13F-HR filed by KNIGHT CAPITAL GROUP, INC.
KNIGHT CAPITAL GROUP, INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-08, with 3,252 holding rows worth $5,395,857,000.
- Accession
- 0000950123-13-005694
- Filer
- CIK 1060749
- Filed
- 2013-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,276 entries on the cover page, a total value of $5,395,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,395,857,000 with VALUE read as thousands by filing date, 13F file number 028-13543. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKnight Capital Americas LLC 028-15067
- included managerAstor Asset Management, LLC 028-13903
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCLARO INC | 67555N206 | COM | 70,977 | $83,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 26,492 | $83,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,394 | $82,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150954 | COM | 10,200 | $80,000 | thousands by filing date | put |
| JETBLUE AIRWAYS CORP | 477143951 | PUT | 12,500 | $79,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 26,263 | $77,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 15,294 | $76,000 | thousands by filing date | |
| RF MICRO DEVICES INC CMN STOCK | 749941900 | Cmn | 14,300 | $76,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 16,259 | $74,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 13,608 | $74,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 22,782 | $74,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,366 | $73,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,135 | $73,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 32,389 | $73,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 17,829 | $73,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,151 | $72,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 127,018 | $72,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904955 | PUT | 39,300 | $72,000 | thousands by filing date | put |
| SILICON IMAGE INC | 82705T102 | COM | 12,083 | $71,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 23,148 | $71,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 11,270 | $70,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 13,028 | $70,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 28,888 | $70,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863908 | COM | 10,400 | $70,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 12,061 | $69,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,845 | $69,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,436 | $69,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 19,423 | $69,000 | thousands by filing date | |
| TORM A/S | 891072209 | SPONS ADR NEW | 29,898 | $69,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 47,356 | $68,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 21,187 | $68,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 12,633 | $68,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 11,837 | $67,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 16,037 | $67,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 12,495 | $66,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 18,200 | $66,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 11,995 | $65,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 27,727 | $64,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,690 | $61,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742907 | COM | 12,500 | $61,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,780 | $60,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 56,683 | $60,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 19,668 | $60,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 11,785 | $60,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 18,937 | $59,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 21,033 | $59,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,557 | $58,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 32,111 | $58,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 12,082 | $58,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 17,013 | $58,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q909 | Cmn | 19,400 | $58,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 22,558 | $57,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 25,854 | $57,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 22,724 | $57,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 11,747 | $56,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 25,824 | $56,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547908 | COM | 18,300 | $56,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 14,002 | $55,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 13,605 | $55,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 27,665 | $55,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 32,399 | $54,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 45,501 | $54,000 | thousands by filing date | |
| FREESEAS INC | Y26496201 | SHS PAR.001 2013 | 109,873 | $54,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,129 | $53,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 35,433 | $53,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC CMN STK | 611742957 | Cmn | 10,800 | $53,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,622 | $52,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 20,484 | $52,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 42,565 | $52,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 17,523 | $51,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 12,311 | $51,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 14,936 | $50,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 33,303 | $50,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 64,354 | $50,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 29,328 | $49,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 10,370 | $49,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 48,345 | $48,000 | thousands by filing date | |
| SPROTT RESOURCE LENDING | 85207J100 | CORP COM | 37,864 | $48,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 15,348 | $48,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,188 | $47,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,151 | $47,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 16,966 | $47,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 23,518 | $46,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 39,339 | $46,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,717 | $45,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,043 | $45,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 13,929 | $44,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 23,595 | $44,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 11,381 | $43,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 18,760 | $43,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 32,500 | $43,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,426 | $43,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 20,003 | $43,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 18,572 | $42,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q959 | COM | 14,000 | $42,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 13,120 | $41,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 38,032 | $41,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 51,401 | $41,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 37,082 | $41,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,153 | $40,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 20,669 | $40,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,055 | $40,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 12,317 | $40,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 12,787 | $40,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,551 | $39,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 17,704 | $39,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 14,733 | $39,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 24,675 | $38,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 14,891 | $37,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,547 | $36,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,884 | $35,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 19,600 | $35,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 20,268 | $35,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 11,324 | $35,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 23,170 | $35,000 | thousands by filing date | |
