13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-23, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000160
- Filer
- CIK 948046
- Filed
- 2019-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type restatement, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 634 | $20,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 580 | $19,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 707 | $19,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 87 | $19,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 500 | $19,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 84,630 | $19,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 2,890 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $19,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,512 | $19,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 114 | $19,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,933 | $19,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 8,100 | $19,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $19,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 13,900 | $19,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 203 | $18,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 695 | $18,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 117 | $18,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 432 | $18,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 518 | $18,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 295 | $18,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,000 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 300 | $18,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 673 | $18,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $18,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,700 | $18,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,000 | $18,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 878 | $18,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,000 | $18,000 | thousands by filing date | call |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,061 | $18,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 8,620 | $18,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 243 | $17,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 68 | $17,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 1,048 | $17,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 320 | $17,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 500 | $17,000 | thousands by filing date | call |
| National Holdings Corporation | 636375206 | COM NEW | 3,787 | $17,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 3,547 | $17,000 | thousands by filing date | |
| IPIC ENTMT INC | 46263D106 | COM CL A | 1,500 | $17,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 14,128 | $17,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 298 | $16,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 880 | $16,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 339 | $16,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 267 | $16,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 425 | $16,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 485 | $16,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 159 | $16,000 | thousands by filing date | put |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 200 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $16,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 884 | $16,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 884 | $16,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 6,328 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,179 | $16,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 419 | $16,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,399 | $16,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,196 | $16,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 169 | $15,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 667 | $15,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 424 | $15,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 970 | $15,000 | thousands by filing date | call |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 300 | $15,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $15,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 687 | $15,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,900 | $15,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 259 | $15,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 700 | $15,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $15,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 2,000 | $15,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 7,421 | $15,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 12,099 | $15,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 232 | $14,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 293 | $14,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 5,019 | $14,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,564 | $14,000 | thousands by filing date | put |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 348 | $14,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 600 | $14,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 882 | $14,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 9,500 | $14,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,092 | $14,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 250 | $13,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53 | $13,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 127 | $13,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 417 | $13,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 820 | $13,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,486 | $13,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 261 | $13,000 | thousands by filing date | put |
| LONGFIN CORP CLASS A | 54304F106 | COMMON STOCK | 778 | $13,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 81 | $12,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $12,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 119 | $12,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $12,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 379 | $12,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 178 | $12,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 235 | $12,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,586 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,600 | $12,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 631 | $12,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 397 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 436 | $12,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 410 | $12,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 284 | $12,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,942 | $12,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 2,300 | $12,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 722 | $12,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 800 | $12,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 75 | $11,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 118 | $11,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 192 | $11,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 385 | $11,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 103 | $11,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 146 | $11,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 170 | $11,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 373 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 305 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 236 | $11,000 | thousands by filing date | |
| RH | 74967X103 | COM | 123 | $11,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 435 | $11,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 302 | $11,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,390 | $11,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 300 | $11,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,900 | $11,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 50 | $11,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 3,702 | $11,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 13,497 | $11,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $11,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $11,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 882 | $11,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 2,620 | $11,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 13,300 | $11,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 200 | $11,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 63 | $10,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 112 | $10,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 61 | $10,000 | thousands by filing date | put |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 64 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $10,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 201 | $10,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 577 | $10,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 340 | $10,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 159 | $10,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 495 | $10,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 261 | $10,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 46 | $10,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 442 | $10,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 273 | $10,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 809 | $10,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 215 | $10,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,299 | $10,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 524 | $10,000 | thousands by filing date | put |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 408 | $10,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 7,483 | $10,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 7,049 | $10,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 5,054 | $10,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 3,700 | $10,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 4,800 | $10,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 4,009 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 157 | $9,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 181 | $9,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 355 | $9,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 151 | $9,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 87 | $9,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 400 | $9,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 201 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,000 | $9,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 400 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 237 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 202 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,143 | $9,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,875 | $9,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 25,441 | $9,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1,585 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 193 | $9,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 4,296 | $9,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 1,962 | $9,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 3,100 | $9,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 13,464 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 343 | $8,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 477 | $8,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 253 | $8,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 120 | $8,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $8,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 40 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 244 | $8,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 