13F-HR filed by GROUP ONE TRADING LLC
GROUP ONE TRADING LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,531 holding rows worth $9,214,018,000.
- Accession
- 0000932540-16-000025
- Filer
- CIK 932540
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,354 entries on the cover page, a total value of $9,214,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,214,013,000 with VALUE read as thousands by filing date, 13F file number 028-14920. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROCKET FUEL INC | 773111909 | COM | 14,500 | $38,000 | thousands by filing date | call |
| ARLINGTON ASSET INVT CORP | 41356955 | CL A NEW | 2,600 | $38,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,402 | $37,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,894 | $37,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 904 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,763 | $37,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,216 | $37,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736L959 | COM | 1,300 | $37,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS C | 29382R907 | CL A | 4,800 | $37,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP | 706327903 | Call | 1,200 | $37,000 | thousands by filing date | call |
| PLEXUS CORP | 729132900 | CALL | 800 | $37,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 3,240 | $37,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES SA | 338488909 | SPONSORED ADR | 3,000 | $37,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T901 | COM | 1,600 | $37,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038900 | COM | 1,500 | $37,000 | thousands by filing date | call |
| CHEETAH MOBILE INC | 163075904 | ADR | 3,000 | $37,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877952 | CL A | 1,100 | $37,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B901 | CALL | 2,800 | $37,000 | thousands by filing date | call |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 4,778 | $37,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P909 | CALL | 12,200 | $37,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625X952 | COM | 1,300 | $37,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 53588909 | COM | 41,600 | $37,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ARGOS THERAPEUTICS INC | 40221103 | COM | 7,486 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Oracle Corporation | 68389X105 | COM | 921 | $36,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 478 | $36,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 725 | $36,000 | thousands by filing date | |
| LOGITECH INTL S A | H50430952 | SHS | 1,600 | $36,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823956 | COM | 500 | $36,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090906 | SPON ADR REP5ORD | 6,000 | $36,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T900 | COM | 2,200 | $36,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP INC N | 81734P957 | PUT | 4,500 | $36,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B903 | CALL | 10,800 | $36,000 | thousands by filing date | call |
| MATTERSIGHT CORP | 577097958 | PUT | 8,500 | $36,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 42315957 | COM NEW | 1,600 | $36,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ASSEMBLY BIOSCIENCES INC | 45396958 | COM | 5,000 | $36,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| JABIL INC COM | 466313103 | Stock | 1,584 | $35,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,500 | $35,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A955 | PUT | 1,900 | $35,000 | thousands by filing date | put |
| ARBUTUS BIOPHARMA CORP | 03879J900 | COM | 10,300 | $35,000 | thousands by filing date | call |
| KBR INC | 48242W906 | COM | 2,300 | $35,000 | thousands by filing date | call |
| KIMCO REALTY CORP | 49446R909 | COM | 1,200 | $35,000 | thousands by filing date | call |
| INSMED INC | 457669957 | COM PAR $.01 | 2,400 | $35,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,189 | $35,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,618 | $35,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 7,100 | $35,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 17,628 | $35,000 | thousands by filing date | |
| ZOGENIX INC | 98978L954 | PUT | 3,100 | $35,000 | thousands by filing date | put |
| INPHI CORP | 45772F907 | CALL | 800 | $35,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U957 | PUT | 2,000 | $35,000 | thousands by filing date | put |
| TIME INC NEW | 887228904 | CALL | 2,400 | $35,000 | thousands by filing date | call |
| CENVEO INC | 15670S902 | CALL | 5,000 | $35,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D905 | CALL | 13,700 | $35,000 | thousands by filing date | call |
