13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 4,706 holding rows worth $18,356,352,000.
- Accession
- 0000950123-13-008532
- Filer
- CIK 5272
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,218 entries on the cover page, a total value of $18,356,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,356,352,776 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT CORP. 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 213 | $2,401 | dollars, detected | |
| VERSO PAPER CORP | 92531L108 | COM | 3,100 | $2,356 | dollars, detected | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 201 | $2,342 | dollars, detected | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 300 | $2,331 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 36 | $2,331 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 182 | $2,326 | dollars, detected | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $2,316 | dollars, detected | |
| CGG SPONS ADR | 12531Q105 | ADR | 100 | $2,305 | dollars, detected | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 203 | $2,300 | dollars, detected | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,000 | $2,280 | dollars, detected | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 476 | $2,275 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 173 | $2,254 | dollars, detected | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 69 | $2,251 | dollars, detected | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 100 | $2,244 | dollars, detected | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 251 | $2,239 | dollars, detected | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,000 | $2,225 | dollars, detected | |
| RESPONSE GENETICS INC | 76123U105 | COM | 1,000 | $2,220 | dollars, detected | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 190 | $2,176 | dollars, detected | |
| AMREP CORP | 032159105 | COM | 250 | $2,173 | dollars, detected | |
| McCormick & Company Inc | 579780107 | COM | 33 | $2,145 | dollars, detected | |
| APPLE INC | 037833900 | CALL | 1 | $2,135 | dollars, detected | call |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 2,400 | $2,130 | dollars, detected | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 1,000 | $2,120 | dollars, detected | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 150 | $2,096 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 173 | $2,059 | dollars, detected | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $2,040 | dollars, detected | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 578 | $2,029 | dollars, detected | |
| Hugoton Royalty Trust | 444717102 | COM | 268 | $2,002 | dollars, detected | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 100 | $1,932 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 100 | $1,925 | dollars, detected | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 600 | $1,908 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 182 | $1,902 | dollars, detected | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 147 | $1,815 | dollars, detected | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 200 | $1,800 | dollars, detected | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 70 | $1,755 | dollars, detected | |
| ISHARES GOLD TRUST | 464285955 | COM | 160 | $1,750 | dollars, detected | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 80 | $1,748 | dollars, detected | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 119 | $1,740 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 55 | $1,728 | dollars, detected | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 62 | $1,685 | dollars, detected | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 2,100 | $1,558 | dollars, detected | |
| NETLIST INC | 64118P109 | COM | 1,850 | $1,554 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 136 | $1,544 | dollars, detected | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 53 | $1,533 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100 | $1,532 | dollars, detected | |
| STARZ | 85571Q201 | COM | 55 | $1,531 | dollars, detected | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 500 | $1,515 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 78 | $1,459 | dollars, detected | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 100 | $1,459 | dollars, detected | |
| METALICO INC | 591176102 | COM | 1,000 | $1,400 | dollars, detected | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $1,396 | dollars, detected | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 27 | $1,358 | dollars, detected | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 202 | $1,347 | dollars, detected | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 300 | $1,335 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 40 | $1,328 | dollars, detected | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 24 | $1,324 | dollars, detected | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 100 | $1,316 | dollars, detected | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 6,100 | $1,281 | dollars, detected | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 63 | $1,269 | dollars, detected | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 100 | $1,253 | dollars, detected | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,000 | $1,245 | dollars, detected | |
| CHAMPION HOMES INC | 830830105 | COM | 250 | $1,240 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 27 | $1,239 | dollars, detected | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 17 | $1,219 | dollars, detected | |
| UBS AG | H89231338 | SHS | 59 | $1,211 | dollars, detected | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 295 | $1,195 | dollars, detected | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $1,192 | dollars, detected | principal |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 114 | $1,168 | dollars, detected | |
| SILVER WHEATON CORP | 828336907 | COM | 40 | $1,160 | dollars, detected | call |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 100 | $1,144 | dollars, detected | |
| MEETME INC | 585141104 | COM | 600 | $1,086 | dollars, detected | |
| SILVER BULL RES INC | 827458100 | COM | 3,000 | $1,080 | dollars, detected | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1 | $1,063 | dollars, detected | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 38 | $1,062 | dollars, detected | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 50 | $1,047 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 45 | $1,022 | dollars, detected | |
| GREIF INC | 397624206 | CL B | 19 | $1,012 | dollars, detected | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 67 | $1,002 | dollars, detected | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 6 | $1,002 | dollars, detected | call |
| URANIUM RESOURCES INC | 916901606 | COM | 400 | $980 | dollars, detected | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 106 | $964 | dollars, detected | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 6 | $958 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 40 | $949 | dollars, detected | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 50 | $945 | dollars, detected | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 40 | $937 | dollars, detected | |
| PROSHARES TR II | 74347W959 | ULTRASHORT YEN N | 40 | $920 | dollars, detected | put |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 600 | $918 | dollars, detected | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 90 | $900 | dollars, detected | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $886 | dollars, detected | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 70 | $880 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 10 | $880 | dollars, detected | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 300 | $846 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 38 | $841 | dollars, detected | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 640 | $828 | dollars, detected | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 46 | $824 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 65 | $816 | dollars, detected | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 140 | $813 | dollars, detected | |
