13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 4,569 holding rows worth $185,676,855,000 by the sum of the rows.
- Accession
- 0000948046-21-000061
- Filer
- CIK 948046
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 18,570 entries on the cover page, a total value of $163,796,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,676,855,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $163,796,739,000, 12% less than the sum of the rows, $185,676,855,000. This page uses the sum of the rows.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 100,000 | $96,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 15,201 | $95,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 13,107 | $95,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,287 | $95,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 5,660 | $95,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 25,117 | $95,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 75,000 | $95,000 | thousands by filing date | call |
| PAYSIGN INC | 70451A104 | COM | 21,526 | $94,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,384 | $94,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 142,800 | $94,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 9,993 | $93,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,607 | $93,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,443 | $93,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 8,380 | $93,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,220 | $93,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 7,863 | $93,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,488 | $93,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 9,271 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 363 | $92,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,433 | $92,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 18,528 | $92,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 52,516 | $92,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,989 | $91,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 585 | $91,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 40,400 | $91,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 27,292 | $91,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 11,445 | $91,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $91,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 681 | $90,000 | thousands by filing date | put |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 2,176 | $90,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10,439 | $90,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,289 | $90,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 24,443 | $90,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 94,000 | $90,000 | thousands by filing date | principal |
| GENPREX INC | 372446104 | COM | 20,753 | $90,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 41,328 | $90,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 125,000 | $90,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 195 | $89,000 | thousands by filing date | put |
| ASANA INC | 04342Y104 | CL A | 3,104 | $89,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,257 | $89,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,130 | $89,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 5,518 | $89,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,383 | $88,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,023 | $88,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 4,786 | $88,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 7,540 | $88,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 8,240 | $88,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 42,864 | $88,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 51,800 | $88,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 4,917 | $88,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 125,000 | $88,000 | thousands by filing date | call |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,216 | $87,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,955 | $87,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 15,730 | $87,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 11,872 | $87,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 13,516 | $86,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 4,133 | $86,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,676 | $86,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,237 | $86,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 11,700 | $86,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 3,347 | $86,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,931 | $85,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,632 | $85,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,774 | $85,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24,225 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,648 | $84,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 7,946 | $84,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,930 | $84,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 2,684 | $84,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 8,571 | $84,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,602 | $84,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 3,107 | $84,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 11,089 | $84,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 50,000 | $84,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 4,670 | $83,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 56,320 | $83,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 6,832 | $83,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 17,470 | $83,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 40,000 | $83,000 | thousands by filing date | call |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,255 | $82,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 33,654 | $82,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 2,260 | $82,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 5,825 | $82,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 50,000 | $82,000 | thousands by filing date | call |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 2,395 | $81,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,216 | $81,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 45,824 | $81,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,868 | $81,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,205 | $81,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 100,000 | $81,000 | thousands by filing date | call |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 2,491 | $81,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 369 | $80,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 970 | $80,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 4,586 | $80,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 6,581 | $80,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 5,914 | $79,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 20,678 | $79,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 8,400 | $79,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 125,000 | $79,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 50,000 | $79,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 5,000 | $78,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,141 | $78,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,714 | $78,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 3,243 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 1,038 | $77,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,357 | $77,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 4,034 | $77,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,426 | $76,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 4,394 | $76,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 855 | $76,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 6,053 | $76,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 12,273 | $75,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 880 | $75,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 1,210 | $75,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 3,700 | $75,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,483 | $75,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 50,000 | $75,000 | thousands by filing date | call |
| BIOVENTUS INC | 09075A108 | COM CL A | 4,833 | $74,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,131 | $74,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,987 | $74,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,113 | $74,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 4,459 | $74,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,666 | $74,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 24,536 | $74,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 14,132 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,363 | $73,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 13,354 | $73,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,982 | $73,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,245 | $72,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 5,872 | $72,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,709 | $71,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 3,211 | $71,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 4,759 | $71,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,700 | $71,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 8,722 | $71,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,834 | $70,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 2,218 | $70,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,643 | $70,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,889 | $70,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 867 | $70,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 8,619 | $70,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 64,000 | $70,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 30,552 | $70,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 100,000 | $70,000 | thousands by filing date | call |
