected | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,500 | $21,735 | dollars, detected | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,333 | $21,701 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 529 | $21,666 | dollars, detected | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 255 | $21,660 | dollars, detected | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,600 | $21,528 | dollars, detected | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 324 | $21,491 | dollars, detected | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 1,241 | $21,444 | dollars, detected | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 10,000 | $21,400 | dollars, detected | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 356 | $21,353 | dollars, detected | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 20 | $21,075 | dollars, detected | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 335 | $20,984 | dollars, detected | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 500 | $20,930 | dollars, detected | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 500 | $20,860 | dollars, detected | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 300 | $20,850 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 861 | $20,810 | dollars, detected | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,800 | $20,736 | dollars, detected | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 20 | $20,713 | dollars, detected | principal |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 1,159 | $20,660 | dollars, detected | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,246 | $20,482 | dollars, detected | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,470 | $20,462 | dollars, detected | |
| INTELSAT S A | L5140P101 | COM | 845 | $20,280 | dollars, detected | |
| PBF ENERGY INC | 69318G106 | CL A | 901 | $20,227 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 323 | $20,179 | dollars, detected | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 2,801 | $20,139 | dollars, detected | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 600 | $20,046 | dollars, detected | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,000 | $20,022 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,800 | $19,936 | dollars, detected | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,277 | $19,921 | dollars, detected | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,078 | $19,911 | dollars, detected | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $19,892 | dollars, detected | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,432 | $19,876 | dollars, detected | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 430 | $19,857 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 340 | $19,720 | dollars, detected | |
| ALLOT LTD | M0854Q105 | SHS | 1,550 | $19,608 | dollars, detected | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 665 | $19,504 | dollars, detected | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 209 | $19,475 | dollars, detected | |
| KEATING CAPITAL INC | 48722R106 | COM | 2,606 | $19,363 | dollars, detected | |
| USMD HLDGS INC | 903313104 | COM | 725 | $19,220 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 329 | $19,174 | dollars, detected | |
| BALLANTYNE STRONG INC | 058516105 | COM | 4,500 | $19,170 | dollars, detected | |
| DENALI FD INC | 24823A102 | COM | 1,000 | $19,050 | dollars, detected | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,345 | $18,991 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,188 | $18,901 | dollars, detected | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 546 | $18,862 | dollars, detected | |
| SPDW | 78463X889 | COM | 670 | $18,767 | dollars, detected | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,000 | $18,720 | dollars, detected | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 968 | $18,702 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 380 | $18,700 | dollars, detected | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,000 | $18,680 | dollars, detected | |
| ISHARES SILVER TR | 46428Q909 | CALL | 70 | $18,550 | dollars, detected | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,110 | $18,537 | dollars, detected | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 3,505 | $18,506 | dollars, detected | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,250 | $18,493 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 900 | $18,468 | dollars, detected | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,703 | $18,442 | dollars, detected | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,391 | $18,437 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,483 | $18,404 | dollars, detected | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 25,000 | $18,348 | dollars, detected | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 1,947 | $18,204 | dollars, detected | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,614 | $18,165 | dollars, detected | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,000 | $18,070 | dollars, detected | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,614 | $18,045 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,879 | $17,931 | dollars, detected | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,170 | $17,913 | dollars, detected | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,420 | $17,906 | dollars, detected | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 807 | $17,786 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 330 | $17,780 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 700 | $17,703 | dollars, detected | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,761 | $17,610 | dollars, detected | |
| WHITING USA TRUST I | 966389108 | TR U | 3,879 | $17,494 | dollars, detected | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 537 | $17,458 | dollars, detected | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 800 | $17,440 | dollars, detected | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,500 | $17,400 | dollars, detected | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 4,297 | $17,231 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 570 | $17,011 | dollars, detected | |
| GEEKNET INC | 36846Q203 | COM | 1,003 | $16,891 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,381 | $16,803 | dollars, detected | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,300 | $16,757 | dollars, detected | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 1,014 | $16,589 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 820 | $16,554 | dollars, detected | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 326 | $16,541 | dollars, detected | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,610 | $16,485 | dollars, detected | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 500 | $16,449 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 715 | $16,402 | dollars, detected | |