| AAC HLDGS INC | 307908 | COM | 2,000 | $35,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ABRAXAS PETE CORP | 3830906 | COM | 20,700 | $35,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,158 | $34,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 41,275 | $34,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC | 171340952 | PUT | 700 | $34,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 6,187 | $34,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,200 | $34,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N956 | COM NEW | 4,000 | $34,000 | thousands by filing date | put |
| ENNIS INC | 293389952 | PUT | 2,000 | $34,000 | thousands by filing date | put |
| 2U INC | 90214J951 | COM | 900 | $34,000 | thousands by filing date | put |
| Worldpay Inc | 92210H905 | Common Stock | 600 | $34,000 | thousands by filing date | call |
| INTERVAL LEISURE GROUP INC | 46113M908 | Cmn | 2,000 | $34,000 | thousands by filing date | call |
| AMEREN CORP | 23608902 | COM | 700 | $34,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ACCURAY INC | 4397905 | COM | 5,300 | $34,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| M/I HOMES INC | 55305B901 | COM | 1,400 | $33,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q905 | CALL | 2,600 | $33,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 11,463 | $33,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J901 | Cmn | 6,900 | $33,000 | thousands by filing date | call |
| XOMA CORP | 98419J957 | Cmn | 72,000 | $33,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R958 | Cmn | 6,600 | $33,000 | thousands by filing date | put |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 18,200 | $33,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W906 | COM | 19,600 | $33,000 | thousands by filing date | call |
| CRH PLC | 12626K953 | PUT | 1,000 | $33,000 | thousands by filing date | put |
| ATLASSIAN CORP PLC | G06242904 | CALL | 1,100 | $33,000 | thousands by filing date | call |
| DURECT CORP | 266605904 | CALL | 23,900 | $33,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC | 43436904 | COM | 600 | $33,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| JACK IN THE BOX INC | 466367109 | COM | 334 | $32,000 | thousands by filing date | |
| AXT INC | 00246W903 | CALL | 6,200 | $32,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 1,400 | $32,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722905 | ORD | 5,000 | $32,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 4,600 | $32,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER | 72703H951 | CL A | 1,600 | $32,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660907 | COM | 700 | $32,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,097 | $32,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R959 | PUT | 2,000 | $32,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC COM | 50095108 | COMMON | 3,641 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GUESS? INC | 401617905 | COM | 2,200 | $32,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043909 | Cmn | 1,700 | $32,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142902 | COM UNIT LTD | 1,400 | $32,000 | thousands by filing date | call |
| READING INTERNATIONAL INC | 755408951 | PUT | 2,400 | $32,000 | thousands by filing date | put |
| BELMOND LTD | G1154H957 | PUT | 2,500 | $32,000 | thousands by filing date | put |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 11,528 | $32,000 | thousands by filing date | |
| AMAYA INC | 02314M908 | CALL | 2,000 | $32,000 | thousands by filing date | call |
| SUNEDISON SEMICONDUCTOR LTD | Y8213L902 | CALL | 2,800 | $32,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,800 | $31,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,089 | $31,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 436 | $31,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,072 | $31,000 | thousands by filing date | |
| STMICROELECTRONICS N V | 861012902 | CALL | 3,800 | $31,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L954 | COM | 900 | $31,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409901 | CALL | 12,000 | $31,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368903 | CALL | 2,000 | $31,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,342 | $31,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 12,942 | $31,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F903 | CALL | 21,300 | $31,000 | thousands by filing date | call |
| ZENDESK INC | 98936J951 | PUT | 1,000 | $31,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C955 | PUT | 700 | $31,000 | thousands by filing date | put |
| INCONTACT INC | 45336E959 | Cmn | 2,200 | $31,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642954 | COM NEW | 2,600 | $31,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,300 | $30,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,952 | $30,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U959 | COM | 2,100 | $30,000 | thousands by filing date | put |
| MACROGENICS INC | 556099959 | PUT | 1,000 | $30,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 5,131 | $30,000 | thousands by filing date | |
