13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-04, with 4,456 holding rows worth $210,785,080,000.
- Accession
- 0000948046-21-000161
- Filer
- CIK 948046
- Filed
- 2021-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 19,186 entries on the cover page, a total value of $210,785,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,785,080,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 30,615 | $227,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,973 | $227,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,022 | $226,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,005 | $226,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,934 | $226,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 8,114 | $226,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 87,762 | $225,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 9,245 | $225,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 374,147 | $225,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,178 | $224,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 3,439 | $223,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 19,208 | $223,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 697 | $223,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 20,300 | $223,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 52,250 | $223,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 16,126 | $222,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 7,320 | $221,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 15,484 | $220,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 5,988 | $220,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 20,635 | $219,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,437 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,178 | $218,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 4,153 | $218,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 65,954 | $218,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 27,741 | $217,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 53,810 | $217,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,935 | $216,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 5,581 | $216,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 28,358 | $215,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,415 | $215,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,840 | $215,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 17,515 | $214,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 9,541 | $214,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 15,683 | $214,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 12,185 | $213,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 23,088 | $213,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,401 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 8,156 | $212,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,876 | $212,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 20,282 | $212,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 9,876 | $212,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 11,905 | $211,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,503 | $211,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 9,456 | $211,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,797 | $211,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 24,963 | $211,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 31,459 | $211,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 204,000 | $211,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 40,762 | $210,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 71,103 | $210,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 1,300 | $207,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 28,700 | $207,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 57,350 | $207,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,960 | $206,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 2,971 | $205,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,537 | $205,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $204,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 8,095 | $204,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 275,952 | $204,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,175 | $203,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,850 | $203,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 41,140 | $203,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 39,849 | $203,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 122,224 | $203,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,103 | $202,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 13,596 | $201,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 11,908 | $201,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 9,762 | $201,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,065 | $200,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,449 | $200,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 13,715 | $199,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 46,216 | $198,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 8,536 | $198,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 54,400 | $198,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 100,000 | $198,000 | thousands by filing date | call |
| HONEST CO INC | 438333106 | COM | 19,038 | $197,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,805 | $196,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 24,357 | $195,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 34,136 | $195,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 17,077 | $195,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 40,253 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,270 | $193,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 28,371 | $193,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,656 | $193,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 13,739 | $192,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,743 | $192,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,600 | $192,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,336 | $192,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,900 | $191,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 9,314 | $191,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 27,812 | $190,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 24,126 | $190,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 110,039 | $189,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 7,040 | $189,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,942 | $188,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 6,055 | $188,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,440 | $188,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 790 | $187,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,006 | $186,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 150,000 | $186,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 2,891 | $185,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,797 | $185,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,803 | $185,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 23,243 | $185,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 845 | $184,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,030 | $184,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,080 | $183,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,781 | $183,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,033 | $183,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 35,490 | $183,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 10,260 | $183,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 66,224 | $183,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 29,958 | $183,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,408 | $182,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 5,547 | $182,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 72,135 | $182,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,014 | $181,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,362 | $181,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 50,808 | $181,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,737 | $180,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 21,373 | $180,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 8,049 | $180,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 30,226 | $179,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 139,443 | $179,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 8,185 | $178,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 28,715 | $178,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 7,381 | $178,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 30,416 | $177,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 60,901 | $177,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 100,000 | $177,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 28,041 | $176,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 10,642 | $176,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 11,233 | $176,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 11,796 | $176,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,720 | $175,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 9,973 | $175,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 24,931 | $174,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,106 | $174,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21,300 | $173,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,720 | $173,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 5,954 | $173,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,775 | $173,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,863 | $172,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 9,782 | $172,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 150,208 | $172,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 47,239 | $171,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 7,698 | $171,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 6,795 | $171,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 51,952 | $171,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,557 | $171,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 11,266 | $171,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 8,861 | $170,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 100,000 | $170,000 | thousands by filing date | call |
| CI FINL CORP | 125491100 | COM | 8,294 | $169,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 12,484 | $168,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 182,725 | $168,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 172,000 | $168,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 126,058 | $168,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 18,058 | $168,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 5,203 | $167,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,352 | $167,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 20,853 | $167,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 8,016 | $166,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 1,866 | $166,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 30,727 | $166,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,632 | $166,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 23,496 | $166,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,417 | $164,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,210 | $164,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 6,383 | $164,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 5,851 | $164,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 28,960 | $164,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 10,066 | $164,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,435 | $162,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,007 | $162,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 7,115 | $162,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 26,343 | $162,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 150,000 | $162,000 | thousands by filing date | call |