| GAFISA S A | 362607301 | SPONS ADR | 5,100 | $16,371 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 680 | $16,340 | dollars, detected | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 253 | $16,281 | dollars, detected | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 6,333 | $16,276 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 338 | $16,154 | dollars, detected | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,920 | $16,089 | dollars, detected | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 1,000 | $15,940 | dollars, detected | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 320 | $15,926 | dollars, detected | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 215 | $15,867 | dollars, detected | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 25,000 | $15,750 | dollars, detected | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,878 | $15,641 | dollars, detected | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 600 | $15,618 | dollars, detected | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,966 | $15,587 | dollars, detected | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 400 | $15,572 | dollars, detected | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 350 | $15,537 | dollars, detected | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 535 | $15,494 | dollars, detected | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 175 | $15,456 | dollars, detected | |
| NUVEEN NY | 670706100 | COM | 1,100 | $15,389 | dollars, detected | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 808 | $15,352 | dollars, detected | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,171 | $15,340 | dollars, detected | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 633 | $15,338 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 587 | $15,221 | dollars, detected | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 204 | $15,118 | dollars, detected | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,215 | $15,042 | dollars, detected | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 710 | $14,896 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,800 | $14,868 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 367 | $14,864 | dollars, detected | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,150 | $14,847 | dollars, detected | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 300 | $14,835 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 508 | $14,739 | dollars, detected | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,249 | $14,713 | dollars, detected | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 1,300 | $14,651 | dollars, detected | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 2,350 | $14,617 | dollars, detected | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,020 | $14,536 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 300 | $14,535 | dollars, detected | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,200 | $14,496 | dollars, detected | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,000 | $14,350 | dollars, detected | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 500 | $14,320 | dollars, detected | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 206 | $14,142 | dollars, detected | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,017 | $14,010 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 560 | $13,971 | dollars, detected | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,194 | $13,970 | dollars, detected | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,500 | $13,950 | dollars, detected | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,300 | $13,819 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 115 | $13,787 | dollars, detected | |
| NRG YIELD INC | 62942X108 | CL C | 450 | $13,631 | dollars, detected | |
| ISHARES TR | 464287523 | COM | 204 | $13,596 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 132 | $13,588 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 400 | $13,564 | dollars, detected | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 361 | $13,477 | dollars, detected | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 1,400 | $13,385 | dollars, detected | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 250 | $13,363 | dollars, detected | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 174 | $13,309 | dollars, detected | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $13,200 | dollars, detected | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 400 | $13,100 | dollars, detected | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 580 | $13,004 | dollars, detected | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,000 | $12,970 | dollars, detected | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,162 | $12,907 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $12,859 | dollars, detected | |
| PETROLEUM & RES CORP | 716549100 | COM | 472 | $12,763 | dollars, detected | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 335 | $12,753 | dollars, detected | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 807 | $12,635 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 380 | $12,587 | dollars, detected | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 150 | $12,578 | dollars, detected | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 290 | $12,566 | dollars, detected | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 600 | $12,564 | dollars, detected | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 3,900 | $12,519 | dollars, detected | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 500 | $12,476 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,000 | $12,370 | dollars, detected | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 3,925 | $12,364 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $12,340 | dollars, detected | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,400 | $12,264 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 455 | $12,244 | dollars, detected | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 455 | $12,230 | dollars, detected | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,500 | $12,200 | dollars, detected | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 8,500 | $12,155 | dollars, detected | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $11,980 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 402 | $11,978 | dollars, detected | |
| INTEVAC INC | 461148108 | COM | 2,037 | $11,937 | dollars, detected | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $11,930 | dollars, detected | |
| JAMES RIVER COAL CO | 470355207 | COM | 6,000 | $11,880 | dollars, detected | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 500 | $11,795 | dollars, detected | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 700 | $11,795 | dollars, detected | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,300 | $11,791 | dollars, detected | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 5,630 | $11,767 | dollars, detected | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 314 | $11,663 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 770 | $11,581 | dollars, detected | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 575 | $11,575 | dollars, detected | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 288 | $11,549 | dollars, detected | |
| COTT CORP QUE | 22163N106 | COM | 1,500 | $11,535 | dollars, detected | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 380 | $11,476 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 608 | $11,406 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 287 | $11,382 | dollars, detected | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 137 | $11,314 | dollars, detected | |
| BALTIC TRADING LTD | Y0553W103 | COM | 2,313 | $11,309 | dollars, detected | |
| FOSTER WHEELER AG | H27178104 | COM | 425 | $11,195 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 279 | $11,135 | dollars, detected | |
| GSE HOLDING INC | 36191X100 | COM | 5,352 | $11,132 | dollars, detected | |
