13F-HR filed by KNIGHT CAPITAL GROUP, INC.
KNIGHT CAPITAL GROUP, INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-08, with 3,252 holding rows worth $5,395,857,000.
- Accession
- 0000950123-13-005694
- Filer
- CIK 1060749
- Filed
- 2013-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,276 entries on the cover page, a total value of $5,395,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,395,857,000 with VALUE read as thousands by filing date, 13F file number 028-13543. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKnight Capital Americas LLC 028-15067
- included managerAstor Asset Management, LLC 028-13903
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASML HLDG NV | N07059950 | PUT | 3,100 | $245,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 11,472 | $245,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560959 | COM | 7,100 | $245,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 6,150 | $244,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 14,631 | $244,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,610 | $243,000 | thousands by filing date | |
| NORTHERN TR CORP | 665859954 | COM | 4,200 | $243,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 7,300 | $243,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 18,473 | $243,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 16,295 | $243,000 | thousands by filing date | |
| Accuvest Global Long Short | 00768Y404 | COM | 11,031 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 5,149 | $243,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,542 | $242,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,451 | $242,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 9,613 | $242,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 9,108 | $242,000 | thousands by filing date | |
| PRAXAIR INC | 74005P904 | COM | 2,100 | $242,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,933 | $241,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 14,943 | $241,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,635 | $241,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 26,351 | $241,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 6,476 | $241,000 | thousands by filing date | |
| HATTERAS FINANCIAL CORP | 41902R953 | COM | 9,800 | $241,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 10,108 | $241,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,643 | $240,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 4,760 | $240,000 | thousands by filing date | |
| ROCK-TENN COMPANY -CL A | 772739957 | COM | 2,400 | $240,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL | 46131B950 | Cmn | 14,500 | $240,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 2,221 | $239,000 | thousands by filing date | |
| IMAX CORP | 45245E909 | COM | 9,600 | $239,000 | thousands by filing date | call |
| BRE PROPERTIES INC | 05564E106 | CL A | 4,773 | $239,000 | thousands by filing date | |
| DOMTAR CORP | 257559903 | COM | 3,600 | $239,000 | thousands by filing date | call |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 5,550 | $239,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,727 | $238,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,629 | $238,000 | thousands by filing date | |
| MOODYS CORP | 615369955 | COM | 3,900 | $238,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 9,483 | $238,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X901 | COM | 2,700 | $238,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 3,503 | $237,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 57,343 | $237,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,007 | $236,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,291 | $236,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 9,538 | $236,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,816 | $236,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,288 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,240 | $235,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,655 | $235,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 22,370 | $235,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 25,451 | $235,000 | thousands by filing date | |
| APACHE CORP | 037411808 | PFD CONV SER D | 4,931 | $235,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 14,737 | $235,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491903 | COM | 3,600 | $235,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,977 | $234,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,957 | $234,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 7,077 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A950 | PUT | 4,000 | $233,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 13,795 | $233,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 18,062 | $233,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,296 | $232,000 | thousands by filing date | |
| MASCO CORP | 574599906 | CALL | 11,900 | $232,000 | thousands by filing date | call |
| INTUIT | 461202953 | COM | 3,800 | $232,000 | thousands by filing date | put |
| BXP INC | 101121901 | COM | 2,200 | $232,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 5,750 | $232,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W903 | Option | 6,200 | $232,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 9,072 | $231,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,591 | $231,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,461 | $231,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19,513 | $231,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 25,436 | $231,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 6,983 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 6,526 | $231,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q952 | COM | 21,500 | $231,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 24,709 | $230,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 20,117 | $230,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654955 | PUT | 5,100 | $230,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP-CL A | 78388J906 | COM | 3,100 | $230,000 | thousands by filing date | call |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,894 | $229,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 12,590 | $228,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 17,070 | $228,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 20,281 | $228,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 6,685 | $228,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 20,553 | $227,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,780 | $227,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 8,310 | $227,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 9,541 | $227,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTER-CL A | 811065901 | COM | 3,400 | $227,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 8,894 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 9,797 | $226,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 8,332 | $226,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,429 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,357 | $225,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917906 | COM | 26,200 | $225,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 7,307 | $225,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 5,215 | $225,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,305 | $224,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,453 | $224,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 5,629 | $224,000 | thousands by filing date | |
| SOTHEBYS | 835898957 | COM | 5,900 | $224,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,281 | $223,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 16,671 | $223,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742951 | PUT | 5,700 | $223,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 17,389 | $223,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 9,500 | $223,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A954 | PUT | 2,900 | $222,000 | thousands by filing date | put |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 18,206 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 6,180 | $222,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,233 | $221,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 7,876 | $221,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 44,355 | $221,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 7,862 | $220,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,702 | $220,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393952 | COM | 4,400 | $220,000 | thousands by filing date | put |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 4,250 | $220,000 | thousands by filing date | |
| POWERSHARES KBW INT FINANCL | 73936Q785 | COM | 9,939 | $220,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,104 | $219,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 6,907 | $219,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,114 | $218,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 9,606 | $218,000 | thousands by filing date | |