| AMERICA MOVIL-ADR SERIES L | 02364W905 | COM | 2,600 | $30,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 300 | $30,000 | thousands by filing date | put |
| BHP BILLITON PLC-ADR | 05545E909 | COM | 1,000 | $30,000 | thousands by filing date | call |
| DUKE REALTY CORP CMN STK | 264411905 | Cmn | 1,100 | $30,000 | thousands by filing date | call |
| SUNCOKE ENERGY PARTNERS L P | 86722Y901 | COMUNIT REP LT | 2,000 | $30,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M907 | ADS REP CL A | 1,100 | $30,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569905 | Cmn | 500 | $30,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 9158956 | COM | 200 | $30,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| MATADOR RES CO COM | 576485205 | Stock | 1,184 | $29,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 18,497 | $29,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,800 | $29,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,359 | $29,000 | thousands by filing date | |
| AMBEV SA | 02319V953 | SPONSORED ADR | 4,700 | $29,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A950 | COM | 4,200 | $29,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICS | 294821958 | ADR B SEK 10 | 4,000 | $29,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,801 | $29,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 9,900 | $29,000 | thousands by filing date | |
| IDENTIV INC | 45170X955 | PUT | 13,400 | $29,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 2,966 | $29,000 | thousands by filing date | |
| COVANTA HOLDING CORP | 22282E902 | COM | 1,900 | $29,000 | thousands by filing date | call |
| OWENS-ILLINOIS INC | 690768903 | COM | 1,600 | $29,000 | thousands by filing date | call |
| ASTORIA FINL CORP | 46265104 | COM | 2,014 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 4,100 | $29,000 | thousands by filing date | put |
| bebe stores inc | 75571109 | CS | 41,381 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 7,500 | $29,000 | thousands by filing date | put |
| FIFTH STREET FINANCE CORP | 31678A953 | COM | 5,000 | $29,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q905 | COM | 3,600 | $29,000 | thousands by filing date | call |
| TRUECAR INC | 89785L957 | PUT | 3,100 | $29,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E900 | CALL | 1,600 | $29,000 | thousands by filing date | call |
| RENTECH INC | 760112951 | PUT | 10,000 | $29,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 665 | $28,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,992 | $28,000 | thousands by filing date | |
| STATE STR CORP | 857477953 | COM | 400 | $28,000 | thousands by filing date | put |
| SANMINA CORP | 801056952 | COM | 1,000 | $28,000 | thousands by filing date | put |
| MDC HOLDINGS INC | 552676958 | COM | 1,100 | $28,000 | thousands by filing date | put |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 700 | $28,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780957 | Cmn | 3,300 | $28,000 | thousands by filing date | put |
| RUTH'S HOSPITALITY GROUP INC | 783332959 | Cmn | 2,000 | $28,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 15,900 | $28,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M957 | Cmn | 1,000 | $28,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N953 | COM | 1,000 | $28,000 | thousands by filing date | put |
| INGLES MKTS INC | 457030904 | CALL | 700 | $28,000 | thousands by filing date | call |
| QIWI PLC | 74735M908 | CALL | 1,900 | $28,000 | thousands by filing date | call |
| CHINA DISTANCE ED HLDGS LTD | 16944W954 | PUT | 2,200 | $28,000 | thousands by filing date | put |
| FORM HLDGS CORP COM | 34634E102 | Stock | 10,229 | $28,000 | thousands by filing date | |
| Alder Biopharmaceuticals Inc. | 14339105 | Com | 853 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DRYSHIPS INC | Y2109Q950 | COM PAR | 62,000 | $28,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,235 | $27,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,139 | $27,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,800 | $27,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034909 | CALL | 1,000 | $27,000 | thousands by filing date | call |
| ARAMARK | 03852U906 | COM | 700 | $27,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H903 | COM | 1,000 | $27,000 | thousands by filing date | call |
| VISTANCE NETWORKS INC | 20337X909 | COM | 900 | $27,000 | thousands by filing date | call |
| GATX CORP | 361448903 | CALL | 600 | $27,000 | thousands by filing date | call |
| XENCOR INC | 98401F905 | CALL | 1,100 | $27,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F905 | COM | 1,600 | $27,000 | thousands by filing date | call |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 2,830 | $27,000 | thousands by filing date | |
| VICAL INC | 925602903 | CALL | 9,000 | $27,000 | thousands by filing date | call |
| VICAL INC | 925602953 | PUT | 9,000 | $27,000 | thousands by filing date | put |
| RSP PERMIAN INC | 74978Q955 | COM | 700 | $27,000 | thousands by filing date | put |