| BIOVENTUS INC | 09075A108 | COM CL A | 11,314 | $160,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 6,893 | $160,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,543 | $160,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 13,809 | $160,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 14,400 | $158,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,091 | $158,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 100,000 | $158,000 | thousands by filing date | call |
| CARLOTZ INC | 142552108 | COMMON STOCK | 41,174 | $157,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 40,276 | $157,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 100,000 | $157,000 | thousands by filing date | call |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 21,870 | $157,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 21,010 | $157,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,264 | $156,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,650 | $156,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 6,890 | $156,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 1,665 | $154,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,234 | $154,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 6,500 | $154,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 7,742 | $154,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 7,579 | $154,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 10,149 | $154,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 40,846 | $153,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 16,434 | $153,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 9,347 | $153,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 5,545 | $151,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 17,989 | $150,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 9,263 | $150,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 6,339 | $150,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 46,116 | $150,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 7,241 | $150,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,171 | $150,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 150,000 | $150,000 | thousands by filing date | call |
| NUVALENT INC COM | 670703107 | Stock | 6,617 | $149,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,118 | $149,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 59,500 | $149,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,489 | $148,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 25,554 | $148,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,047 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4,159 | $147,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 30,335 | $147,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 20,537 | $146,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 39,948 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,936 | $145,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,360 | $145,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,898 | $145,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,612 | $145,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,137 | $145,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,762 | $145,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,193 | $144,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 122,037 | $144,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 3,124 | $143,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 3,300 | $143,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,795 | $143,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,487 | $143,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 44,410 | $143,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 60,000 | $143,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 148,660 | $143,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,459 | $142,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 1,960 | $142,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,114 | $142,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 7,613 | $142,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 10,769 | $142,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 8,844 | $141,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 18,957 | $141,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 100,000 | $141,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,780 | $140,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,046 | $139,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 6,828 | $139,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 18,514 | $139,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 50,000 | $138,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 6,888 | $138,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 663 | $138,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 1,182 | $138,000 | thousands by filing date | put |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 14,139 | $138,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 29,000 | $137,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 751 | $137,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 11,998 | $136,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 100,000 | $136,000 | thousands by filing date | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 56,503 | $136,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 25,512 | $135,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 280 | $134,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 7,348 | $134,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 43,451 | $134,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 15,474 | $134,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 13,000 | $134,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,319 | $133,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 610 | $133,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,060 | $133,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 18,368 | $133,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 65,313 | $133,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 7,096 | $132,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,377 | $132,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,568 | $132,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 4,699 | $132,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 18,084 | $132,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 13,033 | $132,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 124,303 | $132,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 245,000 | $132,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,391 | $131,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 8,975 | $131,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 13,000 | $131,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,428 | $130,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,602 | $130,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 3,091 | $130,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 24,588 | $129,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 13,000 | $129,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 13,000 | $129,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,260 | $128,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 404 | $128,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,306 | $128,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,893 | $128,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 75,000 | $128,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,781 | $127,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 14,847 | $127,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,926 | $127,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 7,633 | $127,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 7,888 | $126,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 4,648 | $126,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 4,752 | $126,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,509 | $126,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,800 | $126,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,902 | $126,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 8,967 | $126,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 6,545 | $126,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 20,830 | $126,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 39,983 | $126,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 12,021 | $126,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 5,109 | $126,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,891 | $125,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 7,842 | $124,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8,597 | $124,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 30,188 | $123,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 34,571 | $123,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 18,410 | $123,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122114 | *W EXP 07/30/202 | 24,400 | $123,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,987 | $122,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 7,370 | $122,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 21,919 | $122,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,471 | $122,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 5,794 | $122,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 9,124 | $122,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 40,256 | $122,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,112 | $121,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 16,543 | $121,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 7,504 | $121,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 4,757 | $121,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,868 | $120,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 50,000 | $120,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,024 | $119,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 9,128 | $119,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,900 | $119,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 11,800 | $118,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 8,015 | $118,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,818 | $118,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 20,162 | $118,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 3,200 | $117,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 5,233 | $117,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,567 | $117,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 39,124 | $117,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,310 | $116,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 