13F-HR filed by GROUP ONE TRADING LLC
GROUP ONE TRADING LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,531 holding rows worth $9,214,018,000.
- Accession
- 0000932540-16-000025
- Filer
- CIK 932540
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,354 entries on the cover page, a total value of $9,214,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,214,013,000 with VALUE read as thousands by filing date, 13F file number 028-14920. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THIRD PT REINS LTD | G8827U900 | CALL | 1,000 | $12,000 | thousands by filing date | call |
| ADURO BIOTECH INC | 00739L951 | PUT | 1,000 | $12,000 | thousands by filing date | put |
| VICAL INC | 925602203 | COM NEW | 3,852 | $12,000 | thousands by filing date | |
| TOWER INTL INC | 891826909 | CALL | 500 | $12,000 | thousands by filing date | call |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 400 | $12,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 79481107 | COM | 600 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RAYONIER INC COM | 754907103 | REIT | 400 | $11,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,700 | $11,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 796 | $11,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,271 | $11,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,000 | $11,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W959 | OPTION | 400 | $11,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L953 | COM | 7,900 | $11,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 1,400 | $11,000 | thousands by filing date | call |
| EVERSOURCE ENERGY | 30040W958 | COM | 200 | $11,000 | thousands by filing date | put |
| FIDELITY NATL FINL INC | 31620R953 | PUT | 300 | $11,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G902 | CALL | 1,200 | $11,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B907 | CALL | 1,000 | $11,000 | thousands by filing date | call |
| TRINET GROUP INC | 896288907 | CALL | 500 | $11,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 734 | $11,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 129 | $11,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 400 | $11,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,501 | $11,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 4,102 | $11,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 600 | $11,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037904 | COM | 200 | $11,000 | thousands by filing date | call |
| REGAL ENTERTAINMENT GROUP-A | 758766909 | COM | 500 | $11,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 6,000 | $11,000 | thousands by filing date | |
| AAR CORP. | 361105 | COM | 362 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196903 | Cmn | 9,200 | $11,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP CMN STK | 78486Q951 | Cmn | 100 | $11,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 6,100 | $11,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y905 | COM | 2,500 | $11,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362901 | COM | 2,300 | $11,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744955 | PUT | 300 | $11,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X954 | PUT | 2,500 | $11,000 | thousands by filing date | put |
| TREVENA INC | 89532E909 | CALL | 1,600 | $11,000 | thousands by filing date | call |
| CSRA INC | 12650T904 | COM | 400 | $11,000 | thousands by filing date | call |
| BOB EVANS FARMS INC | 96761901 | COM | 300 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| BOB EVANS FARMS INC | 96761951 | COM | 300 | $11,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ABB LTD | 375954 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 372 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,500 | $10,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 634 | $10,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 200 | $10,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118901 | COM NEW | 3,000 | $10,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367909 | COM | 100 | $10,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K904 | CALL | 100 | $10,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,007 | $10,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 174 | $10,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 8,000 | $10,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 10,900 | $10,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893909 | Cmn | 300 | $10,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP CMN STOCK | 03822W906 | Cmn | 1,500 | $10,000 | thousands by filing date | call |
| Alimera Sciences Inc | 16259103 | CS | 7,006 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MORGANS HOTEL GROUP CO | 61748W958 | COM | 5,000 | $10,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P958 | COM | 12,500 | $10,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E901 | CALL | 1,000 | $10,000 | thousands by filing date | call |
| ADVERUM BIOTECHNOLOGIES INC | 00773U958 | PUT | 2,500 | $10,000 | thousands by filing date | put |
| HEALTHCARE TR AMER INC | 42225P951 | COM | 300 | $10,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M905 | CALL | 300 | $10,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y908 | CALL | 9,000 | $10,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V952 | COM | 1,200 | $10,000 | thousands by filing date | put |
