13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-04, with 4,456 holding rows worth $210,785,080,000.
- Accession
- 0000948046-21-000161
- Filer
- CIK 948046
- Filed
- 2021-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 19,186 entries on the cover page, a total value of $210,785,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,785,080,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOANN INC | 47768J101 | COM | 6,949 | $77,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 150,000 | $77,000 | thousands by filing date | call |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 100,000 | $77,000 | thousands by filing date | call |
| SURO CAP CORP | 86887Q109 | COM NEW | 5,900 | $76,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 15,158 | $76,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 6,811 | $76,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 4,351 | $75,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 5,974 | $75,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,987 | $75,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,203 | $74,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 1,386 | $74,000 | thousands by filing date | put |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 3,074 | $74,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 90,624 | $74,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 67,000 | $74,000 | thousands by filing date | principal |
| JAMF HLDG CORP COM | 47074L105 | Stock | 1,906 | $73,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 49,571 | $73,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,000 | $73,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 436 | $73,000 | thousands by filing date | put |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 4,063 | $73,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 4,139 | $73,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 5,280 | $72,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 4,177 | $71,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 4,068 | $71,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,414 | $71,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 6,680 | $71,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 19,229 | $70,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,261 | $69,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2,823 | $69,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 4,646 | $69,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 3,607 | $69,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 31,794 | $69,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 100,000 | $69,000 | thousands by filing date | call |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 5,344 | $68,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 5,903 | $68,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,230 | $67,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 6,684 | $67,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 1,951 | $67,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 50,000 | $67,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2,616 | $66,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 2,942 | $66,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 9,570 | $66,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 100,000 | $66,000 | thousands by filing date | call |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 75,000 | $66,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 630 | $65,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 4,928 | $65,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 4,087 | $65,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,500 | $65,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 2,214 | $65,000 | thousands by filing date | call |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 4,348 | $65,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 7,740 | $65,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 22,900 | $64,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 100,000 | $64,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 970 | $63,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 5,708 | $63,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 100,000 | $63,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 62,500 | $63,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 4,897 | $62,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 4,453 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 260 | $61,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 4,792 | $61,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 3,162 | $61,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,571 | $61,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,700 | $61,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 36,600 | $61,000 | thousands by filing date | call |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 75,000 | $61,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 600 | $60,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 880 | $60,000 | thousands by filing date | put |
| EMERALD HOLDING INC | 29103W104 | COM | 13,768 | $60,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 95,000 | $60,000 | thousands by filing date | call |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 75,000 | $60,000 | thousands by filing date | call |
| VALARIS LTD | G9460G101 | CL A | 1,705 | $59,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,600 | $59,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 12,010 | $59,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,580 | $59,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 4,967 | $59,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 9,000 | $59,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 53,152 | $59,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $58,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 7,062 | $58,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 2,875 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 2,155 | $57,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,124 | $57,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 24,938 | $57,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 4,351 | $57,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,218 | $56,000 | thousands by filing date | call |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,500 | $56,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 2,640 | $56,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 2,930 | $56,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 8,017 | $56,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 72,856 | $56,000 | thousands by filing date | call |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 1,432 | $56,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 75,000 | $56,000 | thousands by filing date | call |
| IBEX LTD | G4690M101 | COMMON STOCK | 3,257 | $55,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 15,801 | $55,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 100,000 | $55,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 23,709 | $54,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,700 | $54,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 50,000 | $54,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 79 | $53,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,084 | $53,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 6,174 | $53,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 940 | $53,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 9,683 | $53,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 75,000 | $53,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 59,051 | $53,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 18,650 | $53,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 300 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $52,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 2,864 | $52,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 2,961 | $52,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $52,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9,441 | $51,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 6,112 | $51,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 16,603 | $51,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,152 | $50,000 | thousands by filing date | call |
| CODEX DNA INC | 192003101 | COM | 4,462 | $50,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 75,000 | $50,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $49,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 679 | $49,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,100 | $49,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 915 | $48,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 45,446 | $48,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,033 | $48,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 3,879 | $48,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 75,000 | $48,000 | thousands by filing date | call |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 51,679 | $47,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 2,177 | $47,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 50,000 | $47,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 452 | $46,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 5,133 | $46,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $46,000 | thousands by filing date | call |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 50,000 | $46,000 | thousands by filing date | call |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 71,921 | $46,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,776 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 163 | $45,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 826 | $45,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 3,300 | $44,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 50,000 | $44,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 1,150 | $43,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 549 | $43,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,277 | $43,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,693 | $42,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 3,300 | $42,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 433 | $41,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 9,300 | $41,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 50,000 | $41,000 | thousands by filing date | call |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 31,835 | $41,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $40,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $40,000 | thousands by filing date | call |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,359 | $39,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,804 | $39,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 5,931 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,086 | $39,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 17,173 | $39,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,400 | $39,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 2,693 | $39,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 2,000 | $38,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 65,946 | $38,000 | thousands by filing date | call |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 36,554 | $38,000 | thousands by filing date | call |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 99,610 | $38,000 | thousands by filing date | call |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 3,094 | $38,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,064 | $37,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 50,000 | $37,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 815 | $36,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,400 | $36,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 433 | $35,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 5,000 | $35,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 200 | $34,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,519 | $34,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,967 | $34,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,439 | $34,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,913 | $34,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 3,053 | $34,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 53,214 | $34,000 | thousands by filing date | call |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 20,000 | $34,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 105 | $33,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,060 | $33,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,700 | $33,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $33,000 | thousands by filing date | call |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 50,000 | $33,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 270 | $32,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 1,389 | $32,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 2,693 | $32,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 50,000 | $32,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 4,048 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,500 | $31,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 1,220 | $31,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 50,000 | $31,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,039 | $30,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 1,683 | $30,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 2,720 | $30,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 4,998 | $30,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 25,000 | $30,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 372 | $29,000 | thousands by filing date | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,438 | $29,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 36,579 | $29,000 | thousands by filing date | call |
