13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 4,646 holding rows worth $205,906,756,000.
- Accession
- 0000948046-21-000117
- Filer
- CIK 948046
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 19,672 entries on the cover page, a total value of $205,906,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,906,756,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOR BIOPHARMA INC | 929033108 | COM | 7,279 | $136,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 19,130 | $136,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 50,000 | $136,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1,606 | $135,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,534 | $135,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 10,774 | $135,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,863 | $135,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 150,000 | $135,000 | thousands by filing date | call |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 68,000 | $135,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 4,669 | $134,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 5,984 | $134,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 3,523 | $134,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 7,852 | $134,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,467 | $133,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 19,571 | $133,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 8,264 | $133,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 6,651 | $133,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 100,000 | $133,000 | thousands by filing date | call |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,050 | $132,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 100,000 | $132,000 | thousands by filing date | call |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 1,934 | $131,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,829 | $131,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 15,435 | $131,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 125,000 | $131,000 | thousands by filing date | call |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 125,000 | $131,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,751 | $130,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 5,859 | $130,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 15,319 | $130,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 7,505 | $130,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 125,000 | $130,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 9,241 | $129,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 4,621 | $129,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 51,992 | $129,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,463 | $128,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 8,210 | $128,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,609 | $128,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 12,416 | $128,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 32,644 | $128,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,660 | $127,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 49,766 | $127,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,396 | $127,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,657 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 8,314 | $127,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8,743 | $127,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 5,627 | $127,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 7,508 | $127,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 11,709 | $126,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,427 | $126,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,893 | $126,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 89,999 | $126,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,759 | $125,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,158 | $125,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 9,255 | $125,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,359 | $125,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,859 | $124,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,204 | $124,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 46,990 | $123,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 10,312 | $123,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 24,260 | $123,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 150,000 | $123,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,364 | $122,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,042 | $122,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 116,000 | $122,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 100,000 | $122,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 28,561 | $121,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,531 | $120,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 125,000 | $120,000 | thousands by filing date | call |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 100,000 | $120,000 | thousands by filing date | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 9,278 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,505 | $119,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 61,800 | $119,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 125,000 | $119,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,547 | $118,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,033 | $118,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 7,476 | $118,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 41,699 | $118,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 6,762 | $116,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 150,000 | $116,000 | thousands by filing date | call |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 100,000 | $116,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 6,638 | $115,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 7,698 | $115,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 21,710 | $115,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 100,000 | $115,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 4,749 | $114,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 50,000 | $114,000 | thousands by filing date | call |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 125,000 | $114,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,836 | $113,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,355 | $113,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 16,359 | $113,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 9,209 | $113,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 12,192 | $112,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 9,410 | $112,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 790 | $111,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,539 | $111,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,818 | $111,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 100,000 | $111,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,000 | $110,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 1,721 | $110,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,232 | $110,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,843 | $110,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 3,680 | $110,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,822 | $110,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,000 | $110,000 | thousands by filing date | call |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 50,000 | $110,000 | thousands by filing date | call |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,913 | $109,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,358 | $108,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 2,396 | $108,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 125,000 | $108,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 37,102 | $108,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 100,011 | $108,000 | thousands by filing date | call |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 125,000 | $108,000 | thousands by filing date | call |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 130,039 | $108,000 | thousands by filing date | call |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 6,145 | $107,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 5,318 | $107,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 125,000 | $107,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 32,833 | $107,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,675 | $106,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,494 | $106,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 3,319 | $106,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 4,768 | $106,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 6,887 | $106,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,631 | $105,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 10,556 | $105,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 15,480 | $104,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 20,800 | $104,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 24,763 | $104,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 31,090 | $104,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 75,000 | $104,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 11040G103 | COM | 4,019 | $103,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 715 | $103,000 | thousands by filing date | put |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 87,810 | $103,000 | thousands by filing date | call |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 75,000 | $103,000 | thousands by filing date | call |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 5,007 | $102,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 100,000 | $102,000 | thousands by filing date | call |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 50,000 | $102,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 974 | $101,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,168 | $101,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 34,000 | $101,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 100,000 | $101,000 | thousands by filing date | call |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 13,353 | $100,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 17,779 | $100,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,525 | $100,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 50,000 | $100,000 | thousands by filing date | call |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 10,088 | $100,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 100,000 | $100,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,987 | $99,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 14,876 | $99,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 23,908 | $98,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 4,133 | $98,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 107,900 | $98,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 54,008 | $98,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 5,090 | $97,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 8,532 | $97,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $97,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 5,617 | $96,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 23,400 | $96,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 7,291 | $96,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,208 | $95,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 14,231 | $95,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 692 | $94,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,587 | $94,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 125,000 | $93,000 | thousands by filing date | call |