| TRONC INC | 89703P907 | CALL | 600 | $10,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 600 | $9,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 96 | $9,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 3,384 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,222 | $9,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 400 | $9,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,206 | $9,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 227 | $9,000 | thousands by filing date | |
| TG THERAPEUTICS INC | 88322Q908 | COM | 1,100 | $9,000 | thousands by filing date | call |
| ALKERMES PLC | G01767905 | SHS | 200 | $9,000 | thousands by filing date | call |
| DANA INC | 235825955 | COM | 600 | $9,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370901 | COM | 600 | $9,000 | thousands by filing date | call |
| FIVE9 INC | 338307901 | COM | 600 | $9,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H902 | CALL | 700 | $9,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G954 | PUT | 3,300 | $9,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 6,500 | $9,000 | thousands by filing date | |
| HHGREGG INC | 42833L958 | COM | 5,000 | $9,000 | thousands by filing date | put |
| NORTHERN OIL AND GAS INC | 665531909 | COM | 3,300 | $9,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS INC CMN STK | 464592904 | Cmn | 400 | $9,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 1,800 | $9,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 36642106 | COM | 5,455 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TUESDAY MORNING CORP | 899035955 | COM NEW | 1,500 | $9,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696909 | COM | 6,200 | $9,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,198 | $9,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 600 | $9,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C903 | SPONSORED ADS | 2,300 | $9,000 | thousands by filing date | call |
| FRANKS INTL N V | N33462907 | COM | 700 | $9,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122951 | PUT | 500 | $9,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H903 | CALL | 200 | $9,000 | thousands by filing date | call |
| TIME INC NEW | 887228954 | PUT | 600 | $9,000 | thousands by filing date | put |
| PATRIOT NATL INC | 70338T952 | COM | 1,000 | $9,000 | thousands by filing date | put |
| DEXTERA SURGICAL INC | 252366959 | PUT | 5,000 | $9,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | G66964900 | SHS | 10,500 | $9,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916953 | PUT | 1,200 | $9,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L950 | COM | 20,000 | $9,000 | thousands by filing date | put |
| AURIS MED HLDG AG | H03579901 | COM | 5,200 | $9,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 40413956 | COM | 100 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2,374 | $8,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,288 | $8,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,254 | $8,000 | thousands by filing date | |
| COMPUGEN LTD | M25722955 | ORD | 1,300 | $8,000 | thousands by filing date | put |
| PRUDENTIAL PLC | 74435K954 | ADR | 100 | $8,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 111 | $8,000 | thousands by filing date | |
| TANGER INC | 875465956 | PUT | 200 | $8,000 | thousands by filing date | put |
| METALLUS INC | 887399903 | CALL | 800 | $8,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,038 | $8,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 3,802 | $8,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 11,000 | $8,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL | 712704905 | COM | 500 | $8,000 | thousands by filing date | call |
| ACACIA RESH CORP COM | 3881307 | COM | 1,201 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INVESCO MORTGAGE CAPITAL | 46131B950 | Cmn | 500 | $8,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P953 | COM | 1,200 | $8,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330959 | COM | 500 | $8,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,462 | $8,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 4,479 | $8,000 | thousands by filing date | |
| CONSTELLIUM NV | N22035904 | CALL | 1,100 | $8,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314959 | PUT | 1,400 | $8,000 | thousands by filing date | put |
| ANTERO MIDSTREAM PARTNERS LP | 03673L903 | CALL | 300 | $8,000 | thousands by filing date | call |
| GANNETT CO INC | 36473H954 | PUT | 700 | $8,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X905 | CALL | 3,000 | $8,000 | thousands by filing date | call |
| NETLIST INC | 64118P909 | CALL | 6,400 | $8,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B952 | PUT | 2,000 | $8,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916903 | CALL | 1,000 | $8,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B951 | COM | 5,000 | $8,000 | thousands by filing date | put |