| BORR DRILLING LTD | G1466R207 | SHS | 34,085 | $29,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 93 | $28,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 411 | $28,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 3,811 | $28,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,817 | $28,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 325 | $27,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 229 | $27,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 485 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,930 | $27,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,089 | $27,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 3,626 | $27,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 16,896 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,615 | $26,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,500 | $26,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,023 | $26,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 2,868 | $26,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $25,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $25,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,800 | $24,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,900 | $24,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 8,180 | $24,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,404 | $23,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 800 | $23,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 3,847 | $23,000 | thousands by filing date | call |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 25,909 | $23,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 387 | $22,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 113 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 515 | $22,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 857 | $22,000 | thousands by filing date | put |
| GREENLANE HLDGS INC | 395330103 | CL A | 9,383 | $22,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 1,744 | $21,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 150 | $21,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 608 | $21,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,550 | $21,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 700 | $21,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 6,250 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 875 | $21,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 587 | $20,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 570 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,006 | $19,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,250 | $19,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,506 | $19,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 1,000 | $19,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 25,000 | $19,000 | thousands by filing date | call |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 252 | $18,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,630 | $18,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 40,000 | $18,000 | thousands by filing date | call |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 497 | $18,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 819 | $17,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,004 | $17,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 457 | $17,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 4,204 | $17,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 500 | $16,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 21,428 | $16,000 | thousands by filing date | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 1,089 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 225 | $15,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 72 | $15,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 249 | $15,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 250 | $15,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $15,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $15,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,133 | $15,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 25,000 | $15,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100 | $14,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 122 | $14,000 | thousands by filing date | put |
| TRINITY CAP INC | 896442308 | COM | 900 | $14,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 800 | $14,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 1,218 | $14,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 12,500 | $14,000 | thousands by filing date | call |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 9,051 | $14,000 | thousands by filing date | call |
| CORE & MAIN INC CL A | 21874C102 | Stock | 480 | $13,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 676 | $13,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 400 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $13,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 18,333 | $13,000 | thousands by filing date | call |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 1,857 | $13,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $12,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 30 | $12,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 228 | $12,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 526 | $12,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 823 | $12,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 809 | $12,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 25,000 | $12,000 | thousands by filing date | call |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 20,593 | $12,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $11,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,637 | $11,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 488 | $11,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 690 | $11,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,464 | $11,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 7,000 | $11,000 | thousands by filing date | principal |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 12,856 | $11,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 1,475 | $10,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 60 | $10,000 | thousands by filing date | call |
| PAYCOR HCM INC | 70435P102 | COM | 281 | $10,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 16,666 | $10,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 21,800 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 300 | $10,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 16,696 | $10,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 66 | $9,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 100 | $9,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 1,272 | $9,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 175 | $8,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 191 | $8,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 171 | $8,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,400 | $8,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 2,000 | $8,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $8,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 22 | $7,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 28 | $7,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 91 | $7,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 61 | $7,000 | thousands by filing date | put |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 213 | $7,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 100 | $7,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $7,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,100 | $7,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 405 | $7,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 700 | $7,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 112 | $6,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 20 | $6,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $6,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 37 | $6,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 35 | $6,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 47 | $6,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 34 | $6,000 | thousands by filing date | put |
| COSAN S A ADS | 22113B103 | ADR | 392 | $6,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 264 | $6,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 231 | $6,000 | thousands by filing date | call |
| LINDE PLC | G5494J103 | SHS | 20 | $6,000 | thousands by filing date | put |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 492 | $6,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 553 | $6,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 2,559 | $6,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 533 | $6,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 972 | $5,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 925 | $5,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 434 | $5,000 | thousands by filing date | put |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 130 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 105 | $5,000 | thousands by filing date | put |
| SILICOM LTD | M84116108 | ORD | 107 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 118 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 85 | $4,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 162 | $4,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 40 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 145 | $4,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 450 | $4,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 38 | $3,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 76 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12 | $3,000 | thousands by filing date | call |
| INTEST CORP | 461147100 | COMMON STOCK | 255 | $3,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 216 | $3,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 539 | $3,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 3,000 | $3,000 | thousands by filing date | call |
| GOHEALTH INC | 38046W105 | COM CL A | 645 | $3,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 5,000 | $3,000 | thousands by filing date | call |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 43 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 22 | $2,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 305 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 240 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 43 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 208 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 86 | $2,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 104 | $2,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 600 | $2,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,600 | $2,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 37 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 176 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 19 | $1,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 30 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 141 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 154 | $1,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 200 | $1,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 41 | $1,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $1,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 110 | $1,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 50 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 213 | $1,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 89 | $1,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 131 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPP PLC NEW ADR | 92937A102 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOEYE INC | 050734201 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANAAN INC | 134748102 | SPONSORED ADS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDLYTICS INC | 14161W105 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| High Templar Tech Limit | 747798106 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULP INC | 230215105 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST INC | 08653C106 | SPONSORED ADS | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYENOVIA INC | 30234E104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 111 INC | 68247Q102 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMARA INC | 45249V107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDW MEDIA | 44951N106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000161 | this filing | 2021-11-04 | acceptance time not in the bulk data set |