13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-23, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000160
- Filer
- CIK 948046
- Filed
- 2019-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type restatement, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 815,807 | $1,637,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 330,666 | $1,634,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 144,401 | $1,634,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 62,367 | $1,633,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 51,363 | $1,632,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 40,222 | $1,631,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 152,697 | $1,630,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 48,897 | $1,626,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 30,343 | $1,623,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 89,387 | $1,617,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 186,648 | $1,614,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 157,770 | $1,609,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 90,990 | $1,605,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 151,186 | $1,602,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 80,184 | $1,593,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 88,757 | $1,591,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 61,778 | $1,591,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 150,566 | $1,587,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 153,932 | $1,582,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 41,309 | $1,581,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 855,578 | $1,581,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 52,714 | $1,580,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 58,424 | $1,577,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 42,506 | $1,576,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 95,136 | $1,574,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 75,094 | $1,573,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 85,118 | $1,565,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 104,997 | $1,565,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 32,591 | $1,564,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 85,486 | $1,559,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 82,093 | $1,555,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 44,772 | $1,553,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 37,393 | $1,548,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 56,029 | $1,544,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 357,098 | $1,543,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 51,421 | $1,542,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 52,495 | $1,540,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 12,545 | $1,538,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 347,472 | $1,538,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 178,466 | $1,536,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 43,918 | $1,536,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 34,526 | $1,535,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 1,472,000 | $1,531,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 363,281 | $1,529,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 30,038 | $1,528,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 50,981 | $1,526,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 82,942 | $1,525,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 671,744 | $1,524,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 37,300 | $1,523,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 122,265 | $1,522,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 54,789 | $1,520,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 81,908 | $1,517,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 446,175 | $1,516,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E802 | DLY RGNAL BKS 3X | 57,680 | $1,514,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 96,445 | $1,513,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 88,077 | $1,510,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 61,983 | $1,510,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 32,838 | $1,506,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 25,000 | $1,505,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 50,000 | $1,503,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 85,455 | $1,499,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 151,510 | $1,499,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 257,938 | $1,495,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 58,379 | $1,492,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 105,707 | $1,491,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,119,968 | $1,489,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 150,000 | $1,486,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 77,461 | $1,480,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 27,861 | $1,478,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 40,297 | $1,477,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 74,350 | $1,475,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 29,659 | $1,473,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 278,089 | $1,473,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,500,000 | $1,473,000 | thousands by filing date | principal |
| STRATASYS LTD | M85548101 | SHS | 72,834 | $1,466,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 152,272 | $1,466,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,392,000 | $1,466,000 | thousands by filing date | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 168,556 | $1,465,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 55,058 | $1,464,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 38,704 | $1,459,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 389,111 | $1,457,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,005,200 | $1,457,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 148,934 | $1,455,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 32,622 | $1,450,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 9,168 | $1,449,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 83,384 | $1,445,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 130,997 | $1,440,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 19,665 | $1,438,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,510 | $1,432,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 96,563 | $1,431,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 30,616 | $1,427,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 69,388 | $1,426,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 121,919 | $1,426,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 171,563 | $1,425,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 56,874 | $1,425,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 57,631 | $1,422,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 54,691 | $1,422,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 103,118 | $1,417,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 44,215 | $1,416,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 99,922 | $1,415,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,200,000 | $1,414,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 66,021 | $1,413,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 158,890 | $1,413,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,806 | $1,411,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 110,211 | $1,410,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 23,830 | $1,405,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 457,894 | $1,405,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 162,537 | $1,405,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 10,715 | $1,400,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 233,025 | $1,398,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,750,547 | $1,398,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 69,833 | $1,395,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 14,112 | $1,392,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,360,000 | $1,379,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 55,156 | $1,377,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 106,478 | $1,377,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 45,370 | $1,376,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,350,000 | $1,369,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 10,166 | $1,366,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 51,021 | $1,363,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,326,000 | $1,359,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 68,513 | $1,358,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 61,080 | $1,356,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 185,103 | $1,354,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 36,357 | $1,350,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 25,136 | $1,349,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 172,013 | $1,349,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 797,638 | $1,347,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 24,240 | $1,345,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 53,706 | $1,344,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,070 | $1,342,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 176,713 | $1,342,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 65,354 | $1,340,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 107,203 | $1,334,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 115,568 | $1,331,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,401 | $1,330,000 | thousands by filing date | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 25,956 | $1,330,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 337,463 | $1,328,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 82,780 | $1,327,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 47,923 | $1,323,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 242,747 | $1,322,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 123,066 | $1,321,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,321,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 38,240 | $1,320,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 345,284 | $1,318,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 26,820 | $1,316,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 253,027 | $1,315,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 192,323 | $1,311,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 42,485 | $1,308,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 35,348 | $1,308,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 109,084 | $1,307,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 28,952 | $1,307,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 67,271 | $1,307,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 55,464 | $1,305,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,745 | $1,298,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 72,050 | $1,296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 49,906 | $1,296,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 60,982 | $1,295,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 36,204 | $1,295,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,059 | $1,294,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 52,237 | $1,294,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 84,859 | $1,293,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,804 | $1,289,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 52,099 | $1,287,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 