| GAFISA S A | 362607901 | SPONS ADR | 5,400 | $8,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 95573901 | COM | 500 | $8,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ALLIANT ENERGY CORP | 18802908 | COM | 200 | $8,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| AMERICAN SUPERCONDUCTOR CORP | 30111207 | SHS NEW | 1,090 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 43 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 580 | $7,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 100 | $7,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 902 | $7,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 100 | $7,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D958 | COM | 100 | $7,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U909 | COM | 100 | $7,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q956 | COM | 1,000 | $7,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264909 | COM | 700 | $7,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,638 | $7,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P903 | CALL | 500 | $7,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P956 | PUT | 1,000 | $7,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284908 | CALL | 1,200 | $7,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,695 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,496 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,500 | $7,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896904 | COM | 100 | $7,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECH INC | 458118956 | COM | 300 | $7,000 | thousands by filing date | put |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 3,547 | $7,000 | thousands by filing date | |
| VCA ANTECH INC | 918194951 | Cmn | 100 | $7,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W956 | COM | 4,500 | $7,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A952 | COM | 2,200 | $7,000 | thousands by filing date | put |
| NATIONAL GRID PLC | 636274950 | SPON ADR NEW | 100 | $7,000 | thousands by filing date | put |
| NEONODE INC | 64051M902 | COM NEW | 6,000 | $7,000 | thousands by filing date | call |
| COLONY FINL INC | 19624R906 | COM | 400 | $7,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082957 | COM UNIT LP | 2,000 | $7,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P904 | CALL | 1,000 | $7,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L906 | CALL | 1,200 | $7,000 | thousands by filing date | call |
| ENEL AMERICAS S A | 29274F904 | CALL | 800 | $7,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N957 | COM | 1,100 | $7,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 2,206 | $7,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829902 | CALL | 800 | $7,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P901 | CALL | 700 | $7,000 | thousands by filing date | call |
| FXCM INC | 302693205 | Common Stock | 834 | $7,000 | thousands by filing date | |
| ARES MGMT LP | 04014Y901 | CALL | 400 | $7,000 | thousands by filing date | call |
| AMSURG CORP | 03232P905 | Cmn | 100 | $7,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 14339905 | COM | 200 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ARMOUR RESIDENTIAL REIT INC | 42315507 | COM NEW | 311 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROSS STORES INC COM | 778296103 | Stock | 94 | $6,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 300 | $6,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 448 | $6,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 218 | $6,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 343 | $6,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 114 | $6,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 100 | $6,000 | thousands by filing date | call |
| V F CORP | 918204958 | PUT | 100 | $6,000 | thousands by filing date | put |
| EVOLUTION PETE CORP | 30049A907 | COM | 1,000 | $6,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 200 | $6,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 400 | $6,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,403 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,950 | $6,000 | thousands by filing date | |
| CHICO'S FAS INC | 168615952 | COM | 500 | $6,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989954 | COM | 100 | $6,000 | thousands by filing date | put |
| SCHNITZER STEEL INDS INC-A | 806882956 | COM | 300 | $6,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J954 | Cmn | 900 | $6,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y909 | COM | 200 | $6,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 975 | $6,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 2,486 | $6,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 366 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,500 | $6,000 | thousands by filing date | |
| ZENDESK INC | 98936J901 | CALL | 200 | $6,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 292 | $6,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B902 | ADR NEW | 1,500 | $6,000 | thousands by filing date | call |
| VANTIV INC | 92210H955 | PUT | 100 | $6,000 | thousands by filing date | put |
| NORTHSTAR ASSET MGMT GROUP I | 66705Y904 | COM | 500 | $6,000 | thousands by filing date | call |
| INTELIQUENT INC | 45825N957 | COM | 400 | $6,000 | thousands by filing date | put |
| ACACIA RESH CORP | 3881957 | ACACIA TCH COM | 900 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 170 | $5,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 373 | $5,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 100 | $5,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 401 | $5,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 400 | $5,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP IN | 74251V902 | CALL | 100 | $5,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,600 | $5,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 100 | $5,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC | 302130909 | COM | 100 | $5,000 | thousands by filing date | call |