| C3 AI INC | 12468P104 | CL A | 1,476 | $92,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,400 | $92,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 2,250 | $91,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,130 | $91,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 8,058 | $91,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 50,000 | $91,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 920 | $90,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 9,117 | $90,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 100,000 | $90,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,698 | $89,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 4,307 | $89,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,542 | $89,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 23,276 | $89,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 8,072 | $89,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 75,000 | $89,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,687 | $88,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 5,230 | $88,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 7,309 | $88,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,245 | $88,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 4,534 | $88,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 100,000 | $88,000 | thousands by filing date | call |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 50,000 | $88,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 2,030 | $87,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,648 | $86,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 20,593 | $86,000 | thousands by filing date | call |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 6,958 | $85,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,152 | $84,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 1,386 | $84,000 | thousands by filing date | put |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 64,998 | $84,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 6,820 | $83,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 36,600 | $83,000 | thousands by filing date | call |
| BIOVENTUS INC | 09075A108 | COM CL A | 4,675 | $82,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 2,152 | $82,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 15,246 | $82,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,365 | $81,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 13,600 | $81,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 75,000 | $81,000 | thousands by filing date | call |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 62,500 | $81,000 | thousands by filing date | call |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 50,000 | $81,000 | thousands by filing date | call |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,069 | $80,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,855 | $80,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 5,123 | $80,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 11,142 | $80,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 62,500 | $80,000 | thousands by filing date | call |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 75,000 | $79,000 | thousands by filing date | call |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 4,492 | $78,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 25,032 | $78,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 5,288 | $78,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 62,200 | $78,000 | thousands by filing date | call |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 95,000 | $77,000 | thousands by filing date | call |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 7,992 | $77,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,363 | $76,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 3,142 | $76,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 5,384 | $76,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 5,061 | $75,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,987 | $75,000 | thousands by filing date | call |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 75,000 | $75,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 36,900 | $74,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 75,000 | $74,000 | thousands by filing date | call |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 3,000 | $73,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 880 | $73,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,700 | $73,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 4,752 | $73,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 50,000 | $73,000 | thousands by filing date | call |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 5,894 | $72,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,703 | $72,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,040 | $72,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,620 | $72,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 2,375 | $72,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 100,000 | $72,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,289 | $71,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,672 | $70,000 | thousands by filing date | put |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,628 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 279 | $69,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 3,162 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,200 | $69,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 5,425 | $68,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 4,405 | $68,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 791 | $67,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 2,455 | $65,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 630 | $65,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $65,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 23,300 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 252 | $64,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 5,091 | $64,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,289 | $64,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 4,600 | $64,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 15,071 | $64,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 3,909 | $64,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 75,000 | $64,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 970 | $63,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,749 | $63,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 17,439 | $63,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 4,492 | $63,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 767 | $62,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,174 | $62,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $62,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,563 | $61,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,227 | $61,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,100 | $60,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,550 | $59,000 | thousands by filing date | call |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 1,900 | $59,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,546 | $59,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 71,921 | $59,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 155 | $58,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 543 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $58,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 8,474 | $58,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 4,201 | $58,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 11,846 | $58,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 5,185 | $58,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 13,600 | $58,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 1,432 | $58,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,796 | $57,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 7,111 | $57,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 25,000 | $57,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 913 | $56,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,257 | $56,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 3,019 | $56,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 46,274 | $55,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 2,721 | $55,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 99,610 | $55,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,650 | $55,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 25,000 | $55,000 | thousands by filing date | call |
| Vanguard Materials ETF | 92204A801 | SHS | 300 | $54,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,471 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,084 | $54,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 2,064 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $54,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 50,000 | $54,000 | thousands by filing date | call |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 50,000 | $54,000 | thousands by filing date | call |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $54,000 | thousands by filing date | call |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 50,050 | $54,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 500 | $53,000 | thousands by filing date | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,514 | $53,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 93,093 | $53,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 50,000 | $53,000 | thousands by filing date | call |