527 | $8,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 100 | $8,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 150 | $8,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 281 | $8,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,097 | $8,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 1,200 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 300 | $8,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,326 | $8,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 154 | $7,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40 | $7,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 80 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 57 | $7,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 466 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 300 | $7,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,000 | $7,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 5,506 | $7,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 332 | $7,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 101,051 | $7,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 5,778 | $7,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 9,479 | $7,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 3,600 | $7,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 3,150 | $7,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 2,078 | $7,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 100 | $6,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 112 | $6,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 281 | $6,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 192 | $6,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 174 | $6,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 625 | $6,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $6,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 200 | $6,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $6,000 | thousands by filing date | put |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 403 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 67 | $6,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 250 | $6,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 122 | $6,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,199 | $6,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,461 | $6,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 4,939 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 316 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 148 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 200 | $6,000 | thousands by filing date | call |
| Link Motion Inc | 53577L105 | COM | 3,872 | $6,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 5,164 | $6,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 5,300 | $6,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 225 | $6,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $5,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 81 | $5,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36 | $5,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 78 | $5,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 22,000 | $5,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 925 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 153 | $5,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 101 | $5,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 5,000 | $5,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,862 | $5,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,506 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 300 | $5,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 3,200 | $5,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 4,900 | $5,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 2,372 | $5,000 | thousands by filing date | |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 486 | $5,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 1,700 | $5,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22 | $4,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 44 | $4,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 200 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 169 | $4,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 65 | $4,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 63 | $4,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 58 | $4,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 250 | $4,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 285 | $4,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 118 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,400 | $4,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 250 | $4,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 140 | $4,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 1,416 | $4,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,050 | $4,000 | thousands by filing date | call |
| WVS FINL CORP | 929358109 | COM | 300 | $4,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,800 | $4,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 180 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,920 | $4,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 2,127 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 4,000 | $4,000 | thousands by filing date | principal |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,366 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 245 | $4,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 1,200 | $4,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 1,300 | $4,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 1,102 | $4,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47 | $3,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 170 | $3,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 39 | $3,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 77 | $3,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 74 | $3,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 75 | $3,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 68 | $3,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,001 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 132 | $3,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 316 | $3,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $3,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,200 | $3,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $3,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 70 | $3,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 600 | $3,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,900 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,333 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 270 | $3,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2,400 | $3,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 2,700 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 24 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 30 | $2,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 4,500 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 100 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 675 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 800 | $2,000 | thousands by filing date | call |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $2,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 496 | $2,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 13,906 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 50 | $2,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 12,736 | $2,000 | thousands by filing date | principal |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 32 | $2,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 65 | $2,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 2,267 | $2,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 100 | $2,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 2,100 | $2,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 1,189 | $2,000 | thousands by filing date | call |
| CYTRX CORP | 232828608 | COM PAR | 1,613 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 100 | $2,000 | thousands by filing date | |
| LONG BLOCKCHAIN CORP | 542614102 | COM | 900 | $2,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 275 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $2,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,000 | $2,000 | thousands by filing date | principal |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 700 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13 | $1,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 17 | $1,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 17 | $1,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7 | $1,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 81 | $1,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 390 | $1,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 69 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 95 | $1,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 18 | $1,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 48 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 55 | $1,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 101 | $1,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,400 | $1,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 300 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 400 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 100 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 500 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $1,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 371 | $1,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,157 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 795 | $1,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 25 | $1,000 | thousands by filing date | call |
| IKONICS CORP | 45172K102 | COM | 200 | $1,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 100 | $1,000 | thousands by filing date | |
| SHARING ECONOMY INTL INC | 819534108 | COM | 600 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 1,100 | $1,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 300 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 200 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,400 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 1,056 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 900 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 400 | $1,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FULGENT GENETICS INC | 359664109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 863 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMBA INC | 47023A309 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238309 | COM | 1,971 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 476 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHI INC | 69336T106 | COM VTG | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 2,624 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS ORD | 040221202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A861 | COM PAR | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVEN HSG REIT INC | 761378207 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598302 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-KEY INTL INC | 09060C309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718208 | COM NEW | 490 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LENDING CORP | G21612109 | SHS | 386 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 545 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMU LTD | 46647L105 | SPONSORED ADR | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGALET CORP | 28226B104 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J305 | COM NEW | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | superseded | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | this filing | 2019-10-23 | acceptance time not in the bulk data set |