13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-04-01, with 5,258 holding rows worth $141,016,651,000.
- Accession
- 0000948046-19-000053
- Filer
- CIK 948046
- Filed
- 2019-04-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, amendment of type restatement, 21,859 entries on the cover page, a total value of $141,016,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,016,651,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDB UK Bank Ltd028-19293
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 7,375 | $383,000 | thousands by filing date | put |
| ISHARES TR | 46432F834 | COM | 7,307 | $383,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 37,970 | $383,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 15,834 | $383,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 54,579 | $382,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 15,050 | $381,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 10,994 | $381,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 28,500 | $381,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 426,000 | $381,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 31,679 | $379,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 120,493 | $379,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 26,504 | $378,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 19,475 | $378,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 18,573 | $377,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 151,837 | $377,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,252 | $376,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 28,004 | $376,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 37,564 | $375,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 20,900 | $374,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,099 | $373,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 65,700 | $373,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 181,603 | $372,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 19,757 | $372,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 33,762 | $371,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,488 | $369,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 24,301 | $369,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 15,520 | $369,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 7,884 | $369,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,712 | $368,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,357 | $368,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 29,079 | $368,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 337,286 | $366,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 14,796 | $365,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 54,551 | $365,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 47,729 | $364,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 131,147 | $364,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 19,625 | $362,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 14,518 | $362,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 19,361 | $362,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 12,115 | $360,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 125,793 | $357,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 14,770 | $356,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 21,550 | $356,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 25,005 | $355,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 19,508 | $354,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 10,171 | $353,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 22,892 | $353,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 126,813 | $352,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 13,415 | $352,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 112,045 | $351,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 450,458 | $351,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 16,634 | $350,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,451 | $349,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 51,906 | $349,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 207,000 | $349,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,496 | $348,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 240,586 | $348,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 59,701 | $348,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 86,559 | $347,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 173,096 | $346,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,934 | $345,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,801 | $345,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,636 | $345,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 14,207 | $345,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 58,167 | $345,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 14,567 | $344,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 109,020 | $344,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 26,881 | $343,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 26,085 | $343,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 376,850 | $343,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 276,951 | $342,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 32,979 | $339,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 42,072 | $339,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 14,059 | $339,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,091 | $337,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 24,425 | $337,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 127,121 | $337,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 17,266 | $337,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 24,136 | $336,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10,594 | $336,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 79,337 | $334,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 12,765 | $334,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 14,192 | $333,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 31,983 | $333,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 46,983 | $333,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 19,021 | $332,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,437 | $331,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 14,152 | $331,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,743 | $329,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 15,139 | $328,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 64,896 | $328,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 39,658 | $328,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,036 | $328,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 43,116 | $326,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,195 | $326,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,300 | $325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 16,914 | $324,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 30,675 | $323,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 22,352 | $323,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 65,427 | $323,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,296 | $322,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 195,074 | $322,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,001 | $321,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,513 | $321,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 15,600 | $321,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 20,743 | $320,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 27,922 | $317,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,629 | $317,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 13,690 | $315,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 114,133 | $315,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 136,432 | $315,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 12,375 | $315,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,866 | $312,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 15,797 | $312,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 271,700 | $312,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 30,300 | $312,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 55,961 | $311,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 25,963 | $311,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,666 | $310,000 | thousands by filing date | call |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,540 | $309,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 433,335 | $309,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 83,945 | $309,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 20,677 | $309,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 10,409 | $308,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 13,449 | $308,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,622 | $307,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 11,747 | $307,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,503 | $307,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 29,918 | $307,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 16,754 | $307,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 15,151 | $307,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 19,372 | $307,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 21,506 | $306,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 177,295 | $306,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 11,885 | $306,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 10,315 | $305,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,210 | $304,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,236 | $304,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 48,267 | $304,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,114 | $302,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 25,007 | $301,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 18,147 | $301,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,186 | $300,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 13,246 | $300,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 90,327 | $300,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 500,000 | $300,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 6,917 | $299,000 | thousands by filing date | put |