| OSCAR HEALTH INC | 687793109 | CL A | 2,400 | $52,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 5,133 | $52,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 100,000 | $52,000 | thousands by filing date | call |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 4,711 | $51,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 83,800 | $51,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 1,705 | $49,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,980 | $49,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 40,436 | $49,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,776 | $48,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,423 | $48,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,888 | $48,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $48,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,358 | $47,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,410 | $47,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,784 | $47,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 3,954 | $47,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 37,500 | $47,000 | thousands by filing date | call |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 54,230 | $47,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 6,115 | $46,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 2,214 | $46,000 | thousands by filing date | call |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 3,547 | $46,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 4,175 | $45,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 1,563 | $45,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 2,140 | $45,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $45,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 4,653 | $45,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 8,519 | $45,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 50,000 | $45,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 3,303 | $44,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 1,150 | $44,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 163 | $44,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,311 | $44,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 3,849 | $44,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 9,686 | $43,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 29,998 | $42,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 18,404 | $42,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 433 | $41,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 1,407 | $41,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 252 | $41,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,568 | $41,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,359 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $40,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,057 | $39,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 7,173 | $39,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,336 | $39,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,400 | $39,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070111 | W EXP 10/01/202 | 15,000 | $39,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 489 | $37,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 49,999 | $37,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 2,177 | $37,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 815 | $36,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 850 | $36,000 | thousands by filing date | call |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 1,683 | $36,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 2,793 | $36,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 600 | $35,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,967 | $35,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 1,430 | $35,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,142 | $35,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 3,745 | $35,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,199 | $34,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 3,750 | $34,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 3,700 | $34,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 35,000 | $32,000 | thousands by filing date | call |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 31,835 | $32,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,500 | $31,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 434 | $31,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 4,232 | $31,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 12,797 | $31,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 16,760 | $31,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,243 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 788 | $30,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 3,811 | $30,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 2,960 | $30,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 3,564 | $30,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 1,438 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 248 | $29,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 185 | $29,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 336 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 590 | $28,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 4,490 | $28,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,023 | $28,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 3,196 | $28,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 25,000 | $28,000 | thousands by filing date | call |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 20,000 | $28,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 700 | $27,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 85 | $27,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 100 | $27,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 284 | $27,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,930 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,615 | $27,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 6,422 | $27,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 308 | $27,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,250 | $27,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 12,499 | $27,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,987 | $26,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $26,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 162 | $25,000 | thousands by filing date | put |
| O'Shares Global Internet | 67110P704 | COM | 441 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 875 | $25,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 8,200 | $25,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 2,773 | $24,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 150 | $24,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 4,074 | $24,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 25,000 | $24,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,005 | $23,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 727 | $23,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,795 | $23,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 387 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 515 | $22,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,400 | $22,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 3,068 | $22,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $22,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 25,000 | $22,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 1,924 | $21,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,056 | $21,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 3,847 | $21,000 | thousands by filing date | call |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 24,999 | $21,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,506 | $20,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 790 | $20,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,630 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,006 | $19,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 952 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 413 | $19,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $19,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 700 | $18,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 30 | $17,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 355 | $17,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 1,787 | $17,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 16,696 | $17,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 521 | $16,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 250 | $16,000 | thousands by filing date | put |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 18,333 | $16,000 | thousands by filing date | call |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 16,666 | $16,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100 | $15,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 229 | $15,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 570 | $15,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 958 | $15,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 1,208 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 6,500 | $14,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 30 | $14,000 | thousands by filing date | call |
| LEE ENTERPRISES INC | 523768406 | COM | 488 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $14,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 500 | $14,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,520 | $14,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 1,781 | $13,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $12,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 249 | $12,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,241 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 228 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 322 | $12,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 2,400 | $12,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 164 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 534 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 193 | $11,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 568 | $11,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 621 | $11,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 9,639 | $11,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 427 | $10,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 66 | $9,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 87 | $9,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 700 | $9,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 600 | $9,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 6,217 | $9,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 200 | $8,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,641 | $8,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 126 | $8,000 | thousands by filing date | put |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 184 | $8,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 479 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 260 | $8,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 100 | $8,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 524 | $8,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,100 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $8,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 2,634 | $8,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 25 | $7,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 92 | $7,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 35 | $7,000 | thousands by filing date | put |
| COSAN S A ADS | 22113B103 | ADR | 395 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 100 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 150 | $7,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 237 | $7,000 | thousands by filing date | call |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 1,400 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 195 | $7,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 108 | $7,000 | thousands by filing date | call |
| GOHEALTH INC | 38046W105 | COM CL A | 580 | $7,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 115 | $6,000 | thousands by filing date | put |
| iShares International Equity Factor ETF | 46434V274 | SHS | 195 | $6,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 28 | $6,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 231 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 108 | $6,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 92 | $6,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,398 | $6,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 434 | $6,000 | thousands by filing date | put |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 403 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000117 | this filing | 2021-08-11 | acceptance time not in the bulk data set |