| GIGAMON INC | 37518B902 | CALL | 500 | $27,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,050 | $26,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,062 | $26,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 4,408 | $26,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 735 | $26,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 5,590 | $26,000 | thousands by filing date | |
| DNOW INC | 67011P950 | COM | 1,200 | $26,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 5,000 | $26,000 | thousands by filing date | call |
| HEALTHEQUITY INC | 42226A907 | COM | 700 | $26,000 | thousands by filing date | call |
| B2GOLD CORP | 11777Q959 | COM | 10,000 | $26,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,075 | $26,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F957 | PUT | 5,000 | $26,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP | 635017906 | CALL | 600 | $26,000 | thousands by filing date | call |
| CUMMINS INC | 231021956 | PUT | 200 | $26,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,490 | $26,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $26,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T906 | COM | 2,600 | $26,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N952 | CL A | 10,300 | $26,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374952 | PUT | 2,000 | $26,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 79481957 | COM | 1,300 | $26,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ETSY INC | 29786A106 | COM | 1,780 | $25,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,108 | $25,000 | thousands by filing date | |
| DYCOM INDS INC | 267475901 | COM | 300 | $25,000 | thousands by filing date | call |
| FRESHPET INC | 358039955 | COM | 2,900 | $25,000 | thousands by filing date | put |
| ISHARES INC | 464286903 | MSCI AUST ETF | 1,200 | $25,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R900 | CL A | 500 | $25,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 2,921 | $25,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,465 | $25,000 | thousands by filing date | |
| H & E EQUIPMENT SERVICES INC | 404030958 | COM | 1,500 | $25,000 | thousands by filing date | put |
| KAPSTONE PAPER & PACKAGING C | 48562P953 | COM | 1,300 | $25,000 | thousands by filing date | put |
| CNOOC LTD | 126132909 | SPONSORED ADR | 200 | $25,000 | thousands by filing date | call |
| TALEN ENERGY CORP | 87422J105 | COM | 1,839 | $25,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C907 | COM | 1,000 | $25,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 800 | $24,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 664 | $24,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,416 | $24,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 1,666 | $24,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919902 | CALL | 400 | $24,000 | thousands by filing date | call |
| PLANET FITNESS INC CL A | 72703H901 | COM NEW | 1,200 | $24,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433909 | CALL | 900 | $24,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498955 | PUT | 2,000 | $24,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,304 | $24,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 4,353 | $24,000 | thousands by filing date | |
| AVNET INC | 53807103 | COM | 575 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INFINITY PHARMACEUTICALS INC | 45665G903 | Cmn | 15,700 | $24,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 2,400 | $24,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L956 | PUT | 4,000 | $24,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q900 | COM PAR | 54,000 | $24,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS | 7973900 | COM | 500 | $24,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| Qualcomm Incorporated | 747525103 | COM | 340 | $23,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 3,004 | $23,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,824 | $23,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187959 | PUT | 500 | $23,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193904 | CALL | 2,000 | $23,000 | thousands by filing date | call |
| VICOR CORP | 925815952 | PUT | 2,000 | $23,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SVCS INC | 210502950 | COM | 5,000 | $23,000 | thousands by filing date | put |
| GENTEX CORP | 371901909 | CALL | 1,300 | $23,000 | thousands by filing date | call |
| CEDAR FAIR -LP | 150185906 | Cmn | 400 | $23,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L901 | CALL | 500 | $23,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R954 | PUT | 3,800 | $23,000 | thousands by filing date | put |