| CENCORA INC | 03073E905 | CALL | 3,900 | $218,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC | 74834L950 | PUT | 3,600 | $218,000 | thousands by filing date | put |
| CARRIZO OIL GAS INC | 144577903 | COM | 7,700 | $218,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 27,366 | $217,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581908 | CALL | 1,200 | $217,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,954 | $216,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 3,158 | $216,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,664 | $215,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,855 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,207 | $215,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,479 | $215,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 4,717 | $215,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,780 | $215,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 8,625 | $215,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q901 | COM | 115,000 | $215,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,512 | $214,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,286 | $214,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 16,748 | $214,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905907 | COM | 3,900 | $214,000 | thousands by filing date | call |
| WALTER ENERGY INC | 93317Q905 | COM | 20,600 | $214,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 3,928 | $213,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 4,500 | $213,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P956 | COM | 6,100 | $213,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 4,558 | $212,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,264 | $212,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 8,443 | $212,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 12,067 | $212,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 4,227 | $212,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 50,556 | $212,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,417 | $211,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 8,920 | $211,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P905 | COM | 3,900 | $211,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,733 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 7,739 | $211,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y902 | COM | 11,100 | $211,000 | thousands by filing date | call |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 11,948 | $211,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,652 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 15,456 | $210,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,404 | $210,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 8,754 | $210,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 9,299 | $210,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 3,213 | $210,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 12,093 | $210,000 | thousands by filing date | |
| ROCK-TENN COMPANY -CL A | 772739907 | COM | 2,100 | $210,000 | thousands by filing date | call |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 7,312 | $210,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,489 | $209,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 8,339 | $209,000 | thousands by filing date | |
| VARIAN MEDICAL SYSTEMS INC | 92220P955 | COM | 3,100 | $209,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 37,200 | $209,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 94,045 | $208,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y953 | COM | 16,400 | $208,000 | thousands by filing date | put |
| INFINERA CORP | 45667G953 | COM | 19,500 | $208,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 20,638 | $207,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,232 | $207,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 23,366 | $207,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,633 | $207,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 8,245 | $207,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 5,618 | $207,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 9,449 | $207,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E909 | COM | 4,500 | $207,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,463 | $206,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 10,190 | $206,000 | thousands by filing date | |
| IMAX CORP | 45245E959 | COM | 8,300 | $206,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 5,811 | $206,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 17,203 | $206,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,495 | $205,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 8,365 | $205,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U909 | COM | 3,600 | $205,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 8,289 | $205,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,942 | $204,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 7,091 | $204,000 | thousands by filing date | |
| SYNAPTICS INC | 87157D959 | COM | 5,300 | $204,000 | thousands by filing date | put |
| LSI CORPORATION | 502161102 | COM | 28,657 | $204,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 14,173 | $204,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,639 | $204,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 6,000 | $204,000 | thousands by filing date | put |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 4,065 | $204,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R809 | 15YR US TRS FD | 2,022 | $204,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 4,263 | $203,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 3,600 | $203,000 | thousands by filing date | put |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 9,100 | $203,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,315 | $203,000 | thousands by filing date | |
| PUREFUNDS ISE DIAMOND/GE-ETF | 30304R100 | CMN | 11,712 | $203,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 14,597 | $202,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 12,197 | $202,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 69,347 | $202,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 11,811 | $202,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 7,853 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,793 | $201,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,323 | $201,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 2,200 | $201,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 60,148 | $201,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 8,251 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 8,517 | $201,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 18,340 | $200,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 13,832 | $200,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 25,385 | $200,000 | thousands by filing date | |
| ASHLAND INC | 044209904 | COM | 2,400 | $200,000 | thousands by filing date | call |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 15,433 | $199,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 29,823 | $199,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 23,192 | $199,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 11,971 | $199,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,692 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,241 | $198,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176956 | COM | 12,900 | $198,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 18,927 | $197,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 17,439 | $197,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,126 | $197,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 44,087 | $196,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 12,457 | $196,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 30,579 | $194,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 11,427 | $194,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 14,254 | $193,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,262 | $193,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP950 | COM | 20,300 | $193,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,917 | $193,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 12,724 | $193,000 | thousands by filing date | |
| NEW GOLD INC | 644535956 | COM | 30,100 | $193,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,262 | $192,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 52,688 | $192,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 14,015 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347X211 | PSHS ULSHT MD400 | 10,268 | $192,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,102 | $191,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 13,313 | $191,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806959 | COM | 17,800 | $191,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 11,526 | $190,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 102,130 | $189,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F951 | COM | 28,400 | $189,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 10,300 | $188,000 | thousands by filing date | put |