| UGI CORP NEW | 902681905 | COM | 100 | $5,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC | 624758958 | COM SER A | 400 | $5,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V901 | COM CL B | 200 | $5,000 | thousands by filing date | call |
| COGNEX CORP | 192422953 | COM | 100 | $5,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011904 | COM | 100 | $5,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,038 | $5,000 | thousands by filing date | |
| STAAR SURGICAL CO | 852312905 | CALL | 500 | $5,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811952 | PUT | 100 | $5,000 | thousands by filing date | put |
| TELEFONICA S A | 879382908 | CALL | 500 | $5,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H959 | PUT | 400 | $5,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 482 | $5,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 157 | $5,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 15,005 | $5,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 794 | $5,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 1,098 | $5,000 | thousands by filing date | |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 400 | $5,000 | thousands by filing date | call |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 400 | $5,000 | thousands by filing date | put |
| TIDEWATER INC | 886423902 | COM | 1,800 | $5,000 | thousands by filing date | call |
| SILICON GRAPHICS INTERNATION | 82706L908 | COM | 700 | $5,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 570 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D908 | Cmn | 1,200 | $5,000 | thousands by filing date | call |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 6,700 | $5,000 | thousands by filing date | call |
| MAG SILVER CORP COMMON STOCK | 55903Q954 | Cmn | 300 | $5,000 | thousands by filing date | put |
| SENIOR HOUSING PROP TRUST CMN STK | 81721M909 | Cmn | 200 | $5,000 | thousands by filing date | call |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 700 | $5,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309904 | COM | 400 | $5,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 2,500 | $5,000 | thousands by filing date | put |
| INDIA FD INC | 454089903 | COM | 200 | $5,000 | thousands by filing date | call |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 2,048 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U901 | COM | 500 | $5,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W958 | PUT | 400 | $5,000 | thousands by filing date | put |
| AVIANCA HLDGS SA | 05367G900 | CALL | 800 | $5,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164952 | PUT | 1,600 | $5,000 | thousands by filing date | put |
| CNOVA N V | N20947902 | CALL | 900 | $5,000 | thousands by filing date | call |
| AEGON N V | 7924953 | NY REGISTRY SH | 1,300 | $5,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ASSEMBLY BIOSCIENCES INC | 45396108 | COM | 701 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABRAXAS PETE CORP | 3830956 | COM | 2,900 | $5,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ACCURAY INC | 4397955 | COM | 800 | $5,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| CINCINNATI BELL INC NEW | 171871906 | COM | 1,300 | $5,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 314 | $4,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 279 | $4,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 111 | $4,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 131 | $4,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 151 | $4,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 217 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V | 861012952 | PUT | 500 | $4,000 | thousands by filing date | put |
| TANGER INC | 875465906 | CALL | 100 | $4,000 | thousands by filing date | call |
| CMS ENERGY CORP | 125896900 | COM | 100 | $4,000 | thousands by filing date | call |
| ECOPETROL S A | 279158909 | SPONSORED ADS | 400 | $4,000 | thousands by filing date | call |
| LOUISIANA PAC CORP | 546347955 | COM | 200 | $4,000 | thousands by filing date | put |
| PITNEY BOWES INC | 724479950 | COM | 200 | $4,000 | thousands by filing date | put |
| COGENT COMM HOLDINGS INC | 19239V952 | COM NEW | 100 | $4,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 5,098 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 9,911 | $4,000 | thousands by filing date | |
| DOMTAR CORP | 257559903 | COM | 100 | $4,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K904 | COM | 200 | $4,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 3,900 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 2,400 | $4,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 1,300 | $4,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N908 | COM | 1,300 | $4,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 4,000 | $4,000 | thousands by filing date | put |
| NEW YORK MTG TR INC | 649604901 | COM PAR $.02 | 600 | $4,000 | thousands by filing date | call |
| NEWPARK RES INC | 651718904 | COM PAR $.01NEW | 600 | $4,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696959 | COM | 3,000 | $4,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F907 | COM | 1,000 | $4,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A958 | COM | 500 | $4,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A906 | COM | 7,300 | $4,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E901 | COM NEW | 1,500 | $4,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 939 | $4,000 | thousands by filing date | |