| JAMES RIVER COAL CO COMMON STOCK | 470355907 | Cmn | 19,100 | $35,000 | thousands by filing date | call |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 18,800 | $35,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 13,515 | $34,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 16,390 | $34,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 16,273 | $34,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 10,190 | $34,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 13,548 | $33,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 27,551 | $33,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 11,032 | $33,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 11,530 | $33,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 10,775 | $33,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 21,964 | $33,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 14,235 | $33,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 14,638 | $32,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 12,777 | $32,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,384 | $32,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 12,745 | $32,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,278 | $31,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 14,856 | $31,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 74,418 | $31,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 368,688 | $31,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 14,166 | $31,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 15,918 | $31,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 16,780 | $31,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 13,750 | $30,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 18,626 | $30,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 14,421 | $29,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 49,313 | $29,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 20,009 | $29,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 10,235 | $29,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 10,933 | $29,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 37,755 | $29,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 10,800 | $29,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 20,828 | $29,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,094 | $28,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,836 | $28,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,021 | $28,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 15,487 | $28,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 12,830 | $28,000 | thousands by filing date | |
| SED INTL HLDGS INC | 784109209 | COM NEW | 14,127 | $28,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 62,214 | $28,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 12,504 | $28,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,576 | $27,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 12,250 | $27,000 | thousands by filing date | |
| TELLABS INC | 879664900 | COM | 13,600 | $27,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 30,144 | $27,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 11,709 | $27,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 24,672 | $27,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,194 | $26,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 15,850 | $26,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 124,157 | $26,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 16,940 | $26,000 | thousands by filing date | |
| PHAZAR CORP | 71722R108 | COM | 21,103 | $26,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 14,711 | $24,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 17,791 | $24,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 13,117 | $24,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,494 | $23,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,627 | $23,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 11,897 | $23,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 11,329 | $23,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 16,611 | $22,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 15,903 | $22,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 11,310 | $22,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 27,924 | $22,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 62,160 | $22,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 10,506 | $22,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 16,926 | $22,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 21,404 | $22,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 23,248 | $22,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 17,910 | $21,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 13,786 | $21,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 11,467 | $21,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 15,425 | $21,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 10,406 | $21,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 33,222 | $20,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 12,382 | $20,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 17,161 | $20,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T957 | COM | 12,300 | $20,000 | thousands by filing date | put |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 13,399 | $20,000 | thousands by filing date | |
| Alcatel-Lucent | 013904905 | Sponsored ADR | 10,800 | $20,000 | thousands by filing date | call |
| GLOBALSCAPE INC | 37940G109 | COM | 12,274 | $20,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,189 | $19,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,572 | $19,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,426 | $19,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 18,448 | $19,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 22,802 | $19,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 16,964 | $19,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 21,259 | $19,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 14,045 | $18,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 42,217 | $18,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. | 469249106 | Common Stock | 37,449 | $18,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 15,158 | $17,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 40,257 | $17,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 14,101 | $17,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 10,449 | $16,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 14,326 | $15,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,673 | $14,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 63,460 | $14,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 50,888 | $14,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 14,078 | $14,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,057 | $14,000 | thousands by filing date | |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 13,385 | $13,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 20,666 | $13,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 36,409 | $13,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 43,693 | $13,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 11,639 | $12,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 16,706 | $12,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 57,574 | $12,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 26,759 | $11,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 10,355 | $11,000 | thousands by filing date | |
| CLAUDE RES INC | 182873109 | COM | 45,637 | $10,000 | thousands by filing date | |
| STRATEGIC DIAGNOSTICS INC | 862700101 | COM | 11,101 | $10,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 25,293 | $9,000 | thousands by filing date | |
| ASIA ENTERTAINMENT AND RESO | G0539K124 | EQUITY | 19,031 | $9,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 16,743 | $8,000 | thousands by filing date | |
| ZOOM TECHNOLOGIES INC | 98976E301 | COM | 20,490 | $8,000 | thousands by filing date | |
| QUANTUM FUEL SYS TECH WORLDW | 74765E208 | COM NEW | 12,646 | $7,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 15,510 | $7,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916110 | RIGHT 07/03/2013 | 312,290 | $7,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 23,984 | $7,000 | thousands by filing date | |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 53,070 | $7,000 | thousands by filing date | |
| FORTUNE INDUSTRIES INC | 34963X200 | COM NEW | 52,664 | $7,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 20,286 | $6,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 12,070 | $6,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 13,684 | $6,000 | thousands by filing date | |
| TIANLI AGRITECH INC | G8883T104 | SHS | 10,033 | $6,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 11,540 | $6,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 11,161 | $5,000 | thousands by filing date | |
| PROSPECT GLOBAL RES INC | 74348X103 | COM | 48,197 | $4,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 10,102 | $3,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 261,125 | $3,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 18,402 | $3,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 14,229 | $2,000 | thousands by filing date | |
| GEOPETRO RESOURCES CO | 37248H304 | COM | 16,483 | $1,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 13,546 | $1,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CORPORAT | G2112E145 | *W EXP 01/25/201 | 22,541 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960163 | *W EXP 07/23/201 | 41,150 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-005694 | this filing | 2013-08-08 | acceptance time not in the bulk data set |