175,667 | $1,287,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 128,193 | $1,286,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 75,980 | $1,278,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 129,861 | $1,278,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 79,562 | $1,275,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 44,279 | $1,274,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 128,007 | $1,273,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 44,842 | $1,269,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 332,601 | $1,265,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,836 | $1,259,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,700 | $1,250,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 132,112 | $1,248,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 304,722 | $1,245,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 46,043 | $1,245,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 44,924 | $1,243,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 86,032 | $1,238,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 53,154 | $1,234,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 30,959 | $1,234,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 107,589 | $1,234,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 187,737 | $1,231,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 42,120 | $1,229,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 53,192 | $1,227,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 524,633 | $1,227,000 | thousands by filing date | call |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 82,250 | $1,224,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,783 | $1,222,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 55,557 | $1,222,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 27,017 | $1,221,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 27,006 | $1,215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 62,000 | $1,212,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 116,500 | $1,211,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 43,830 | $1,210,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 32,884 | $1,210,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 44,105 | $1,208,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 27,055 | $1,199,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 225,952 | $1,199,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 127,995 | $1,198,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 36,087 | $1,194,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 32,384 | $1,190,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 13,691 | $1,188,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 60,315 | $1,182,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 107,158 | $1,178,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 10,133 | $1,178,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 26,056 | $1,177,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 70,918 | $1,173,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,200,000 | $1,173,000 | thousands by filing date | principal |
| OTONOMY INC | 68906L105 | COM | 278,307 | $1,168,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 73,819 | $1,164,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,107,000 | $1,164,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 82,814 | $1,163,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 23,588 | $1,161,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 5,344 | $1,159,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 176,707 | $1,158,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 188,348 | $1,153,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 55,098 | $1,151,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 34,665 | $1,150,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,149,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,262 | $1,148,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 12,547 | $1,144,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 100,043 | $1,144,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 22,884 | $1,141,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 57,361 | $1,139,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 67,050 | $1,139,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,277 | $1,138,000 | thousands by filing date | put |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,224,000 | $1,137,000 | thousands by filing date | principal |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 44,456 | $1,136,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 176,018 | $1,135,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,325 | $1,132,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 53,505 | $1,130,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 73,979 | $1,130,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 43,762 | $1,129,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 81,354 | $1,126,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 96,479 | $1,124,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 56,332 | $1,123,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 35,237 | $1,121,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 98,020 | $1,119,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 24,435 | $1,115,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 92,259 | $1,114,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 114,021 | $1,114,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 29,017 | $1,112,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 261 | $1,111,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 42,997 | $1,108,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 75,876 | $1,104,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 11,722,030 | $1,104,000 | thousands by filing date | call |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 41,380 | $1,102,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 159,837 | $1,101,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 107,201 | $1,099,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 16,694 | $1,098,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 33,245 | $1,098,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 30,345 | $1,098,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 39,637 | $1,098,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,000 | $1,094,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 993,000 | $1,093,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 40,698 | $1,090,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 118,534 | $1,090,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 12,472 | $1,086,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 18,147 | $1,082,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 91,503 | $1,081,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 57,413 | $1,081,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 145,980 | $1,079,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 179,730 | $1,078,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 159,454 | $1,074,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 163,372 | $1,074,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 104,323 | $1,073,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 134,534 | $1,072,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17,739 | $1,072,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,644,353 | $1,072,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 203,009 | $1,071,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 35,104 | $1,066,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 105,200 | $1,062,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 25,000 | $1,060,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 197,816 | $1,058,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 278,168 | $1,056,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 239,478 | $1,053,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 505 | $1,050,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 63,616 | $1,050,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 152,314 | $1,049,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 364,086 | $1,048,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 95,400 | $1,047,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70,029 | $1,045,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 79,780 | $1,044,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 227,132 | $1,043,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 150,183 | $1,041,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 16,542 | $1,038,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 383,213 | $1,038,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 974,000 | $1,038,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,050,000 | $1,038,000 | thousands by filing date | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 75,518 | $1,037,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,073,000 | $1,036,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 56,423 | $1,033,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 32,789 | $1,032,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 20,530 | $1,031,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 141,556 | $1,027,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 74,253 | $1,026,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 60,678 | $1,021,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 39,490 | $1,019,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 18,139 | $1,014,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 53,826 | $1,014,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 14,155 | $1,013,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 91,156 | $1,012,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 62,188 | $1,011,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 76,077 | $1,010,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 35,000 | $1,009,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 14,239 | $1,008,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 59,493 | $1,008,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 46,353 | $1,006,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 19,115 | $1,005,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 71,591 | $1,004,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 236,312 | $1,003,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 134,210 | $1,000,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 13,545 | $996,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 49,000 | $995,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 23,571 | $994,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 96,922 | $992,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 195,811 | $987,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,305 | $986,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 29,571 | $985,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 51,348 | $985,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 700,000 | $983,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,287 | $982,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 33,446 | $979,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 850,000 | $977,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 19,549 | $974,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 30,976 | $974,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 27,636 | $972,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 28,760 | $971,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 30,138 | $971,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 31,142 | $968,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 