| 8POINT3 ENERGY PARTNERS LP | 282539905 | CALL | 1,600 | $23,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 422 | $22,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 500 | $22,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 329 | $22,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,403 | $22,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q906 | CALL | 2,400 | $22,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D956 | COM | 5,000 | $22,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H952 | COM | 1,600 | $22,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 16,056 | $22,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 50,328 | $22,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y902 | COM | 19,800 | $22,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309907 | Cmn | 1,500 | $22,000 | thousands by filing date | call |
| HMS HOLDINGS CORP CMN STK | 40425J901 | Cmn | 1,000 | $22,000 | thousands by filing date | call |
| STEIN MART INC CMN STK | 858375958 | Cmn | 3,400 | $22,000 | thousands by filing date | put |
| WESTERN GAS PARTNERS LP | 958254954 | COM UNIT LP IN | 400 | $22,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M957 | ADS REP CL A | 800 | $22,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M955 | PUT | 700 | $22,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163900 | CALL | 3,800 | $22,000 | thousands by filing date | call |
| INTELSAT S A | L5140P901 | CALL | 8,100 | $22,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 369 | $21,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 693 | $21,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,000 | $21,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 7,214 | $21,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 490 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUPERIOR ENERGY SERVICES INC | 868157958 | COM | 1,200 | $21,000 | thousands by filing date | put |
| ENERNOC INC | 292764957 | COM | 3,800 | $21,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,079 | $21,000 | thousands by filing date | |
| REPROS THERAPEUTICS CMN STK | 76028H959 | Cmn | 10,000 | $21,000 | thousands by filing date | put |
| Renren Inc | 759892902 | Call | 10,000 | $21,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767906 | COM | 4,100 | $21,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P951 | COM | 12,100 | $21,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691903 | CALL | 1,800 | $21,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129951 | PUT | 2,500 | $21,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C902 | CALL | 2,000 | $21,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC | 46513957 | COM | 1,000 | $21,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,336 | $20,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,444 | $20,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,803 | $20,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 28,700 | $20,000 | thousands by filing date | put |
| KOPIN CORP | 500600901 | COM | 9,400 | $20,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,649 | $20,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K954 | PUT | 200 | $20,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 1,679 | $20,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 29,271 | $20,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,804 | $20,000 | thousands by filing date | |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 12,600 | $20,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791901 | COM | 300 | $20,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDS | 49164205 | EQUITY | 468 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| THE INTERPUBLIC GROUP OF COMPANIES INC. CMN STOCK | 460690950 | Cmn | 900 | $20,000 | thousands by filing date | put |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 2,800 | $20,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022955 | PUT | 2,000 | $20,000 | thousands by filing date | put |
| NEW JERSEY RES | 646025906 | CALL | 600 | $20,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 3,446 | $20,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C952 | PUT | 1,000 | $20,000 | thousands by filing date | put |
| ARRIS INTL INC | G0551A903 | CALL | 700 | $20,000 | thousands by filing date | call |
| XL GROUP LTD | G98294954 | OPTION | 600 | $20,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M958 | PUT | 1,400 | $20,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560902 | COM NEW | 1,300 | $20,000 | thousands by filing date | call |
| MEDIA GEN INC NEW | 58441K900 | COM | 1,100 | $20,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH INC | 12423909 | COM | 1,200 | $20,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 200 | $19,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 610 | $19,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 501 | $19,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 999 | $19,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 754 | $19,000 | thousands by filing date | |
| BAYTEX ENERGY CORP | 07317Q955 | COM | 4,400 | $19,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 2,000 | $19,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,851 | $19,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P955 | PUT | 400 | $19,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748901 | CALL | 1,000 | $19,000 | thousands by filing date | call |