| LIN TV CORP | 532774106 | CL A | 12,246 | $187,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438903 | Cmn | 59,200 | $187,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 45,647 | $186,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 19,904 | $186,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 10,820 | $186,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q955 | COM | 17,900 | $186,000 | thousands by filing date | put |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 27,800 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 12,053 | $184,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W904 | COM | 23,900 | $184,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 31,814 | $183,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119950 | COM | 12,200 | $182,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 11,705 | $182,000 | thousands by filing date | |
| FORTINET INC | 34959E909 | CALL | 10,300 | $180,000 | thousands by filing date | call |
| GTX INC | 40052B108 | COM | 27,335 | $180,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,452 | $179,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 12,415 | $179,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 18,669 | $179,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,331 | $179,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 18,553 | $179,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 10,487 | $179,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,745 | $177,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 10,678 | $177,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,837 | $177,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 19,208 | $176,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 30,067 | $176,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 16,927 | $176,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 21,600 | $175,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICS | 294821908 | ADR B SEK 10 | 15,500 | $175,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 14,652 | $174,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,229 | $174,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 16,400 | $174,000 | thousands by filing date | put |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 19,518 | $173,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 29,340 | $172,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,597 | $171,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,028 | $171,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,006 | $171,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 12,732 | $171,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F901 | COM | 25,600 | $170,000 | thousands by filing date | call |
| ZEP INC | 98944B108 | COMMON STOCK | 10,664 | $169,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,812 | $169,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 26,634 | $168,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,101 | $168,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,515 | $168,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 21,613 | $167,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,959 | $167,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 20,909 | $167,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941950 | COM | 31,300 | $167,000 | thousands by filing date | put |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 12,088 | $167,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,559 | $166,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,659 | $166,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 42,185 | $166,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 11,535 | $166,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 13,600 | $166,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902904 | COM | 32,400 | $165,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 15,076 | $165,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,065 | $164,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,022 | $164,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 27,340 | $164,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,021 | $162,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 19,800 | $162,000 | thousands by filing date | call |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,538 | $162,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 10,975 | $161,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,548 | $160,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 14,261 | $160,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 33,245 | $160,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,433 | $159,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 25,852 | $159,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 23,641 | $159,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 39,200 | $159,000 | thousands by filing date | put |
| TRINA SOLAR LTD-SPON ADR | 89628E904 | COM | 26,700 | $159,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 10,825 | $158,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 12,225 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 14,000 | $157,000 | thousands by filing date | call |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 12,172 | $157,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L956 | COM | 24,700 | $157,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 56,219 | $156,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,668 | $156,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,603 | $156,000 | thousands by filing date | |
| SUPERVALU INC | 868536953 | COM | 25,100 | $156,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M905 | Cmn | 12,800 | $156,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 12,978 | $154,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 21,141 | $154,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 15,118 | $152,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,574 | $151,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 26,900 | $151,000 | thousands by filing date | call |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 12,134 | $150,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 117,169 | $150,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,672 | $149,000 | thousands by filing date | |
| LOUISIANA PAC CORP | 546347955 | COM | 10,100 | $149,000 | thousands by filing date | put |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 11,367 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,918 | $148,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 11,069 | $147,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 13,408 | $147,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,264 | $147,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 89,916 | $147,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,573 | $146,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 12,918 | $145,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 11,733 | $145,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,466 | $143,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,003 | $143,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 14,065 | $143,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,619 | $142,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 11,000 | $142,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 17,971 | $142,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,925 | $142,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410905 | COM | 11,000 | $141,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 21,373 | $140,000 | thousands by filing date | |
| DEAN FOODS CO | 242370954 | COM | 14,000 | $140,000 | thousands by filing date | put |
| TIVO INC CMN STOCK | 888706958 | Cmn | 12,700 | $140,000 | thousands by filing date | put |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 10,800 | $139,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICS | 294821958 | ADR B SEK 10 | 12,300 | $139,000 | thousands by filing date | put |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 11,594 | $139,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279952 | COM | 18,200 | $139,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 35,759 | $138,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 14,399 | $138,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 14,787 | $138,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 15,013 | $137,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 16,665 | $137,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 19,510 | $137,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 24,433 | $137,000 | thousands by filing date | |
| NORTHERN OIL AND GAS INC | 665531909 | COM | 10,300 | $137,000 | thousands by filing date | call |
