13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-04-01, with 5,258 holding rows worth $141,016,651,000.
- Accession
- 0000948046-19-000053
- Filer
- CIK 948046
- Filed
- 2019-04-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, amendment of type restatement, 21,859 entries on the cover page, a total value of $141,016,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,016,651,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDB UK Bank Ltd028-19293
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MANITOWOC CO INC | 563571405 | COM NEW | 57,188 | $843,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 80,369 | $843,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 46,174 | $842,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 324,141 | $841,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 811 | $839,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 240,947 | $837,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 1,200,000 | $836,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 143,673 | $835,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 81,183 | $835,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 23,634 | $834,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 279,500 | $830,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 20,911 | $827,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 25,548 | $826,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 80,553 | $825,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,238 | $824,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 20,587 | $824,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 15,613 | $822,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $822,000 | thousands by filing date | principal |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 15,000 | $821,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,976 | $820,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 889,000 | $818,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 120,539 | $817,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 101,210 | $816,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 14,684 | $815,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 32,961 | $814,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 626,844 | $814,000 | thousands by filing date | call |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 1,003,564 | $812,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 119,352 | $811,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 109,896 | $799,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 25,656 | $799,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,841 | $799,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 868,337 | $798,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 47,700 | $794,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 16,000 | $794,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 15,108 | $789,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 79,248 | $789,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 188,129 | $789,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 18,555 | $788,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,192 | $787,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $787,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 56,900 | $786,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 95,016 | $783,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 28,743 | $781,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 50,726 | $780,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 33,131 | $779,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10,924 | $779,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 36,598 | $777,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 31,482 | $776,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 27,835 | $771,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 46,415 | $771,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 37,953 | $769,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 34,524 | $768,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 466,570 | $768,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 58,143 | $766,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 74,177 | $766,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 47,827 | $764,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 59,075 | $763,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 56,225 | $762,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 207,782 | $762,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 35,795 | $762,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 129,100 | $761,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 109,876 | $761,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 51,418 | $761,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 16,946 | $760,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 103,536 | $758,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 23,175 | $752,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 57,501 | $752,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 57,385 | $750,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 28,200 | $748,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 12,177 | $745,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 32,366 | $744,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 55,946 | $744,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 22,723 | $743,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 72,864 | $743,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 11,017 | $743,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 43,400 | $741,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 109,135 | $741,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 67,700 | $740,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 464,707 | $738,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 111,501 | $738,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 15,772 | $738,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 44,418 | $737,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 184,672 | $736,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 70,714 | $730,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 20,185 | $730,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 14,170 | $729,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,698 | $729,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 69,813 | $729,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 35,354 | $729,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 19,159 | $728,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 42,278 | $725,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 37,222 | $725,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 28,917 | $725,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 185,498 | $725,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 13,414 | $723,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 361,722 | $722,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 35,598 | $722,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 58,460 | $722,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 215,914 | $721,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 32,535 | $720,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 14,762 | $718,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 498,894 | $718,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 174,845 | $716,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 254,010 | $714,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 18,996 | $713,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 767,594 | $713,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 44,522 | $712,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 58,762 | $709,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 17,200 | $709,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 868,000 | $709,000 | thousands by filing date | principal |
| BANKFINANCIAL CORP | 06643P104 | COM | 47,534 | $708,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 43,965 | $706,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 43,670 | $706,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 16,821 | $705,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 324,305 | $702,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 70,953 | $701,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,182 | $700,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 79,850 | $699,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 27,707 | $697,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 14,944 | $694,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 23,247 | $693,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 20,882 | $692,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 93,816 | $691,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 32,380 | $690,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 69,400 | $689,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 48,455 | $685,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 17,166 | $684,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 50,300 | $683,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 16,710 | $682,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 68,227 | $682,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $678,000 | thousands by filing date | principal |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 117,700 | $676,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 60,735 | $675,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 18,211 | $675,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,030 | $673,000 | thousands by filing date | put |
| PCSB FINL CORP COM | 69324R104 | Stock | 34,527 | $673,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 15,610 | $672,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 16,365 | $672,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 41,940 | $672,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,502 | $670,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 30,157 | $668,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 47,109 | $668,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,876 | $668,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 42,253 | $668,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 25,546 | $667,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 45,109 | $664,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 25,196 | $664,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 258,033 | $662,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 192,876 | $661,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 18,899 | $661,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 28,994 | $661,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 19,142 | $660,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,595 | $659,000 | thousands by filing date | put |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 71,400 | $657,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 9,274 | $656,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,631 | $655,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 15,478 | $653,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 74,962 | $653,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,055 | $652,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 73,694 | $651,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,359 | $649,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 27,012 | $648,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 192,400 | $648,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,349 | $648,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 51,358 | $648,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 33,001 | $647,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 24,626 | $647,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 36,003 | $647,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 157,299 | $646,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 150,727 | $645,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,002 | $644,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 12,416 | $643,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 32,355 | $643,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 22,561 | $642,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 55,872 | $642,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 12,654 | $640,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 136,372 | $639,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 67,566 | $639,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 836,957 | $636,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 26,068 | $634,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 12,923 | $634,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 28,953 | $632,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 149,096 | $631,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 56,265 | $630,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 35,114 | $629,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 133,467 | $628,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 43,912 | $627,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,315 | $624,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 62,677 | $624,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 62,531 | $623,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 23,447 | $621,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 47,697 | $621,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $619,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 12,325 | $618,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 162,402 | $617,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 52,634 | $616,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 33,070 | $616,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 23,983 | $615,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 20,483 | $615,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 170,000 | $614,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 33,497 | $611,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 114,100 | $610,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,240 | $609,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,613 | $607,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 85,382 | $607,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 19,176 | $605,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 21,799 | $604,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 15,001 | $602,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 44,403 | $602,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 32,051 | $600,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 34,056 | $599,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 449,797 | $598,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 8,785 | $597,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 22,672 | $595,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,100 | $595,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 751,625 | $595,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 72,563 | $594,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,502 | $593,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 76,390 | $592,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 15,301 | $590,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 27,486 | $589,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 71,828 | $589,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 6,124 | $588,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 41,854 | $586,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 25,000 | $583,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,341 | $582,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 35,690 | $582,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 105,431 | $582,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 730,000 | $582,000 | thousands by filing date | principal |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 94,253 | $579,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 587,800 | $579,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8,395 | $578,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,625 | $578,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 73,016 | $578,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,824 | $577,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 190,653 | $577,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 27,847 | $576,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 41,585 | $574,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 310,929 | $574,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 536,761 | $573,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 30,594 | $573,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,552 | $572,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 18,382 | $568,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,583 | $567,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 21,265 | $567,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 24,899 | $567,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 14,083 | $565,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 26,653 | $564,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 249,397 | $562,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,890 | $561,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 27,168 | $561,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 22,067 | $560,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,269 | $559,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 15,375 | $558,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 66,906 | $556,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 49,079 | $556,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 514,000 | $555,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 176,300 | $555,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 37,721 | $553,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 27,899 | $553,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 19,750 | $553,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 23,209 | $552,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 19,796 | $551,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 56,300 | $550,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,965 | $550,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 36,409 | $550,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 208,113 | $549,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,975 | $548,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 36,980 | $547,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 33,600 | $547,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 28,636 | $547,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 95,347 | $545,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 263,757 | $545,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 182,441 | $544,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 137,851 | $544,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 10,041 | $542,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,484 | $541,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 112,264 | $539,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 445,900 | $539,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 96,376 | $539,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,366 | $534,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 49,225 | $534,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 16,184 | $534,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 25,059 | $534,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 241,300 | $533,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 375,000 | $532,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 15,155 | $529,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 30,463 | $528,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 61,091 | $527,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 29,586 | $525,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 119,294 | $525,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 51,298 | $524,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 129,875 | $524,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 19,860 | $523,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 26,285 | $523,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 143,500 | $523,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 338,400 | $521,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 16,279 | $520,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 17,266 | $520,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,095 | $519,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 115,700 | $518,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 14,684 | $515,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 42,606 | $514,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 16,036 | $514,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 16,199 | $514,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 13,803 | $514,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 517,000 | $514,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 49,500 | $514,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 119,627 | $511,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 19,771 | $510,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,123 | $508,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 90,400 | $508,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 186,851 | $507,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 73,382 | $506,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 16,515 | $506,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 22,739 | $506,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 150,295 | $506,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 30,426 | $505,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 40,670 | $505,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 190,266 | $505,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 32,179 | $503,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 10,929 | $502,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 216,800 | $502,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 131,134 | $501,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 10,050 | $501,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 12,364 | $501,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 136,105 | $501,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 29,429 | $499,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 71,646 | $499,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 82,062 | $497,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 39,562 | $497,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,601 | $496,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,359,906 | $496,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 66,045 | $495,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,229,637 | $495,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 39,825 | $494,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 58,200 | $494,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 99,960 | $494,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 62,794 | $493,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 48,631 | $491,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 163,736 | $491,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 5,723 | $491,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 120,379 | $490,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,615 | $489,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 33,765 | $489,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 105,302 | $489,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 53,916 | $489,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,363 | $488,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 54,657 | $488,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 274,809 | $488,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 31,073 | $487,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 61,779 | $487,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 21,907 | $487,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,725 | $486,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 44,733 | $485,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 36,792 | $483,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 100,759 | $483,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 152,450 | $483,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 21,746 | $483,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 392,478 | $482,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 520,000 | $481,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 38,225 | $480,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 48,655 | $480,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 24,587 | $480,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 41,769 | $479,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,762 | $479,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 75,219 | $479,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 28,301 | $476,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 26,907 | $476,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 39,252 | $476,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 7,569 | $475,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 14,444 | $475,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 276,149 | $474,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 157,785 | $474,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 74,845 | $473,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 13,304 | $472,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 57,774 | $471,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,744 | $470,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 36,974 | $469,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 29,903 | $469,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 82,935 | $469,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,800 | $468,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,414 | $467,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 23,405 | $465,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 8,879 | $465,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 20,059 | $464,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 28,578 | $464,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 55,986 | $463,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,439 | $462,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 12,036 | $462,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 73,200 | $461,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 21,634 | $461,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 23,844 | $461,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 7,588 | $459,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,440 | $458,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 33,832 | $458,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 24,467 | $458,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 476,000 | $458,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 26,196 | $457,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 96,692 | $456,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 27,645 | $456,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 47,576 | $455,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 500,000 | $455,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 15,340 | $454,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 91,709 | $454,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 20,186 | $453,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 30,452 | $453,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 20,245 | $452,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 26,479 | $452,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 36,975 | $451,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 66,200 | $451,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 12,679 | $451,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 82,613 | $451,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 47,803 | $450,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 155,500 | $450,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 63,614 | $450,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 63,181 | $449,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 21,173 | $448,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 29,056 | $448,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 21,774 | $448,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 23,183 | $447,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 12,822 | $447,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 154,679 | $447,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $445,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 13,875 | $444,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 18,433 | $444,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 43,700 | $443,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 51,812 | $443,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 59,858 | $442,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 45,636 | $442,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 124,208 | $442,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 76,590 | $442,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 97,897 | $441,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,636 | $440,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 40,986 | $439,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 439,034 | $439,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,618 | $438,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 34,135 | $438,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 26,777 | $437,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 34,799 | $436,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 164,211 | $435,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,586 | $431,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 5,798 | $429,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 16,123 | $429,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 36,235 | $427,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 17,184 | $426,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 266,931 | $423,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 62,388 | $422,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 91,158 | $421,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 18,878 | $420,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 13,675 | $419,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 30,415 | $419,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 13,470 | $419,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 330,200 | $419,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 31,889 | $418,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 31,597 | $415,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 15,388 | $414,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 42,228 | $414,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 15,775 | $413,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 70,772 | $411,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 30,224 | $411,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,944 | $410,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,000 | $408,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 21,500 | $408,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 40,861 | $408,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,748 | $406,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 840,772 | $405,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 65,886 | $404,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 38,019 | $403,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 38,637 | $402,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 215,400 | $402,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 26,200 | $401,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 20,106 | $401,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 161,140 | $400,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,517 | $399,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 34,896 | $399,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 19,803 | $399,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 176,570 | $398,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 29,227 | $398,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 13,425 | $397,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 46,105 | $396,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 32,176 | $396,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 26,280 | $395,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 16,573 | $394,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 46,882 | $393,000 | thousands by filing date | |
| CONCRETE PUMPING HLDGS INC | 206704116 | *W EXP 08/01/202 | 503,000 | $392,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 89,682 | $391,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 15,789 | $390,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 28,818 | $389,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 11,012 | $388,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,691 | $388,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 22,197 | $388,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 63,203 | $387,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 58,088 | $387,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 370 | $386,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 26,500 | $386,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,654 | $386,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 33,698 | $386,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 21,289 | $385,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,115 | $384,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000019 | superseded | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000053 | this filing | 2019-04-01 | acceptance time not in the bulk data set |