| AVNET INC | 053807903 | CALL | 3 | $810 | dollars, detected | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,000 | $800 | dollars, detected | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 750 | $788 | dollars, detected | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 500 | $785 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 22 | $770 | dollars, detected | |
| NEWS CORP NEW | 65249B208 | CL B | 44 | $723 | dollars, detected | |
| COLDWATER CREEK INC | 193068202 | COM | 403 | $693 | dollars, detected | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 333 | $653 | dollars, detected | |
| TOP SHIPS INC | Y8897Y123 | SHS | 350 | $641 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 24 | $640 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 24 | $605 | dollars, detected | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 49 | $603 | dollars, detected | |
| CELSION CORPORATION | 15117N305 | COM NEW | 500 | $575 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13 | $571 | dollars, detected | |
| JOES JEANS INC | 47777N101 | COM | 525 | $562 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 32 | $537 | dollars, detected | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 25 | $536 | dollars, detected | |
| MASTECH HLDGS INC | 57633B100 | COM | 46 | $526 | dollars, detected | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 200 | $522 | dollars, detected | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 40 | $519 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 42 | $501 | dollars, detected | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 27 | $501 | dollars, detected | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 550 | $495 | dollars, detected | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 16 | $484 | dollars, detected | |
| MICROVISION INC DEL | 594960304 | COM NEW | 277 | $482 | dollars, detected | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,000 | $480 | dollars, detected | |
| TUCOWS INC | 898697107 | COM | 200 | $478 | dollars, detected | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 21 | $452 | dollars, detected | |
| INFOSONICS CORP | 456784107 | COM | 900 | $441 | dollars, detected | |
| RICHMONT MINES INC | 76547T106 | COM | 300 | $426 | dollars, detected | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 4 | $425 | dollars, detected | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 100 | $418 | dollars, detected | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 11 | $416 | dollars, detected | |
| AGENUS INC | 00847G705 | COM NEW | 150 | $416 | dollars, detected | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 4 | $405 | dollars, detected | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,000 | $400 | dollars, detected | |
| CAMAC ENERGY INC | 131745101 | COM | 500 | $400 | dollars, detected | |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 1,000 | $390 | dollars, detected | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 100 | $390 | dollars, detected | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 200 | $386 | dollars, detected | |
| CREDICORP LTD | G2519Y108 | COM | 3 | $385 | dollars, detected | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 31 | $359 | dollars, detected | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 10 | $352 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 24 | $337 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 18 | $337 | dollars, detected | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 350 | $333 | dollars, detected | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 25 | $332 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17 | $329 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22 | $315 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4 | $300 | dollars, detected | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 100 | $281 | dollars, detected | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 38 | $249 | dollars, detected | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 3 | $243 | dollars, detected | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 3 | $238 | dollars, detected | |
| FONAR CORP | 344437405 | COM NEW | 40 | $231 | dollars, detected | |
| TALISMAN ENERGY INC | 87425E103 | COM | 20 | $230 | dollars, detected | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 23 | $222 | dollars, detected | |
| MELA SCIENCES INC | 55277R100 | COM | 300 | $219 | dollars, detected | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 13 | $207 | dollars, detected | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1 | $203 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 8 | $201 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5 | $194 | dollars, detected | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $186 | dollars, detected | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 10 | $182 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30 | $162 | dollars, detected | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 77 | $162 | dollars, detected | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3 | $144 | dollars, detected | |
| YAMANA GOLD INC | 98462Y900 | COM | 20 | $140 | dollars, detected | call |
| OCLARO INC | 67555N206 | COM | 78 | $138 | dollars, detected | |
| SYNTROLEUM CORP | 871630208 | COM | 30 | $138 | dollars, detected | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $135 | dollars, detected | |
| AROTECH CORP | 042682203 | COM NEW | 71 | $124 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 12 | $123 | dollars, detected | |
| Gilat Satellite Network | M51474118 | COM | 24 | $118 | dollars, detected | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 30 | $117 | dollars, detected | |
| AMBIENT CORP | 02318N201 | COM | 50 | $114 | dollars, detected | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 100 | $98 | dollars, detected | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21 | $96 | dollars, detected | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 33 | $89 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2 | $73 | dollars, detected | |
| ENTREMED INC | 29382F202 | COM | 40 | $72 | dollars, detected | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 40 | $68 | dollars, detected | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 8 | $65 | dollars, detected | |
| HILL INTERNATIONAL INC | 431466101 | COM | 19 | $63 | dollars, detected | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 3 | $62 | dollars, detected | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 5 | $58 | dollars, detected | |
| MAGNUM HUNTER RES 13WTS | 55973G119 | wt | 8,134 | $57 | dollars, detected | |
| RCS CAP CORP | 74937W102 | COM CL A | 3 | $50 | dollars, detected | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8 | $35 | dollars, detected | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 1 | $35 | dollars, detected | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 32 | $31 | dollars, detected | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10 | $30 | dollars, detected | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 40 | $28 | dollars, detected | |
| QUALCOMM INC | 747525953 | PUT | 3 | $27 | dollars, detected | put |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 4 | $27 | dollars, detected | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 16 | $26 | dollars, detected | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 115 | $26 | dollars, detected | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1 | $24 | dollars, detected | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 4 | $23 | dollars, detected | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 16 | $22 | dollars, detected | |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 20 | $16 | dollars, detected | |
| PLUG PWR INC | 72919P202 | COM NEW | 20 | $15 | dollars, detected | |
| IPATH SP 500 VIX S/T FU ETN | 06740C908 | COM | 15 | $15 | dollars, detected | call |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 8 | $11 | dollars, detected | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 2 | $10 | dollars, detected | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 3 | $8 | dollars, detected | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3 | $4 | dollars, detected | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 1 | $3 | dollars, detected | |
| OWENS CORNING WARRANT | 690742127 | COMMON | 35 | $1 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008532 | this filing | 2013-11-07 | acceptance time not in the bulk data set |