| BRIGGS STRATTON | 109043959 | COM | 1,000 | $19,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D957 | COM | 400 | $19,000 | thousands by filing date | put |
| ACETO | 4446100 | COM | 1,000 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROCADE COMMUNICATIONS SYS CMN | 111621956 | Cmn | 2,100 | $19,000 | thousands by filing date | put |
| SKY-MOBI LTD | 83084G909 | SPONSORED ADS | 9,400 | $19,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064902 | COM | 3,100 | $19,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T902 | COM | 1,000 | $19,000 | thousands by filing date | call |
| NV5 GLOBAL INC | 62945V909 | COM | 600 | $19,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819952 | PUT | 1,000 | $19,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U954 | PUT | 800 | $19,000 | thousands by filing date | put |
| Cowen Group, Inc. | 223622951 | OPTION | 5,200 | $19,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 55630957 | UNIT BEN INT | 1,000 | $19,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ARBOR RLTY TR INC | 38923908 | COM | 2,600 | $19,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ARBOR RLTY TR INC | 38923958 | COM | 2,600 | $19,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ASTORIA FINL CORP | 46265904 | COM | 1,300 | $19,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,354 | $18,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 300 | $18,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,500 | $18,000 | thousands by filing date | |
| AES CORP | 00130H905 | CALL | 1,400 | $18,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273909 | SPON ADR REP B | 1,000 | $18,000 | thousands by filing date | call |
| ST JOE CO | 790148950 | COM | 1,000 | $18,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 523 | $18,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V901 | CALL | 1,000 | $18,000 | thousands by filing date | call |
| MGIC INVT CORP WIS | 552848953 | PUT | 2,200 | $18,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,500 | $18,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 300 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 23,364 | $18,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 4,200 | $18,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HOLD-CL A | 848574909 | COM | 400 | $18,000 | thousands by filing date | call |
| AUTODESK INC | 52769106 | COMMON | 247 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102957 | Cmn | 800 | $18,000 | thousands by filing date | put |
| WADDELL & REED FINL INC CMN STOCK | 930059950 | Cmn | 1,000 | $18,000 | thousands by filing date | put |
| PURECYCLE CORP | 746228953 | PUT | 3,200 | $18,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HLDGS | 80283M901 | CALL | 1,500 | $18,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 13,045 | $18,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y958 | PUT | 16,200 | $18,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L959 | COM | 2,000 | $18,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 2,200 | $17,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,530 | $17,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 800 | $17,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 400 | $17,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L904 | COM | 500 | $17,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K906 | COM | 1,000 | $17,000 | thousands by filing date | call |
| OSHKOSH CORP | 688239901 | COM | 300 | $17,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,151 | $17,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P956 | PUT | 600 | $17,000 | thousands by filing date | put |
| MERCER INTL INC | 588056901 | CALL | 2,000 | $17,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 9,153 | $17,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,309 | $17,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,208 | $17,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,882 | $17,000 | thousands by filing date | |
| REGAL ENTERTAINMENT GROUP-A | 758766959 | COM | 800 | $17,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R904 | COM | 700 | $17,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P950 | Cmn | 20,000 | $17,000 | thousands by filing date | put |
| DUPONT FABROS TECHNOLOGY | 26613Q906 | Cmn | 400 | $17,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 2,500 | $17,000 | thousands by filing date | put |
| CHUYS HLDGS INC | 171604951 | PUT | 600 | $17,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 2,582 | $17,000 | thousands by filing date | |
| ADURO BIOTECH INC | 00739L901 | CALL | 1,400 | $17,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T958 | PUT | 8,600 | $17,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 5,262 | $17,000 | thousands by filing date | |
| HRG GROUP INC | 40434J950 | COM | 1,100 | $17,000 | thousands by filing date | put |