| LUBYS INC | 549282901 | CALL | 1,000 | $4,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J956 | PUT | 200 | $4,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D901 | CALL | 300 | $4,000 | thousands by filing date | call |
| SYNACOR INC | 871561906 | CALL | 1,400 | $4,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M907 | CALL | 1,100 | $4,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 10,394 | $4,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 92533908 | COM | 500 | $4,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| OPEN TEXT CORP COM | 683715106 | Stock | 50 | $3,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 200 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 634 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,277 | $3,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $3,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 223 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 921 | $3,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 170 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034959 | PUT | 100 | $3,000 | thousands by filing date | put |
| FLEX LTD | Y2573F952 | PUT | 200 | $3,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849906 | COM | 300 | $3,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q906 | COM | 400 | $3,000 | thousands by filing date | call |
| PROGRESSIVE CORP | 743315953 | COM | 100 | $3,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC | 78573L906 | COM | 100 | $3,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524902 | US BRD MKT ETF | 100 | $3,000 | thousands by filing date | call |
| CBRE GROUP INC | 12504L959 | CL A | 100 | $3,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NE | 29664W955 | COM | 200 | $3,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 438 | $3,000 | thousands by filing date | |
| NMI HLDGS INC | 629209955 | PUT | 400 | $3,000 | thousands by filing date | put |
| SASOL LTD | 803866950 | PUT | 100 | $3,000 | thousands by filing date | put |
| VERICEL CORP | 92346J908 | CALL | 1,000 | $3,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116959 | PUT | 100 | $3,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033957 | PUT | 200 | $3,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 603 | $3,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 300 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD | 876511906 | CALL | 6,100 | $3,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 362 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,578 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $3,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 619 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 1,500 | $3,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,349 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 200 | $3,000 | thousands by filing date | put |
| IXIA | 45071R909 | Cmn | 200 | $3,000 | thousands by filing date | call |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168955 | Cmn | 100 | $3,000 | thousands by filing date | put |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 2,000 | $3,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC CMN STOCK | 337930905 | Cmn | 100 | $3,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212952 | COM | 300 | $3,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J951 | COM | 900 | $3,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T900 | COM | 700 | $3,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P903 | COM | 400 | $3,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A955 | UT LTD PTN INT | 100 | $3,000 | thousands by filing date | put |
| DENNYS CORP | 24869P904 | COM | 300 | $3,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E951 | PUT | 300 | $3,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X956 | PUT | 400 | $3,000 | thousands by filing date | put |
| NV5 GLOBAL INC | 62945V959 | PUT | 100 | $3,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 152 | $3,000 | thousands by filing date | |
| CHIMERIX INC | 16934W956 | PUT | 500 | $3,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M955 | PUT | 1,000 | $3,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E959 | PUT | 400 | $3,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438906 | CALL | 200 | $3,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179900 | CALL | 200 | $3,000 | thousands by filing date | call |
| VIVINT SOLAR INC | 92854Q906 | CALL | 900 | $3,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A902 | CALL | 1,000 | $3,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087903 | CALL | 1,500 | $3,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E956 | PUT | 500 | $3,000 | thousands by filing date | put |
| SPARTON CORP | 847235908 | CALL | 100 | $3,000 | thousands by filing date | call |
| AURIS MED HLDG AG | H03579101 | COM | 1,865 | $3,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W900 | CALL | 200 | $3,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTICALS INC | 03674U901 | COM NEW | 1,000 | $3,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 4,100 | $3,000 | thousands by filing date | call |
| TUBEMOGUL INC | 898570906 | Cmn | 300 | $3,000 | thousands by filing date | call |