66,548 | $964,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 134,777 | $960,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 28,853 | $959,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 103,105 | $955,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 13,668 | $953,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 34,438 | $952,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 39,750 | $952,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 15,184 | $952,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 70,269 | $951,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 19,914 | $950,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 31,313 | $950,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 28,376 | $949,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 49,883 | $948,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 950,000 | $947,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 58,709 | $946,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 189,554 | $945,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 189,074 | $945,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 37,761 | $943,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,801 | $943,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 243,681 | $942,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 80,170 | $941,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 38,001 | $939,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 34,593 | $930,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 16,066 | $929,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 11,045 | $929,000 | thousands by filing date | put |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 33,880 | $927,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,316 | $926,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 58,261 | $926,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 189,152 | $924,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 94,921 | $923,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 25,181 | $920,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 38,149 | $919,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 83,559 | $919,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 508,106 | $919,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 210,400 | $918,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 12,200 | $918,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 25,036 | $916,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 214,435 | $914,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 37,474 | $913,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 32,494 | $913,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 126,067 | $913,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 89,356 | $913,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 179,126 | $911,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17,792 | $907,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 23,590 | $906,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 33,300 | $905,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 25,030 | $905,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 57,289 | $901,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,127 | $896,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 15,896 | $896,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 47,436 | $894,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 161,948 | $894,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 28,779 | $889,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,000 | $886,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 94,942 | $886,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $885,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,284,024 | $883,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 87,271 | $882,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 86,171 | $880,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 75,589 | $878,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 70,965 | $877,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 30,855 | $877,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 326,951 | $872,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,275 | $870,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 19,338 | $870,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 105,745 | $866,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 36,378 | $865,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 65,332 | $865,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 59,200 | $864,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,047 | $863,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 83,806 | $862,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 29,597 | $862,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 64,474 | $862,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 74,709 | $861,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 55,779 | $858,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 37,576 | $858,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 128,867 | $856,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 22,773 | $854,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 16,263 | $853,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 25,000 | $853,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 780,000 | $853,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 180,351 | $846,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 20,388 | $843,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 127,957 | $830,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 29,306 | $830,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 31,901 | $830,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 800 | $829,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 24,217 | $828,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 36,199 | $828,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 50,330 | $826,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 13,394 | $826,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 41,836 | $826,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 17,056 | $824,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 100,873 | $822,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 108,284 | $822,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 84,845 | $821,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 98,757 | $818,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 27,399 | $815,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 32,428 | $814,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 79,516 | $814,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 103,640 | $814,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 847,000 | $813,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 185,912 | $808,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 70,631 | $806,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 31,470 | $804,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 25,915 | $802,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 411,047 | $801,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,447 | $800,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,026 | $799,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 29,404 | $797,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 38,492 | $795,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 725,000 | $795,000 | thousands by filing date | principal |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 32,700 | $794,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,250 | $793,000 | thousands by filing date | put |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 47,038 | $793,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 112,319 | $791,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 252,225 | $788,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 700,000 | $788,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 30,783 | $786,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 177,748 | $786,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 18,913 | $785,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 70,212 | $785,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 26,114 | $784,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 16,695 | $784,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 49,610 | $780,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 71,070 | $780,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,379 | $779,000 | thousands by filing date | put |
| CODORUS VY BANCORP INC | 192025104 | COM | 27,739 | $778,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 79,600 | $778,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 197,127 | $777,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 78,288 | $771,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 85,739 | $771,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 59,837 | $771,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 111,191 | $770,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 68,968 | $769,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 33,211 | $766,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 8,808 | $765,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 767,000 | $765,000 | thousands by filing date | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 82,141 | $764,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 25,622 | $763,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 41,600 | $763,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 25,550 | $760,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 186,518 | $760,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 252,000 | $759,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 208,435 | $759,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 14,679 | $757,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 25,978 | $755,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 22,253 | $754,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 21,756 | $750,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 83,468 | $749,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,068 | $746,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 93,699 | $745,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 381,305 | $745,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 135,460 | $744,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 72,860 | $744,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 162,637 | $743,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 275,599 | $743,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 170,995 | $743,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 19,854 | $741,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 255,194 | $741,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 72,640 | $736,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 132,030 | $734,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 25,200 | $732,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 15,064 | $728,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 19,675 | $727,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 150,984 | $722,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 499 | $721,000 | thousands by filing date | call |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 747,000 | $719,000 | thousands by filing date | principal |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 25,366 | $718,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | superseded | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | this filing | 2019-10-23 | acceptance time not in the bulk data set |