13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 4,646 holding rows worth $205,906,756,000.
- Accession
- 0000948046-21-000117
- Filer
- CIK 948046
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 19,672 entries on the cover page, a total value of $205,906,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,906,756,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUNDTHINKING INC | 82536T107 | COM | 6,608 | $323,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 43,412 | $323,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 11,245 | $322,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 19,610 | $322,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 11,316 | $320,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,783 | $320,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 12,558 | $319,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 79,200 | $319,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,428 | $318,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 22,194 | $317,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 20,297 | $317,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 266,438 | $317,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 19,503 | $316,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,763 | $316,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 25,382 | $315,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 29,453 | $315,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 66,379 | $315,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 7,670 | $314,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 14,371 | $314,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 34,671 | $314,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,236 | $313,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 11,913 | $313,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 187,810 | $312,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 15,118 | $310,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 16,964 | $310,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 94,298 | $309,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,512 | $308,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 167,572 | $308,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 266,664 | $308,000 | thousands by filing date | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 31,632 | $306,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 9,312 | $306,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 150,000 | $306,000 | thousands by filing date | call |
| iShares Global REIT ETF | 46434V647 | SHS | 11,000 | $305,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 6,584 | $305,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 31,671 | $305,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 54,311 | $305,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 24,580 | $304,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 97,782 | $304,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 14,528 | $304,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,766 | $303,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 33,053 | $303,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,803 | $302,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 17,579 | $302,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,244 | $301,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 26,758 | $301,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,752 | $300,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 17,040 | $300,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 4,881 | $300,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,783 | $300,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,711 | $298,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 15,381 | $298,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 12,526 | $298,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,806 | $297,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 11,448 | $297,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 12,875 | $297,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 24,390 | $297,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 39,544 | $296,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,660 | $292,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,353 | $292,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 14,745 | $292,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 56,300 | $292,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,207 | $291,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 5,000 | $291,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,666 | $291,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,046 | $290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,930 | $290,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,223 | $289,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 12,091 | $289,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,807 | $288,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,980 | $287,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 7,256 | $287,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,966 | $286,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 6,802 | $286,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 13,522 | $286,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 88,971 | $286,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,520 | $285,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 28,907 | $285,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,566 | $284,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R118 | *W EXP 09/30/202 | 100,000 | $284,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,484 | $283,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 6,830 | $283,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,917 | $282,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 12,789 | $282,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,024 | $281,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 24,595 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3,718 | $281,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,420 | $281,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,557 | $280,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 20,325 | $280,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,096 | $279,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,298 | $279,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,550 | $278,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,418 | $278,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 44,807 | $276,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,241 | $276,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,564 | $275,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 12,823 | $275,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,164 | $274,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,933 | $274,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21,278 | $274,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 60,353 | $274,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,573 | $273,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 11,080 | $273,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 15,128 | $273,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,489 | $272,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 14,176 | $272,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,404 | $272,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 40,370 | $272,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 9,565 | $272,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 20,448 | $272,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,147 | $271,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,620 | $270,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 25,260 | $270,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 6,925 | $269,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,595 | $269,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,636 | $268,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 9,187 | $267,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 10,647 | $267,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 12,470 | $266,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 114,523 | $266,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,738 | $265,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 8,375 | $265,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 11,514 | $264,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 18,671 | $264,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 35,004 | $263,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 4,019 | $263,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 45,698 | $263,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,636 | $262,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,616 | $261,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 34,558 | $261,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 20,353 | $260,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,029 | $259,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 46,670 | $259,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,067 | $258,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 35,174 | $258,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 28,201 | $258,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 9,329 | $258,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 31,670 | $257,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 10,641 | $257,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 40,510 | $257,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 65,900 | $257,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 20,814 | $255,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,369 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,570 | $254,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,214 | $254,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 30,896 | $254,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 24,112 | $253,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,800 | $253,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 50,684 | $253,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 109,680 | $253,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,024 | $252,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 25,261 | $252,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 20,233 | $251,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 98,340 | $251,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 32,145 | $251,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 18,102 | $251,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,291 | $250,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,152 | $250,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 54,057 | $250,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 34,134 | $250,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 37,207 | $249,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,156 | $249,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 204,000 | $249,000 | thousands by filing date | principal |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 150,000 | $249,000 | thousands by