| Abrdn Emerging Markets | 00301W105 | COM | 824 | $11,117 | dollars, detected | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 388 | $11,107 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 300 | $10,974 | dollars, detected | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 100 | $10,902 | dollars, detected | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,316 | $10,791 | dollars, detected | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $10,780 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,301 | $10,759 | dollars, detected | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 500 | $10,745 | dollars, detected | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $10,710 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 206 | $10,653 | dollars, detected | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 120 | $10,613 | dollars, detected | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $10,582 | dollars, detected | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 818 | $10,519 | dollars, detected | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 685 | $10,446 | dollars, detected | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 200 | $10,408 | dollars, detected | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 365 | $10,344 | dollars, detected | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 275 | $10,335 | dollars, detected | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 225 | $10,310 | dollars, detected | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 200 | $10,280 | dollars, detected | |
| COMPUGEN LTD | M25722105 | ORD | 1,000 | $10,260 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,000 | $10,210 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 330 | $10,197 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 594 | $10,122 | dollars, detected | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 239 | $10,103 | dollars, detected | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 100 | $10,076 | dollars, detected | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 774 | $10,047 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,261 | $10,018 | dollars, detected | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 333 | $9,967 | dollars, detected | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 500 | $9,950 | dollars, detected | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 827 | $9,866 | dollars, detected | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,226 | $9,845 | dollars, detected | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 353 | $9,686 | dollars, detected | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 600 | $9,672 | dollars, detected | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 77 | $9,640 | dollars, detected | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 400 | $9,560 | dollars, detected | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 750 | $9,518 | dollars, detected | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,000 | $9,510 | dollars, detected | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 808 | $9,478 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 300 | $9,438 | dollars, detected | |
| TRONOX LTD | Q9235V101 | SHS CL A | 382 | $9,348 | dollars, detected | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 68 | $9,338 | dollars, detected | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 173 | $9,326 | dollars, detected | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 890 | $9,292 | dollars, detected | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 3,354 | $9,224 | dollars, detected | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 769 | $9,197 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 200 | $9,112 | dollars, detected | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 198 | $9,108 | dollars, detected | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 283 | $9,056 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 675 | $9,018 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 192 | $8,916 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 347 | $8,894 | dollars, detected | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 600 | $8,880 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 526 | $8,800 | dollars, detected | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 700 | $8,764 | dollars, detected | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 100 | $8,736 | dollars, detected | |
| CONTROL4 CORP | 21240D107 | COM | 500 | $8,660 | dollars, detected | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 550 | $8,481 | dollars, detected | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 1,170 | $8,401 | dollars, detected | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 150 | $8,396 | dollars, detected | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 597 | $8,394 | dollars, detected | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 230 | $8,384 | dollars, detected | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 730 | $8,380 | dollars, detected | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 583 | $8,372 | dollars, detected | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,445 | $8,352 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 273 | $8,340 | dollars, detected | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,200 | $8,328 | dollars, detected | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,300 | $8,281 | dollars, detected | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 100 | $8,130 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 385 | $8,128 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 55 | $8,083 | dollars, detected | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 1,500 | $8,040 | dollars, detected | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 250 | $8,028 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,140 | $8,026 | dollars, detected | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 546 | $8,004 | dollars, detected | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 500 | $7,965 | dollars, detected | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 158 | $7,927 | dollars, detected | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 200 | $7,890 | dollars, detected | |
| GDL FD | 361570104 | COM SH BEN IT | 695 | $7,840 | dollars, detected | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 4,000 | $7,840 | dollars, detected | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 154 | $7,831 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 575 | $7,763 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,166 | $7,707 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,800 | $7,695 | dollars, detected | |
| STANTEC INC COM | 85472N109 | Stock | 150 | $7,682 | dollars, detected | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,025 | $7,647 | dollars, detected | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 500 | $7,625 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 683 | $7,533 | dollars, detected | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 716 | $7,504 | dollars, detected | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 240 | $7,387 | dollars, detected | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 100 | $7,349 | dollars, detected | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 100 | $7,337 | dollars, detected | |
| MACKINAC FINL CORP | 554571109 | COM | 805 | $7,326 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 435 | $7,277 | dollars, detected | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,022 | $7,259 | dollars, detected | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 150 | $7,206 | dollars, detected | |