| FORUM MERGER III CORP | 349885111 | COM CL A | 36,600 | $70,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,899 | $69,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,044 | $69,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,194 | $69,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 100,000 | $69,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 2,142 | $68,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,600 | $68,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,806 | $68,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 4,725 | $68,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,372 | $68,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,691 | $68,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 50,000 | $68,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 791 | $67,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,648 | $67,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 30,306 | $67,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 11,680 | $67,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,720 | $66,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 8,691 | $66,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 24,872 | $66,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 3,658 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,800 | $65,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,477 | $65,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $65,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,873 | $65,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 8,017 | $65,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 697 | $64,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,150 | $64,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 11,757 | $64,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 5,118 | $63,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,504 | $63,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 30,388 | $63,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,345 | $63,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,289 | $63,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,821 | $63,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,917 | $63,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 15,071 | $63,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 125,000 | $63,000 | thousands by filing date | call |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 100,000 | $63,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,771 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 630 | $62,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 3,660 | $62,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 18,245 | $62,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 6,514 | $62,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 75,000 | $62,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 19,146 | $62,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,993 | $61,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 500 | $60,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3,040 | $60,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 4,242 | $59,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 17,914 | $59,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,201 | $58,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,517 | $58,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,777 | $58,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 2,573 | $57,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,764 | $57,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 3,570 | $57,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 8,665 | $57,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,684 | $57,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,600 | $57,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,925 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 970 | $56,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 522 | $56,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 48,208 | $56,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 1,432 | $56,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 669 | $55,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,534 | $55,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 25,416 | $55,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 50,000 | $55,000 | thousands by filing date | call |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 25,000 | $55,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 167 | $54,000 | thousands by filing date | call |
| EXAGEN INC | 30068X103 | COM | 3,078 | $54,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,461 | $54,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 6,177 | $54,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 11,255 | $54,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 42,716 | $54,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 3,548 | $54,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 4,900 | $54,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 3,407 | $54,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 100,000 | $54,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 2,063 | $53,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 4,984 | $53,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,762 | $53,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 34,087 | $52,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 4,495 | $52,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,400 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $51,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 2,248 | $51,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 697 | $51,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 4,491 | $51,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,911 | $50,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 18,402 | $50,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 2,408 | $50,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,257 | $50,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,025 | $50,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 4,201 | $50,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 9,064 | $50,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $50,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,008 | $49,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,100 | $49,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 5,892 | $49,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,819 | $49,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 3,949 | $49,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 640 | $48,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,585 | $47,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 3,318 | $47,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 6,345 | $47,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 4,129 | $47,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 6,440 | $47,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 1,809 | $46,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,800 | $46,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 9,609 | $46,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 15,000 | $46,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 623 | $45,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $45,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 1,340 | $45,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,549 | $45,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $45,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 12,696 | $45,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 19,972 | $45,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,226 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 537 | $44,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,784 | $44,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 552 | $43,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 17,500 | $43,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 4,612 | $43,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 165 | $42,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 3,200 | $42,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 500 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 798 | $42,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,356 | $42,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 7,583 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,640 | $41,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 38,900 | $41,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,450 | $41,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 22,272 | $41,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 6,250 | $41,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 6,907 | $41,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,365 | $40,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 2,531 | $40,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 19,992 | $40,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 2,480 | $39,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 3,765 | $39,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 1,928 | $39,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 2,250 | $39,000 | thousands by filing date | call |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 2,848 | $39,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 6,559 | $39,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 34,000 | $39,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 4,038 | $38,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,776 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $38,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 6,829 | $38,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 8,200 | $38,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,250 | $38,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 3,975 | $38,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 75,000 | $38,000 | thousands by filing date | call |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,582 | $38,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 13,922 | $37,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 11,748 | $37,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 1,074 | $37,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 4,800 | $37,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 25,000 | $37,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 6,857 | $36,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,601 | $36,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,780 | $36,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 62,499 | $36,000 | thousands by filing date | call |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 3,368 | $36,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 5,137 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,945 | $35,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 300 | $35,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 10,147 | $35,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 6,458 | $34,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 11,801 | $34,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,005 | $33,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,860 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,124 | $33,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,294 | $33,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 815 | $32,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 29,400 | $32,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 3,716 | $32,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 33,599 | $32,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 2,177 | $32,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 486 | $31,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 6,316 | $31,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 5,100 | $31,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 7,596 | $31,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 8,782 | $31,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,440 | $31,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 1,700 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,500 | $30,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 818 | $30,000 | thousands by filing date | put |