10,370 | $116,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 5,417 | $116,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 94,063 | $116,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 200,000 | $116,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,433 | $114,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 9,392 | $114,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 23,059 | $113,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 23,908 | $113,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 7,345 | $113,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,762 | $113,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,732 | $113,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 48,402 | $113,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 125,000 | $113,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,835 | $112,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 15,117 | $112,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 10,874 | $112,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,827 | $112,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 5,606 | $112,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,500 | $111,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,270 | $111,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 79,824 | $111,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 51,229 | $111,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 50,000 | $111,000 | thousands by filing date | call |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 100,000 | $111,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,692 | $110,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 5,810 | $110,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 9,011 | $110,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 5,111 | $110,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 69,930 | $110,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 805 | $109,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 54,500 | $109,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 49,996 | $109,000 | thousands by filing date | call |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 100,000 | $109,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 5,000 | $108,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,884 | $108,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 49,988 | $108,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 40,035 | $108,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 150,000 | $108,000 | thousands by filing date | call |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 125,000 | $108,000 | thousands by filing date | call |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 100,000 | $108,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 23,050 | $107,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 5,086 | $107,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 4,462 | $107,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 19,008 | $107,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,901 | $106,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 25,460 | $106,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 22,642 | $106,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,011 | $105,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 10,144 | $105,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 166,666 | $105,000 | thousands by filing date | call |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 100,000 | $105,000 | thousands by filing date | call |
| Nerdy Eqy Warrant | 64081V117 | Equity | 50,000 | $105,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,000 | $104,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 584 | $104,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,671 | $104,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,631 | $103,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,500 | $103,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 10,017 | $103,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 8,954 | $103,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 50,000 | $103,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 34,316 | $102,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 2,308 | $101,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 10,298 | $101,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 150,000 | $101,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 5,579 | $100,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,824 | $100,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 4,002 | $100,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 20,188 | $100,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 11,358 | $100,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,952 | $99,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 7,161 | $98,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,192 | $98,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,539 | $98,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 85,400 | $97,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 5,161 | $97,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,325 | $97,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 7,741 | $97,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $97,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 8,276 | $96,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,013 | $95,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 10,768 | $95,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 30,689 | $95,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 100,000 | $95,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 17,779 | $94,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4,103 | $94,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 100,000 | $94,000 | thousands by filing date | call |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 15,007 | $94,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 125,000 | $94,000 | thousands by filing date | call |
| ABSCI CORPORATION | 00091E109 | COM | 7,978 | $93,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,418 | $93,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 100,000 | $93,000 | thousands by filing date | call |
| HYRECAR INC | 44916T107 | COM | 10,941 | $93,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 888 | $92,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 5,846 | $92,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,715 | $92,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 137,500 | $92,000 | thousands by filing date | call |
| TURQUOISE HILL RES LTD | 900435207 | COM | 6,142 | $91,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 2,322 | $91,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 817 | $90,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,220 | $90,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 163,380 | $90,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,748 | $89,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 43,650 | $89,000 | thousands by filing date | call |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 11,329 | $89,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 8,471 | $88,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 5,200 | $88,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 125,000 | $88,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 443 | $87,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 788 | $87,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,467 | $87,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,927 | $87,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 11,151 | $86,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 5,520 | $86,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 4,547 | $86,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,000 | $86,000 | thousands by filing date | call |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 6,952 | $85,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 4,602 | $85,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 10,982 | $85,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 125,000 | $85,000 | thousands by filing date | call |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 100,000 | $85,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,364 | $84,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 6,682 | $84,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 4,812 | $84,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 31,628 | $84,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 4,629 | $83,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 125,000 | $83,000 | thousands by filing date | call |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 50,050 | $83,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,698 | $82,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 5,518 | $82,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 34,299 | $82,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 8,037 | $82,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 100,000 | $82,000 | thousands by filing date | call |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 125,000 | $82,000 | thousands by filing date | call |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 125,000 | $82,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,027 | $81,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,071 | $81,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 130,039 | $81,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,580 | $80,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,454 | $80,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 6,650 | $80,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 125,000 | $80,000 | thousands by filing date | call |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 4,256 | $80,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 125,000 | $80,000 | thousands by filing date | call |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 125,000 | $80,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 25,720 | $79,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 9,043 | $79,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 22,306 | $79,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 87,810 | $79,000 | thousands by filing date | call |
| SOC TELEMED | 78472F101 | COM | 34,931 | $79,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 950 | $78,000 | thousands by filing date | call |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 6,562 | $78,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 29,727 | $78,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 84,285 | $78,000 | thousands by filing date | call |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 150,000 | $78,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,476 | $77,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 2,200 | $77,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 15,478 | $77,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 4,673 | $77,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,721 | $77,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 13,680 | $77,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 11,400 | $77,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 11,284 | $77,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000161 | this filing | 2021-11-04 | acceptance time not in the bulk data set |