| USEC INC | 90333E207 | COMMON | 684 | $7,196 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 240 | $7,188 | dollars, detected | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 800 | $7,128 | dollars, detected | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,000 | $7,100 | dollars, detected | |
| Anglogold Ashanti Plc | 035128206 | Common | 528 | $7,012 | dollars, detected | |
| NEVSUN RES LTD | 64156L101 | COM | 2,200 | $6,974 | dollars, detected | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 1,502 | $6,909 | dollars, detected | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 300 | $6,879 | dollars, detected | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 117 | $6,828 | dollars, detected | |
| AWARE INC MASS | 05453N100 | CMN | 1,250 | $6,825 | dollars, detected | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 389 | $6,823 | dollars, detected | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 122 | $6,818 | dollars, detected | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 300 | $6,765 | dollars, detected | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 700 | $6,706 | dollars, detected | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,810 | $6,687 | dollars, detected | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 582 | $6,646 | dollars, detected | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 100 | $6,615 | dollars, detected | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 241 | $6,550 | dollars, detected | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 6 | $6,548 | dollars, detected | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 203 | $6,521 | dollars, detected | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 400 | $6,488 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 1,007 | $6,395 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 283 | $6,387 | dollars, detected | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 700 | $6,384 | dollars, detected | |
| ARK RESTAURANTS CORP | 040712101 | COM | 296 | $6,349 | dollars, detected | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 315 | $6,341 | dollars, detected | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 409 | $6,221 | dollars, detected | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 111 | $6,193 | dollars, detected | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 100 | $6,181 | dollars, detected | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,000 | $6,090 | dollars, detected | |
| ISHARES TR | 464289636 | MSCI ACWI EX | 75 | $6,063 | dollars, detected | |
| FOX CORP CLASS B | 90130A200 | COM | 180 | $6,012 | dollars, detected | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 137 | $6,005 | dollars, detected | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 94 | $5,944 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 76 | $5,937 | dollars, detected | |
| POLYMET MINING CORP | 731916102 | COM | 7,500 | $5,933 | dollars, detected | |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 65 | $5,920 | dollars, detected | |
| VIRTUS TOTAL | 92829A103 | COM | 1,500 | $5,910 | dollars, detected | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 74 | $5,900 | dollars, detected | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 850 | $5,848 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 90 | $5,749 | dollars, detected | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,000 | $5,720 | dollars, detected | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 824 | $5,700 | dollars, detected | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 500 | $5,695 | dollars, detected | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 265 | $5,690 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 456 | $5,686 | dollars, detected | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $5,670 | dollars, detected | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 126 | $5,665 | dollars, detected | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 200 | $5,642 | dollars, detected | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 100 | $5,624 | dollars, detected | |
| AUTOLIV INC | 052800109 | COM | 64 | $5,593 | dollars, detected | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 350 | $5,457 | dollars, detected | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,540 | $5,452 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 300 | $5,424 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 294 | $5,213 | dollars, detected | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 300 | $5,178 | dollars, detected | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 750 | $5,168 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 68 | $5,129 | dollars, detected | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 850 | $5,109 | dollars, detected | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 52 | $5,107 | dollars, detected | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 338 | $5,078 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 86 | $5,062 | dollars, detected | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 374 | $5,053 | dollars, detected | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 372 | $5,048 | dollars, detected | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 500 | $5,000 | dollars, detected | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 2,500 | $5,000 | dollars, detected | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,000 | $4,990 | dollars, detected | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,000 | $4,890 | dollars, detected | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 617 | $4,844 | dollars, detected | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 160 | $4,822 | dollars, detected | |
| HERTZ GLOBAL HOLDINGS INC | 42805T905 | COM | 40 | $4,800 | dollars, detected | call |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 76 | $4,793 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $4,770 | dollars, detected | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,180 | $4,744 | dollars, detected | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 132 | $4,675 | dollars, detected | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 500 | $4,675 | dollars, detected | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 750 | $4,658 | dollars, detected | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 120 | $4,655 | dollars, detected | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $4,640 | dollars, detected | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 650 | $4,635 | dollars, detected | |
| Vale Sa | 91912E204 | COM | 323 | $4,590 | dollars, detected | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $4,568 | dollars, detected | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 200 | $4,550 | dollars, detected | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 100 | $4,536 | dollars, detected | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 300 | $4,521 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,237 | $4,515 | dollars, detected | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 100 | $4,515 | dollars, detected | |
| AVIVA PLC | 05382A104 | ADR | 349 | $4,481 | dollars, detected | |
| GOLDFIELD CORP | 381370105 | COM | 2,600 | $4,446 | dollars, detected | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 350 | $4,438 | dollars, detected | |