| UPWORK INC | 91688F104 | COM | 16,486 | $298,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 42,688 | $298,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 33,355 | $298,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 133,719 | $298,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 46,019 | $297,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 32,448 | $297,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,939 | $296,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 27,384 | $296,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 72,750 | $295,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,466 | $294,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,100 | $294,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 79,049 | $294,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,417 | $293,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 7,317 | $292,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 27,858 | $292,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 11,910 | $291,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 292,000 | $291,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,496 | $290,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 14,820 | $290,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 31,762 | $290,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 12,252 | $290,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $289,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 74,926 | $289,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,939 | $288,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 62,446 | $287,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 15,217 | $286,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 41,497 | $286,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 313,000 | $286,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 228,037 | $284,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 18,441 | $284,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 110,198 | $284,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 32,768 | $284,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 10,102 | $283,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 39,272 | $283,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 14,712 | $283,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 64,623 | $282,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,119 | $281,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 16,080 | $280,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,452 | $280,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,451 | $279,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 63,657 | $279,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 42,818 | $278,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 49,049 | $276,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 116,619 | $276,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 160 | $275,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $275,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 15,200 | $275,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 51,012 | $275,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 25,863 | $275,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 12,147 | $275,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,111 | $274,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,900 | $274,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 10,900 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,110 | $273,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 40,604 | $272,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,240 | $272,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 13,194 | $271,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,033 | $270,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 16,540 | $270,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 17,057 | $270,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 130,158 | $270,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,049 | $269,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 28,395 | $269,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 367,717 | $269,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $269,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,736 | $267,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 62,299 | $267,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 15,168 | $267,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 11,933 | $267,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 20,456 | $266,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 24,572 | $266,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 51,276 | $265,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 28,308 | $265,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E653 | DLY EUR STX 3X | 20,300 | $265,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 35,984 | $264,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 252 | $263,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,976 | $263,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 21,853 | $262,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 73,707 | $262,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 105,442 | $262,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,388 | $261,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 65,226 | $261,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 38,320 | $261,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 23,161 | $261,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 15,432 | $260,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 253,000 | $260,000 | thousands by filing date | principal |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,163 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 12,270 | $258,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 34,083 | $257,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 54,214 | $257,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,017 | $256,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,006 | $255,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 18,508 | $255,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 44,957 | $254,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 28,463 | $254,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 63,810 | $254,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 20,590 | $254,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 45,748 | $254,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 43,264 | $253,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 12,307 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,424 | $252,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 27,768 | $252,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 9,737 | $251,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 233,932 | $251,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 100,610 | $251,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 38,288 | $250,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,268,191 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $248,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,719 | $248,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 124,338 | $248,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 85,792 | $247,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 17,431 | $247,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,209 | $246,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 121,400 | $246,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 15,862 | $246,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,790 | $245,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 25,780 | $245,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,761 | $245,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 32,098 | $244,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 3,971 | $244,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 520,589 | $244,000 | thousands by filing date | principal |
| AQUANTIA CORP | 03842Q108 | COM | 28,027 | $244,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,682 | $243,000 | thousands by filing date | call |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 10,159 | $243,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 10,709 | $243,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 30,260 | $243,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 78,198 | $243,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 171,018 | $243,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,637 | $242,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,328 | $242,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 15,721 | $242,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 26,917 | $242,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 11,113 | $242,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 126,064 | $241,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 22,100 | $241,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 62,300 | $241,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 104,718 | $241,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 41,100 | $240,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 33,379 | $240,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,722 | $239,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 1,163 | $236,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 67,400 | $236,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,637 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $235,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 7,473 | $235,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,824 | $234,000 | thousands by filing date | call |
| EVELO BIOSCIENCES INC | 299734103 | COM | 18,048 | $234,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,478 | $232,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 251,405 | $232,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 14,120 | $232,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,605 | $231,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,390 | $231,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,795 | $230,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,937 | $230,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 9,787 | $230,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 31,787 | $229,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 51,182 | $229,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 33,600 | $229,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $229,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,527 | $228,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 143,623 | $228,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 12,576 | $228,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 10,934 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,484 | $227,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 8,820 | $227,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 25,596 | $226,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 26,700 | $226,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 218 | $225,000 | thousands by filing date | call |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 5,000 | $225,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,375 | $225,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 7,914 | $225,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,494 | $224,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 22,773 | $224,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,699 | $223,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,665 | $223,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 66,284 | $223,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 9,503 | $223,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $222,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 6,774 | $221,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 12,609 | $221,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 21,667 | $221,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 25,710 | $221,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,900 | $221,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 36,101 | $221,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 43,057 | $220,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 55,500 | $219,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 101,259 | $218,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 192,000 | $215,000 | thousands by filing date | principal |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,750 | $215,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 27,598 | $214,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,733 | $213,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 48,884 | $212,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 148,202 | $212,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 16,106 | $211,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 14,653 | $211,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,034 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 16,000 | $211,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,522 | $210,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 35,157 | $210,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,669 | $210,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 15,349 | $210,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 19,800 | $210,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 14,914 | $210,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 46,363 | $209,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,781 | $209,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 252,500 | $209,000 | thousands by filing date | call |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,679 | $208,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 8,957 | $208,000 | thousands by filing date | call |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 11,931 | $208,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 43,398 | $207,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 5,363 | $205,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 10,513 | $205,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 11,423 | $205,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,861 | $205,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,506 | $204,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 20,918 | $204,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,128 | $204,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 7,100 | $204,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 8,527 | $204,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 23,907 | $204,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 7,534 | $204,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 6,846 | $203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,188 | $203,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 43,800 | $203,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 242,652 | $203,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,066 | $202,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 13,700 | $201,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,446 | $200,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 12,213 | $200,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 250,000 | $200,000 | thousands by filing date | principal |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 75,875 | $199,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 22,203 | $198,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 63,862 | $198,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,222 | $197,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 20,806 | $197,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,691 | $196,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,170 | $196,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,855 | $195,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 6,981 | $195,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 9,989 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 8,000 | $194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,912 | $194,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 65,309 | $193,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,080 | $193,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,065 | $192,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,239 | $192,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,953 | $191,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,405 | $191,000 | thousands by filing date | put |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 9,452 | $191,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,392 | $191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,758 | $190,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 50,999 | $190,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 38,553 | $190,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 17,200 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 8,525 | $189,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 72,814 | $189,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,002 | $188,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,789 | $188,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 46,949 | $188,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 6,911 | $187,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 34,157 | $187,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 14,885 | $187,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 23,705 | $187,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 62,500 | $187,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 18,136 | $187,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 6,466 | $186,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 300,000 | $186,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 18,568 | $186,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 8,120 | $185,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,746 | $185,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 11,200 | $185,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 263,124 | $185,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 18,632 | $185,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 22,850 | $185,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 100,040 | $184,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 48,721 | $183,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 7,616 | $182,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 94,869 | $182,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,857 | $181,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 31,300 | $181,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 150,926 | $181,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 51,011 | $181,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,169 | $180,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 13,807 | $180,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $180,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,132 | $180,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,450 | $179,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 12,020 | $179,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,645 | $178,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,415 | $178,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 15,699 | $178,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,400 | $178,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 168,086 | $177,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 207,499 | $177,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,316 | $176,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,732 | $176,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 7,099 | $176,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 173,024 | $176,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,897 | $175,000 | thousands by filing date | put |
| POLARITYTE INC | 731094108 | COM | 13,051 | $175,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 250,000 | $175,000 | thousands by filing date | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 9,588 | $174,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,274 | $174,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 21,324 | $174,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 212,500 | $174,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,276 | $173,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,079 | $173,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 175,000 | $173,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 25,627 | $172,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,256 | $172,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 12,980 | $172,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 149,330 | $172,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 50,300 | $171,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $171,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 150,000 | $171,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 7,441 | $170,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,096 | $170,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 47,380 | $170,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 239,826 | $170,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 71,474 | $170,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 41,800 | $170,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 7,978 | $170,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,252 | $169,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 1,710 | $169,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 9,349 | $169,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 178,929 | $169,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 716 | $168,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 8,675 | $168,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,984 | $167,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 357,360 | $167,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $166,000 | thousands by filing date | principal |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 35,685 | $166,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 14,690 | $166,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 5,783 | $166,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 58,700 | $166,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 41,016 | $165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 11,644 | $164,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 45,548 | $163,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 347,300 | $163,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 22,973 | $162,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 119,100 | $162,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 19,750 | $162,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 40,655 | $162,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,000 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,842 | $161,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 39,740 | $161,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 54,751 | $160,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,900 | $159,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 40,361 | $159,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 6,772 | $159,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,199 | $158,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $158,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 13,889 | $158,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000019 | superseded | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000053 | this filing | 2019-04-01 | acceptance time not in the bulk data set |