13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 4,569 holding rows worth $185,676,855,000 by the sum of the rows.
- Accession
- 0000948046-21-000061
- Filer
- CIK 948046
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 18,570 entries on the cover page, a total value of $163,796,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,676,855,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $163,796,739,000, 12% less than the sum of the rows, $185,676,855,000. This page uses the sum of the rows.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 397,000 | $257,000 | thousands by filing date | principal |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 8,739 | $256,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 60,519 | $256,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,613 | $254,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 26,182 | $254,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 17,432 | $254,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 74,143 | $254,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,496 | $253,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,161 | $253,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 25,395 | $252,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 34,542 | $251,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 25,845 | $251,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,326 | $250,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 26,747 | $250,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,781 | $249,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,091 | $249,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,523 | $248,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,136 | $247,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,565 | $247,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,663 | $246,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,295 | $246,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 7,507 | $246,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 95,606 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,886 | $245,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,871 | $245,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 47,197 | $245,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 71,582 | $245,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 16,768 | $244,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 100,000 | $244,000 | thousands by filing date | call |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 10,328 | $243,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,947 | $243,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 44,096 | $243,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 30,718 | $243,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 766 | $242,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 18,267 | $242,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 57,768 | $242,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 26,857 | $241,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 61,261 | $240,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 22,628 | $239,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 9,894 | $238,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,952 | $238,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 203,000 | $238,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,100 | $237,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 9,621 | $237,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 71,696 | $237,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 7,150 | $235,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,259 | $235,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 14,745 | $235,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,395 | $232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,905 | $232,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 18,757 | $232,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 170,498 | $232,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 46,815 | $232,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,415 | $231,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 48,966 | $231,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,156 | $231,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 200,000 | $231,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,510 | $230,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 14,840 | $230,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 35,275 | $229,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,785 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,170 | $229,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $229,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,546 | $229,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,902 | $228,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 129,244 | $227,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,542 | $227,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 324,800 | $227,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,227 | $226,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 81,078 | $226,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 200,000 | $226,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 13,924 | $225,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 11,414 | $225,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 65,164 | $224,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 23,610 | $224,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 9,430 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,770 | $223,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,394 | $223,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,294 | $222,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 14,516 | $222,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 3,648 | $222,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,869 | $221,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,718 | $221,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 15,901 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,432 | $220,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 4,861 | $220,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 16,644 | $220,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 23,386 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,689 | $219,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 13,642 | $219,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,785 | $219,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 120,863 | $218,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,146 | $217,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,166 | $216,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,130 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 11,146 | $216,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 47,692 | $215,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 20,050 | $215,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 20,455 | $215,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 26,892 | $213,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 8,533 | $213,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,653 | $213,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,081 | $213,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 15,290 | $213,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 3,542 | $213,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,372 | $212,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 27,530 | $211,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 21,775 | $211,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,600 | $211,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 21,975 | $210,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 200,000 | $210,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 30,900 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,178 | $207,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,382 | $207,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 31,196 | $207,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,059 | $206,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,678 | $206,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 19,162 | $206,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 133,678 | $206,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,070 | $205,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 13,953 | $205,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 100,000 | $205,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 53,383 | $204,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 21,416 | $204,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,643 | $202,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 37,947 | $202,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,597 | $201,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 3,842 | $201,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 6,587 | $201,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,966 | $200,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,466 | $199,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 21,075 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 908 | $198,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 12,956 | $198,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 60,749 | $198,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,204 | $197,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 9,103 | $197,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,988 | $197,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 8,759 | $196,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,207 | $196,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 65,222 | $196,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,640 | $195,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 874 | $195,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,316 | $195,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,567 | $195,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,397 | $195,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,097 | $195,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 7,345 | $195,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 14,920 | $193,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 27,256 | $193,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,233 | $193,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,216 | $192,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,582 | $192,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 31,460 | $192,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 28,558 | $191,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 100,000 | $191,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 10,825 | $189,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 6,644 | $189,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 179,999 | $189,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 128 | $188,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 17,981 | $188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,560 | $188,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 103,950 | $188,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 442 | $187,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,194 | $187,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 21,215 | $187,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 8,401 | $187,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,265 | $186,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,407 | $186,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,121 | $185,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 5,238 | $184,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 75,163 | $184,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,025 | $184,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 28,782 | $184,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 49,713 | $183,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,931 | $182,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 14,033 | $182,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 610 | $182,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,770 | $182,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 10,120 | $182,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,360 | $181,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 54,086 | $181,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 7,132 | $181,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,590 | $181,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 9,710 | $181,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,300 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,300 | $180,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 49 | $180,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,568 | $180,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,211 | $180,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,109 | $180,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 5,000 | $180,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 16,801 | $180,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 13,356 | $179,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,600 | $179,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 37,220 | $179,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,505 | $178,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 17,760 | $178,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 21,377 | $178,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,079 | $177,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 6,300 | $177,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 5,448 | $177,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 18,521 | $177,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 18,665 | $177,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 47,972 | $176,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 52,567 | $175,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 6,736 | $175,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,309 | $175,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 39,328 | $175,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,134 | $174,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 14,639 | $174,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 13,052 | $173,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 11,232 | $173,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,212 | $172,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 79,700 | $171,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 39,662 | $171,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 17,374 | $170,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 3,585 | $170,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,037 | $170,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 57,942 | $170,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 14,153 | $169,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,389 | $169,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 14,381 | $169,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 48,108 | $169,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 100,000 | $169,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 27,293 | $168,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,155 | $168,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 198,100 | $168,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,926 | $167,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 150,000 | $167,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 669 | $166,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 13,418 | $166,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 6,583 | $165,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 41,111 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,720 | $164,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 56,732 | $164,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,500 | $163,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,433 | $163,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6,716 | $163,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,084 | $162,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,749 | $162,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 22,417 | $162,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 23,623 | $162,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,894 | $162,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 16,860 | $162,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 26,936 | $162,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 2,466 | $161,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,492 | $161,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 40,126 | $161,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 8,217 | $161,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 4,161 | $160,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 199,999 | $160,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,108 | $159,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 9,265 | $159,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 23,718 | $159,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 8,486 | $158,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 100,000 | $158,000 | thousands by filing date | call |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,545 | $157,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,624 | $157,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 8,561 | $157,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 7,933 | $157,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 25,103 | $157,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,245 | $156,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,880 | $156,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,594 | $156,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 31,364 | $156,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,019 | $156,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,499 | $156,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 10,862 | $156,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 125,000 | $156,000 | thousands by filing date | call |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 100,000 | $156,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 56,215 | $155,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 9,278 | $154,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 39,226 | $154,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 18,475 | $152,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 5,193 | $151,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 17,333 | $151,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 43,383 | $151,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 8,166 | $151,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 38,000 | $151,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 128,312 | $150,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,950 | $150,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 9,602 | $149,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,157 | $148,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 29,251 | $148,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,486 | $148,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,585 | $147,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 16,305 | $146,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,299 | $146,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,697 | $146,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,444 | $146,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,123 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4,355 | $144,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 12,152 | $144,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 10,900 | $144,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,047 | $143,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 11,033 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,653 | $142,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 63,417 | $142,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 8,665 | $142,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 790 | $141,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,989 | $141,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 5,506 | $141,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,780 | $140,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,350 | $140,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 6,683 | $140,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 8,960 | $140,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 8,526 | $140,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 153,333 | $140,000 | thousands by filing date | call |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 155,945 | $140,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 839 | $139,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 13,639 | $138,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 7,912 | $138,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 4,960 | $138,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 50,000 | $138,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,847 | $137,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 12,346 | $137,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 26,990 | $137,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 15,153 | $136,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 24,910 | $136,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 62,545 | $136,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,104 | $135,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,588 | $135,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,970 | $135,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 100,000 | $135,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,818 | $134,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 67,713 | $134,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 4,771 | $133,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 5,831 | $133,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 7,354 | $132,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 7,651 | $132,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,568 | $131,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 3,979 | $131,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,300 | $131,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,313 | $131,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 125,000 | $131,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,440 | $130,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 6,518 | $130,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 3,677 | $130,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,434 | $130,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,668 | $130,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 6,339 | $130,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 7,064 | $130,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 17,449 | $129,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 4,953 | $129,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 75,000 | $129,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 32,052 | $128,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 27,188 | $128,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 125,000 | $128,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 2,847 | $127,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 13,273 | $127,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 4,800 | $127,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 3,936 | $127,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 8,310 | $126,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 3,515 | $126,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,849 | $126,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 9,444 | $126,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,510 | $126,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 14,849 | $125,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,263 | $125,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 150,000 | $125,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 12,120 | $125,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 14,117 | $125,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 22,094 | $124,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 23,600 | $124,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 38,731 | $124,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,697 | $124,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,479 | $123,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,000 | $123,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 30,252 | $123,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 107,000 | $123,000 | thousands by filing date | principal |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,392 | $122,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,198 | $122,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 7,534 | $122,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 15,692 | $122,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,660 | $121,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 5,486 | $121,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,519 | $121,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 20,372 | $121,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,015 | $120,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 70,013 | $120,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 5,852 | $119,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,024 | $119,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 9,273 | $119,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,057 | $118,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 8,842 | $118,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,345 | $117,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,547 | $117,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 9,947 | $117,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,249 | $117,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,531 | $116,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,540 | $116,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,955 | $116,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 7,935 | $116,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3,808 | $116,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 17,949 | $116,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,389 | $116,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 50,000 | $116,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 45,750 | $115,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,333 | $115,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,364 | $115,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,748 | $115,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 4,764 | $115,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 6,850 | $115,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,768 | $115,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 11,216 | $115,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 5,819 | $114,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 24,935 | $114,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,812 | $114,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 3,100 | $114,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 8,479 | $114,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 1,554 | $113,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 125,000 | $113,000 | thousands by filing date | call |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,344 | $112,000 | thousands by filing date | call |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 7,454 | $112,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 42,287 | $112,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 21,054 | $112,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 25,030 | $112,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 5,051 | $111,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 45,851 | $111,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 100,000 | $111,000 | thousands by filing date | call |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 50,000 | $111,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 7,951 | $110,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 19,904 | $110,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,069 | $110,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 35,066 | $110,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 100,000 | $110,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,000 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,478 | $109,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,429 | $109,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,897 | $109,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 5,440 | $109,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 33,660 | $109,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 33,001 | $109,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,921 | $108,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,294 | $108,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,100 | $108,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 33,111 | $108,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,987 | $108,000 | thousands by filing date | call |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 3,140 | $108,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 215,000 | $108,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 11040G103 | COM | 4,149 | $107,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 5,790 | $107,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 7,508 | $107,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 31,869 | $107,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 15,946 | $107,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 15,009 | $107,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,431 | $107,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 8,339 | $107,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 6,900 | $106,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 7,161 | $106,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 35,225 | $106,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 44,268 | $106,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 4,045 | $105,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 7,745 | $105,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 12,489 | $105,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 7,816 | $105,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 3,090 | $105,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 13,787 | $105,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 3,681 | $105,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 50,000 | $105,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,000 | $104,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,290 | $104,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 27,536 | $104,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 38,853 | $104,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,404 | $103,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,460 | $103,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 5,872 | $103,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 50,000 | $103,000 | thousands by filing date | call |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,104 | $102,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,958 | $102,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 8,466 | $102,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 7,971 | $102,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 75,000 | $102,000 | thousands by filing date | call |
| VY GLOBAL GROWTH | G9444H118 | WTS | 50,000 | $102,000 | thousands by filing date | call |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 100,000 | $102,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,413 | $101,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,781 | $101,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 4,047 | $101,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 125,000 | $101,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,258 | $100,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 5,165 | $100,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 166,666 | $100,000 | thousands by filing date | call |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 200,000 | $100,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 4,700 | $100,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,797 | $99,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,260 | $99,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 28,840 | $99,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 52,900 | $99,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 47,404 | $99,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,588 | $98,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751111 | *W EXP 09/21/202 | 33,616 | $98,000 | thousands by filing date | call |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 5,431 | $97,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,952 | $97,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 4,498 | $96,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 26,895 | $96,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 125,000 | $96,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 20,691 | $96,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 11,381 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000061 | this filing | 2021-05-13 | acceptance time not in the bulk data set |