| VIDEO DISPLAY CORP | 926555103 | COM | 1,250 | $4,400 | dollars, detected | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 200 | $4,378 | dollars, detected | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 502 | $4,367 | dollars, detected | |
| THERAGENICS CORP | 883375107 | COM | 2,000 | $4,360 | dollars, detected | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 39 | $4,338 | dollars, detected | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 53 | $4,336 | dollars, detected | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $4,330 | dollars, detected | principal |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,100 | $4,323 | dollars, detected | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 74 | $4,319 | dollars, detected | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 91 | $4,257 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 10 | $4,225 | dollars, detected | call |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 262 | $4,134 | dollars, detected | |
| MV OIL TR | 553859109 | TR UNITS | 137 | $3,999 | dollars, detected | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 200 | $3,994 | dollars, detected | |
| EXETER RES CORP | 301835104 | COM | 5,000 | $3,950 | dollars, detected | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 500 | $3,900 | dollars, detected | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 200 | $3,832 | dollars, detected | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 300 | $3,753 | dollars, detected | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 81 | $3,728 | dollars, detected | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 200 | $3,714 | dollars, detected | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 350 | $3,696 | dollars, detected | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 60 | $3,663 | dollars, detected | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $3,650 | dollars, detected | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 178 | $3,635 | dollars, detected | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 200 | $3,578 | dollars, detected | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,015 | $3,522 | dollars, detected | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 333 | $3,516 | dollars, detected | |
| PROSHARES TR II | 74347W395 | FUND | 40 | $3,515 | dollars, detected | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 300 | $3,513 | dollars, detected | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 66 | $3,498 | dollars, detected | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 117 | $3,484 | dollars, detected | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 500 | $3,475 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 107 | $3,465 | dollars, detected | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 41 | $3,457 | dollars, detected | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 300 | $3,456 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 140 | $3,403 | dollars, detected | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 100 | $3,395 | dollars, detected | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 218 | $3,366 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 100 | $3,338 | dollars, detected | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 150 | $3,333 | dollars, detected | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 11,935 | $3,330 | dollars, detected | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 802 | $3,320 | dollars, detected | |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 4,859 | $3,304 | dollars, detected | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 460 | $3,294 | dollars, detected | |
| MESABI TR | 590672101 | CTF BEN INT | 150 | $3,285 | dollars, detected | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 268 | $3,283 | dollars, detected | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 174 | $3,261 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 506 | $3,243 | dollars, detected | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 41 | $3,240 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 110 | $3,164 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 115 | $3,162 | dollars, detected | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 38 | $3,151 | dollars, detected | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,500 | $3,150 | dollars, detected | |
| BARCLAYS BK PLC | 06740L519 | FUND | 80 | $3,136 | dollars, detected | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 210 | $3,124 | dollars, detected | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 250 | $3,118 | dollars, detected | |
| ELAN PLC | 284131208 | ADR | 200 | $3,116 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 101 | $3,102 | dollars, detected | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 61 | $3,087 | dollars, detected | |
| HYPERDYNAMICS CORP | 448954206 | COM | 698 | $3,085 | dollars, detected | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 81 | $3,076 | dollars, detected | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 100 | $3,071 | dollars, detected | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 240 | $3,024 | dollars, detected | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 349 | $3,012 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 308 | $2,997 | dollars, detected | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 50 | $2,994 | dollars, detected | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 1,295 | $2,979 | dollars, detected | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 252 | $2,964 | dollars, detected | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,110 | $2,964 | dollars, detected | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 200 | $2,936 | dollars, detected | |
| CSP INC | 126389105 | CMN | 400 | $2,828 | dollars, detected | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 63 | $2,821 | dollars, detected | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 200 | $2,792 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $2,764 | dollars, detected | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 100 | $2,740 | dollars, detected | |
| PHARMATHENE INC | 71714G102 | COM | 1,300 | $2,730 | dollars, detected | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 102 | $2,715 | dollars, detected | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 222 | $2,691 | dollars, detected | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,500 | $2,685 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 554 | $2,665 | dollars, detected | |
| VOLTARI CORP NEW | 92870X309 | COM | 500 | $2,660 | dollars, detected | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 47 | $2,655 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,311 | $2,648 | dollars, detected | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 234 | $2,647 | dollars, detected | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 133 | $2,572 | dollars, detected | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 30 | $2,570 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $2,520 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 100 | $2,496 | dollars, detected | |
| NOVACOPPER INC | 66988K102 | COM | 1,320 | $2,494 | dollars, detected | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 176 | $2,490 | dollars, detected | |
| BRF SA | 10552T107 | SPONSORED ADR | 100 | $2,453 | dollars, detected | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 63 | $2,450 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008532 | this filing | 2013-11-07 | acceptance time not in the bulk data set |