| AVIRAGEN THERAPEUTICS INC | 53761102 | COM | 1,800 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALMADEN MINERALS LTD | 20283305 | COM CL B | 1,898 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALPHA PRO TECH LTD | 20772109 | COM | 700 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIVE9 INC | 338307101 | COM | 100 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 86 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 5,200 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 200 | $2,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 241 | $2,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 84 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 135 | $2,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 40 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 301 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 200 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 500 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370951 | PUT | 100 | $2,000 | thousands by filing date | put |
| SLM CORP | 78442P956 | COM | 300 | $2,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109958 | COM | 100 | $2,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP | 07317Q905 | COM | 400 | $2,000 | thousands by filing date | call |
| AMBEV SA | 02319V903 | SPONSORED ADR | 400 | $2,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118951 | COM NEW | 500 | $2,000 | thousands by filing date | put |
| COMMERCIAL METALS CO | 201723903 | COM | 100 | $2,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R908 | UT LTD PART | 100 | $2,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 100 | $2,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO | 71377A903 | COM | 100 | $2,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 75 | $2,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M959 | PUT | 300 | $2,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 776 | $2,000 | thousands by filing date | |
| STAR GROUP LP | 85512C905 | UNIT LTD PARTNR | 200 | $2,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 3,573 | $2,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,024 | $2,000 | thousands by filing date | |
| DEVRY INC | 251893903 | COM | 100 | $2,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603906 | COM | 100 | $2,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG-ADR | 16945R954 | COM | 200 | $2,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP958 | Cmn | 300 | $2,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P900 | Cmn | 2,100 | $2,000 | thousands by filing date | call |
| BIODEL INC | 09064M904 | Cmn | 5,000 | $2,000 | thousands by filing date | call |
| DDR CORP | 23317H902 | Cmn | 100 | $2,000 | thousands by filing date | call |
| SORL Auto Parts Inc | 78461U101 | COM | 474 | $2,000 | thousands by filing date | |
| NAUTILUS INC | 63910B952 | COM | 100 | $2,000 | thousands by filing date | put |
| BRASKEM S A | 105532905 | SP ADR PFD A | 100 | $2,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 100 | $2,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J901 | PARTNERSHIP UN | 100 | $2,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 389 | $2,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R952 | PUT | 200 | $2,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330909 | COM | 100 | $2,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 179 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 541 | $2,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 400 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC | 14862Q950 | PUT | 400 | $2,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A956 | PUT | 100 | $2,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B953 | PUT | 600 | $2,000 | thousands by filing date | put |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 518 | $2,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L908 | CALL | 100 | $2,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V956 | PUT | 100 | $2,000 | thousands by filing date | put |
| JUNIPER PHARMACEUTICALS INC | 48203L907 | CALL | 400 | $2,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889958 | COM | 400 | $2,000 | thousands by filing date | put |
| LIVE VENTURES INC | 538142100 | COM | 1,013 | $2,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N905 | CALL | 100 | $2,000 | thousands by filing date | call |
| VTTI ENERGY PARTNERS LP | Y9384M901 | COM UNIT RP LT | 100 | $2,000 | thousands by filing date | call |
| REAL IND INC | 75601W904 | CALL | 300 | $2,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V958 | Cmn | 3,000 | $2,000 | thousands by filing date | put |
| MGT CAPITAL INVTS INC | 55302P952 | PUT | 1,000 | $2,000 | thousands by filing date | put |
| VIOLIN MEMORY INC | 92763A959 | COM NEW | 2,400 | $2,000 | thousands by filing date | put |
| BOJANGLES INC | 97488900 | COM | 100 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ALMADEN MINERALS LTD | 20283955 | COM CL B | 1,700 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AIRMEDIA GROUP INC | 9411959 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ANTARES PHARMA INC | 36642906 | COM | 1,400 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ACETO CORP | 4446900 | COM | 100 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 133 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 100 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 66 | $1,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 100 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 200 | $1,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 100 | $1,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 142 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 45 | $1,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 142 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 75 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100 | $1,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 400 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 500 | $1,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 807 | $1,000 | thousands by filing date | |