| SCPHARMACEUTICALS INC | 810648105 | COM | 4,495 | $30,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 7,900 | $30,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 19,574 | $30,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 50,000 | $30,000 | thousands by filing date | call |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 3,495 | $30,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 7,400 | $30,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 23,100 | $30,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 604 | $30,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 800 | $29,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 7,600 | $29,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 1,433 | $28,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 42 | $28,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,978 | $28,000 | thousands by filing date | |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 30,457 | $28,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 248 | $27,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 150 | $27,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 3,063 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 590 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 875 | $26,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 4,242 | $26,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 4,336 | $26,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 31,835 | $26,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 85 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,930 | $25,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,023 | $25,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 5,002 | $25,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $25,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 35,000 | $25,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 160 | $24,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,615 | $24,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 800 | $24,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 25,351 | $24,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,507 | $23,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,606 | $23,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $23,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 4,185 | $23,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070111 | W EXP 10/01/202 | 15,000 | $23,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 100 | $22,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 1,094 | $22,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,400 | $22,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 6,850 | $22,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 947 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,800 | $22,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 284 | $21,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 515 | $21,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 745 | $21,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,482 | $21,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 159 | $20,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 1,421 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 494 | $20,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 669 | $20,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 13,999 | $20,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 899 | $19,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 718 | $19,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 12,499 | $19,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,630 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,006 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 581 | $18,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 350 | $18,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,152 | $18,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 365 | $18,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,506 | $18,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 99,610 | $18,000 | thousands by filing date | call |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 6,360 | $18,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 17,000 | $17,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 245 | $16,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,091 | $16,000 | thousands by filing date | put |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 4,200 | $16,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 13,000 | $16,000 | thousands by filing date | principal |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 1,379 | $16,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 14,999 | $16,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 2,382 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 903 | $15,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100 | $15,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,849 | $15,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 521 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 225 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 374 | $15,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 3,847 | $15,000 | thousands by filing date | call |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 2,864 | $15,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,078 | $15,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 100 | $14,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 347 | $14,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 279 | $14,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $14,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 6,189 | $14,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,520 | $14,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,128 | $13,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 400 | $13,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 250 | $13,000 | thousands by filing date | put |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 12,920 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 30 | $12,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $12,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,186 | $12,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 2,785 | $12,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 165 | $11,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 427 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 285 | $11,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 365 | $11,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 568 | $11,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 16,666 | $11,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 164 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 534 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 689 | $10,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 500 | $10,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 246 | $10,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 700 | $10,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,675 | $9,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 200 | $8,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 520 | $8,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 754 | $8,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 505 | $8,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 751 | $8,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 259 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $8,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 200 | $7,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 102 | $7,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 109 | $7,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 92 | $7,000 | thousands by filing date | put |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 121 | $7,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 34 | $7,000 | thousands by filing date | put |
| Etfmg Prime Mobile | 26924G409 | COM | 100 | $7,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 595 | $7,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 541 | $7,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 7,000 | $7,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 122 | $6,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 28 | $6,000 | thousands by filing date | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $6,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 722 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 300 | $6,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 380 | $6,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 400 | $6,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 23 | $6,000 | thousands by filing date | put |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 468 | $6,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 131 | $6,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 260 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 200 | $6,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 3,000 | $6,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 2,900 | $6,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20 | $5,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 972 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 130 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 100 | $5,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 150 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 18 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 40 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 145 | $5,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 5,000 | $5,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K273 | COM | 200 | $5,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20 | $4,000 | thousands by filing date | call |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 71 | $4,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 250 | $4,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 170 | $4,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 90 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $4,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 1,300 | $4,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 500 | $4,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,500 | $4,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12 | $3,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 700 | $3,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 116 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 328 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000061 | this filing | 2021-05-13 | acceptance time not in the bulk data set |