filing date | call |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 150,000 | $248,000 | thousands by filing date | call |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 86,287 | $246,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,027 | $245,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 18,987 | $244,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 13,361 | $244,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 12,193 | $244,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,250 | $244,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,068 | $244,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 19,162 | $244,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 21,524 | $244,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 5,557 | $242,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 15,583 | $242,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,686 | $242,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 29,009 | $242,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 5,184 | $241,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,203 | $241,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 131,597 | $239,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 7,742 | $239,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 28,647 | $239,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 55,995 | $239,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 3,508 | $238,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 27,407 | $238,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 701 | $237,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $237,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 15,349 | $237,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 145,385 | $237,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 25,430 | $236,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,361 | $236,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 23,031 | $236,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,490 | $235,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 67,415 | $235,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,574 | $234,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 42,663 | $234,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,938 | $233,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 71,335 | $232,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 12,169 | $232,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 11,160 | $232,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 18,620 | $232,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 204,000 | $231,000 | thousands by filing date | principal |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,020 | $231,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,653 | $230,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 5,849 | $229,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 17,149 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,770 | $228,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 13,411 | $228,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 42,300 | $228,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 6,376 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,836 | $227,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,444 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,498 | $226,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,822 | $226,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 88,672 | $226,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 9,217 | $226,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,068 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,589 | $224,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 4,279 | $223,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 12,119 | $223,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,982 | $221,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 21,275 | $221,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,059 | $221,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,500 | $221,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 8,294 | $221,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 150,000 | $221,000 | thousands by filing date | call |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 12,310 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,178 | $220,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 7,050 | $220,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 200,000 | $220,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 10,374 | $219,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 61,061 | $219,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 7,413 | $217,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 37,108 | $217,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 76,216 | $217,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 83,803 | $216,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 9,149 | $216,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 50,611 | $216,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 16,547 | $216,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,685 | $215,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 54,834 | $215,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 48,723 | $215,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,084 | $215,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 193,948 | $215,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 100,000 | $215,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 11,476 | $214,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 8,320 | $214,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 10,261 | $213,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 9,321 | $213,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,598 | $213,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 15,215 | $213,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 7,700 | $213,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 729 | $212,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 4,406 | $211,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 15,449 | $211,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 21,236 | $211,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,179 | $210,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 20,373 | $210,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 39,719 | $209,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 100,060 | $209,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,487 | $208,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 149,260 | $208,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 22,549 | $208,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 148,660 | $208,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,589 | $206,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 63,417 | $206,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,992 | $206,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 123,079 | $206,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 3,842 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,265 | $205,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 8,450 | $205,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 71,992 | $205,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 12,114 | $205,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 37,551 | $205,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 5,890 | $204,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 30,314 | $204,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 6,843 | $204,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 9,228 | $204,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 6,512 | $203,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,798 | $203,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 12,569 | $203,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,546 | $202,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,175 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,300 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,215 | $201,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,931 | $201,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 5,660 | $201,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 24,342 | $201,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 31,831 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 6,661 | $200,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,300 | $200,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 10,349 | $200,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 67,973 | $200,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 15,962 | $199,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,113 | $198,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 21,600 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,370 | $197,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 8,219 | $197,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,299 | $196,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 36,158 | $196,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 8,078 | $195,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 100,000 | $195,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,605 | $194,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,600 | $194,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 22,217 | $194,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,254 | $193,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,044 | $192,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 9,591 | $192,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 595 | $191,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,984 | $191,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 22,939 | $191,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 126,264 | $191,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 19,294 | $190,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 10,878 | $190,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 10,237 | $190,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,219 | $189,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 8,825 | $189,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 5,760 | $189,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6,212 | $189,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 7,204 | $188,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,273 | $188,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,378 | $188,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 46,119 | $188,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 12,871 | $188,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 35,831 | $187,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 70,899 | $186,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 18,918 | $185,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 59,500 | $185,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 4,753 | $184,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 9,434 | $184,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,518 | $184,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 127,606 | $184,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 30,403 | $183,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 