| Radioshack Corp | 750438953 | COM | 43,400 | $137,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 32,298 | $136,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 15,464 | $136,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 14,682 | $135,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V953 | PUT | 12,700 | $134,000 | thousands by filing date | put |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 23,400 | $134,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P107 | COM | 14,867 | $134,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 33,100 | $134,000 | thousands by filing date | call |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 18,419 | $134,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,824 | $133,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,170 | $132,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 19,826 | $132,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 17,975 | $132,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 23,427 | $132,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,532 | $132,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,504 | $131,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863958 | COM | 19,200 | $129,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 20,241 | $128,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 10,606 | $128,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 11,650 | $128,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 22,654 | $128,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 13,090 | $128,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,049 | $127,000 | thousands by filing date | |
| ISHARES INC | 464286958 | MSCI EURZONE ETF | 11,300 | $127,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,615 | $126,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,560 | $126,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 21,216 | $126,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 19,000 | $126,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279902 | COM | 16,500 | $126,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 20,158 | $125,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,960 | $124,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 25,196 | $124,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 157,120 | $124,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 126,753 | $123,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 58,350 | $123,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,558 | $122,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 66,996 | $122,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 17,254 | $122,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,507 | $121,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L906 | COM | 19,100 | $121,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E954 | PUT | 20,300 | $121,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,876 | $120,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,855 | $120,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,966 | $120,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 33,185 | $120,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 26,082 | $120,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,847 | $119,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 60,283 | $119,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 18,568 | $118,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 39,240 | $118,000 | thousands by filing date | |
| PUREFUNDS ISE JUNIOR SILV | 30304R308 | COM | 12,164 | $118,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W954 | COM | 15,200 | $117,000 | thousands by filing date | put |
| HERCULES OFFSHORE INC | 427093909 | Cmn | 16,600 | $117,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,834 | $115,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,696 | $115,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 38,324 | $115,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,710 | $114,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,146 | $113,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 18,968 | $113,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,996 | $112,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,252 | $111,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,689 | $110,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 69,006 | $110,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,538 | $109,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,046 | $109,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150904 | COM | 13,900 | $109,000 | thousands by filing date | call |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 185,330 | $109,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 30,322 | $109,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,192 | $108,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 38,126 | $108,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 37,391 | $108,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 47,056 | $108,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,733 | $107,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 14,766 | $107,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 58,984 | $107,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 263,938 | $106,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 11,120 | $105,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 15,098 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y496 | DLY GLMNRBU3XNEW | 17,980 | $105,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 20,557 | $104,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,949 | $104,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 36,683 | $104,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 28,442 | $104,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 22,727 | $103,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,687 | $102,000 | thousands by filing date | |
| STANDARD-PACIFIC CORP | 85375C901 | COM | 12,100 | $101,000 | thousands by filing date | call |
| FLEX LTD | Y2573F902 | CALL | 12,700 | $98,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 11,961 | $98,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,169 | $97,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 75,958 | $97,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 11,993 | $97,000 | thousands by filing date | |
| LSI CORP | 502161902 | COM | 13,600 | $97,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,497 | $96,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,036 | $96,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,160 | $95,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,091 | $94,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,035 | $94,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 22,714 | $94,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,020 | $93,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 29,183 | $93,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 71,526 | $93,000 | thousands by filing date | |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 22,906 | $92,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 42,861 | $91,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917956 | PUT | 10,600 | $91,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 12,897 | $91,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,039 | $91,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 21,380 | $91,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037959 | COM | 11,100 | $91,000 | thousands by filing date | put |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 11,682 | $90,000 | thousands by filing date | |
| ATMEL CORP | 049513954 | COM | 12,200 | $90,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 10,246 | $88,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 20,689 | $88,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 10,625 | $88,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,182 | $87,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,851 | $87,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 14,178 | $87,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 12,932 | $87,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 10,916 | $87,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 94,880 | $87,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K953 | COM | 12,500 | $87,000 | thousands by filing date | put |
| SWS GROUP INC | 78503N107 | COM | 15,766 | $86,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,550 | $85,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 27,765 | $85,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 10,716 | $85,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 10,624 | $85,000 | thousands by filing date | |
| IAMGOLD CORP | 450913908 | COM | 19,300 | $84,000 | thousands by filing date | call |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 22,591 | $84,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 18,882 | $84,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 11,207 | $84,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 21,267 | $83,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,964 | $83,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 21,041 | $83,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-005694 | this filing | 2013-08-08 | acceptance time not in the bulk data set |