| UNITED STS BRENT OIL FD LP | 91167Q900 | CALL | 100 | $1,000 | thousands by filing date | call |
| SUNRUN INC | 86771W905 | CALL | 200 | $1,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W956 | COM | 100 | $1,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD | M22013902 | ORD | 500 | $1,000 | thousands by filing date | call |
| HARMONIC INC | 413160902 | COM | 100 | $1,000 | thousands by filing date | call |
| MV OIL TR | 553859909 | TR UNITS | 200 | $1,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242901 | COM | 100 | $1,000 | thousands by filing date | call |
| LG DISPLAY CO LTD | 50186V952 | SPONS ADR REP | 100 | $1,000 | thousands by filing date | put |
| LSB INDS INC | 502160904 | COM | 100 | $1,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672906 | COM NEW | 200 | $1,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144909 | COM | 100 | $1,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| PEARSON PLC | 705015955 | PUT | 100 | $1,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 140 | $1,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V958 | PUT | 100 | $1,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 100 | $1,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 514 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 305 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,069 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 4,349 | $1,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,652 | $1,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG-ADR | 16945R904 | COM | 100 | $1,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 200 | $1,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 1,500 | $1,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203908 | Cmn | 300 | $1,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328900 | COM | 100 | $1,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 1,000 | $1,000 | thousands by filing date | put |
| GULF ISLAND FABRICATION INC | 402307952 | COM | 100 | $1,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U909 | SHS | 100 | $1,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X906 | CALL | 100 | $1,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 300 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755959 | PUT | 100 | $1,000 | thousands by filing date | put |
| DRAGONWAVE INC | 26144M400 | COM NEW | 199 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 257 | $1,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 100 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 186 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 253 | $1,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 83 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G950 | PUT | 200 | $1,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814900 | CALL | 200 | $1,000 | thousands by filing date | call |
| FIBRIA CELULOSE S A | 31573A909 | CALL | 100 | $1,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N905 | CALL | 100 | $1,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819950 | PUT | 100 | $1,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W904 | CALL | 100 | $1,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 300 | $1,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981901 | CALL | 500 | $1,000 | thousands by filing date | call |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 2,752 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 128 | $1,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 2,727 | $1,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889908 | COM | 200 | $1,000 | thousands by filing date | call |
| FORM HLDGS CORP | 34634E902 | COM | 200 | $1,000 | thousands by filing date | call |
| INOTEK PHARMACEUTICALS CORP | 45780V952 | COM | 100 | $1,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L909 | CALL | 100 | $1,000 | thousands by filing date | call |
| CYTRX CORP | 232828959 | COM PAR | 1,500 | $1,000 | thousands by filing date | put |
| ERIN ENERGY CORP | 295625907 | COM | 500 | $1,000 | thousands by filing date | call |
| RETAILMENOT INC | 76132B906 | CALL | 100 | $1,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 147 | $1,000 | thousands by filing date | |
| GEVO INC | 374396958 | Cmn | 2,500 | $1,000 | thousands by filing date | put |
| VIOLIN MEMORY INC | 92763A909 | COM NEW | 1,800 | $1,000 | thousands by filing date | call |
| AVINGER INC | 53734909 | COM | 200 | $1,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ACACIA RESH CORP | 3881907 | ACACIA TCH COM | 200 | $1,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| DENISON MINES CORP | 248356107 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OOMA INC | 683416101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000932540-16-000025 | this filing | 2016-11-14 | acceptance time not in the bulk data set |