2,345 | $183,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 47 | $182,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 8,297 | $182,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,269 | $182,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,720 | $181,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 81,497 | $181,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 24,903 | $181,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 35,036 | $181,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 10,299 | $180,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,504 | $180,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,485 | $180,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 22,060 | $179,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 14,250 | $179,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 100,000 | $179,000 | thousands by filing date | call |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 250,000 | $178,000 | thousands by filing date | call |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 130,000 | $178,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 100,000 | $178,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 610 | $177,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 27,192 | $177,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,977 | $177,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,728 | $177,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,267 | $176,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 26,472 | $176,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 48,241 | $176,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 6,736 | $175,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,720 | $175,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 5,000 | $174,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 7,612 | $174,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q120 | *W EXP 02/04/202 | 125,000 | $174,000 | thousands by filing date | call |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 199,999 | $174,000 | thousands by filing date | call |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,601 | $173,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 19,483 | $173,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1,686 | $172,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 4,123 | $172,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 245,000 | $172,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,522 | $171,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 17,075 | $171,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 8,003 | $171,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 100,000 | $171,000 | thousands by filing date | call |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 9,620 | $170,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 21,503 | $170,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 100,000 | $170,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 23,433 | $169,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,031 | $169,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 48,234 | $169,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,755 | $169,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 125,000 | $169,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 23,568 | $168,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 15,683 | $168,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 31,330 | $168,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 17,437 | $168,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 9,554 | $167,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 23,993 | $167,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 20,723 | $167,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,055 | $166,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,872 | $166,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,028 | $166,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,763 | $165,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,149 | $165,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 6,914 | $165,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 31,198 | $165,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 6,709 | $165,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 7,599 | $165,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 38,636 | $165,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 26,418 | $164,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 97,088 | $164,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 23,752 | $163,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,774 | $163,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,808 | $163,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 45,736 | $163,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 100,000 | $163,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,117 | $162,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 8,979 | $162,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 18,981 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4,159 | $161,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 5,574 | $161,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 35,490 | $161,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 24,148 | $160,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 2,743 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 617 | $160,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,836 | $160,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 8,000 | $159,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,942 | $159,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 52,954 | $159,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 10,475 | $158,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 150,000 | $157,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 7,119 | $157,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 166,666 | $157,000 | thousands by filing date | call |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 3,732 | $156,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 7,345 | $156,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,932 | $156,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 14,743 | $156,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,181 | $155,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 9,155 | $155,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,673 | $154,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 125,000 | $154,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 41,304 | $153,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,472 | $153,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,797 | $153,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 9,367 | $153,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 13,585 | $153,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,358 | $152,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 2,638 | $152,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 32,243 | $152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 7,319 | $151,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 19,826 | $151,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 11,332 | $151,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,299 | $150,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 4,852 | $150,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 150,000 | $150,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 4,047 | $149,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,173 | $149,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,897 | $149,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,976 | $149,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,589 | $149,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 137,500 | $149,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 5,277 | $149,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,413 | $148,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,469 | $148,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 8,142 | $148,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 7,588 | $147,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 4,147 | $147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,653 | $147,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 20,271 | $147,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 15,344 | $147,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 20,840 | $147,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 12,733 | $146,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 8,542 | $146,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 35,230 | $146,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 26,609 | $146,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 16,515 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,075 | $144,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,757 | $144,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 4,041 | $144,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,972 | $144,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 7,703 | $144,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,713 | $144,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 6,314 | $143,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 6,566 | $143,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 13,664 | $143,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 3,300 | $142,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 5,611 | $142,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,671 | $142,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 815 | $142,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 3,900 | $142,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,350 | $141,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,283 | $141,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 25,810 | $141,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 7,633 | $141,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 19,494 | $140,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 100,000 | $140,000 | thousands by filing date | call |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 49,578 | $140,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 239 | $139,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 6,069 | $139,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,024 | $139,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 41,272 | $139,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 18,600 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 5,260 | $138,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 13,150 | $138,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 24,304 | $138,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 85,400 | $137,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,440 | $137,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 15,972 | $137,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 41,319 | $137,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,804 | $136,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,690 | $136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000117 | this filing | 2021-08-11 | acceptance time not in the bulk data set |