| JONES ENERGY INC | 48019R908 | COM CL A | 4,800 | $17,000 | thousands by filing date | call |
| GAS NAT INC | 367204904 | CALL | 2,200 | $17,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 24,400 | $17,000 | thousands by filing date | put |
| ARGOS THERAPEUTICS INC | 40221903 | COM | 3,500 | $17,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,716 | $16,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,000 | $16,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 267 | $16,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,268 | $16,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 600 | $16,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,300 | $16,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J953 | PUT | 1,900 | $16,000 | thousands by filing date | put |
| FERRARI N V | N3167Y903 | COM | 300 | $16,000 | thousands by filing date | call |
| GAP INC | 364760908 | COM | 700 | $16,000 | thousands by filing date | call |
| CATO CORP NEW | 149205906 | CL A | 500 | $16,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 1,208 | $16,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742951 | PUT | 300 | $16,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 4,430 | $16,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 10,000 | $16,000 | thousands by filing date | put |
| AMPIO PHARMACEUTICALS INC | 03209T909 | COM | 22,000 | $16,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P957 | COM | 700 | $16,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C951 | COM NEW | 500 | $16,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883959 | PUT | 3,000 | $16,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q951 | PUT | 2,200 | $16,000 | thousands by filing date | put |
| INTRAWEST RESORTS HLDGS INC | 46090K909 | COM | 1,000 | $16,000 | thousands by filing date | call |
| CVENT INC | 23247G909 | Cmn | 500 | $16,000 | thousands by filing date | call |
| ARGOS THERAPEUTICS INC | 40221953 | COM | 3,200 | $16,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| Altria Group Inc | 02209S103 | COM | 233 | $15,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,929 | $15,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,600 | $15,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,700 | $15,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,100 | $15,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 396 | $15,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 500 | $15,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,356 | $15,000 | thousands by filing date | |
| 8X8 INC NEW | 282914900 | COM | 1,000 | $15,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P902 | COM | 800 | $15,000 | thousands by filing date | call |
| UNIQURE NV | N90064951 | SHS | 2,000 | $15,000 | thousands by filing date | put |
| VISTANCE NETWORKS INC | 20337X959 | COM | 500 | $15,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C902 | COM | 1,900 | $15,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,714 | $15,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630952 | PUT | 400 | $15,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P906 | CALL | 2,000 | $15,000 | thousands by filing date | call |
| UPBOUND GROUP INC | 76009N950 | PUT | 1,200 | $15,000 | thousands by filing date | put |
| AXOGEN INC | 05463X906 | CALL | 1,700 | $15,000 | thousands by filing date | call |
| MOVADO GROUP INC | 624580956 | PUT | 700 | $15,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 7,268 | $15,000 | thousands by filing date | |
| BANK OF NOVA SCOTIA | 64149107 | COM | 283 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NAVIOS MARITIME PARTNERS LP | Y62267902 | Cmn | 11,000 | $15,000 | thousands by filing date | call |
| WALTER INVESTMENT MANAGEMENT CORP | 93317W902 | Cmn | 3,800 | $15,000 | thousands by filing date | call |
| CYNOSURE INC | 232577905 | CL A | 300 | $15,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W951 | COM | 2,900 | $15,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 5,100 | $15,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A952 | COM UNIT BEN INT | 5,400 | $15,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R908 | COM | 900 | $15,000 | thousands by filing date | call |
| QIWI PLC | 74735M958 | PUT | 1,000 | $15,000 | thousands by filing date | put |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 1,137 | $15,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N905 | CALL | 4,000 | $15,000 | thousands by filing date | call |
| REAL IND INC | 75601W954 | PUT | 2,500 | $15,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 638 | $14,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 900 | $14,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,800 | $14,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,011 | $14,000 | thousands by filing date | |
| ETSY INC | 29786A956 | PUT | 1,000 | $14,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T952 | UNITS | 500 | $14,000 | thousands by filing date | put |
| METHANEX CORP | 59151K958 | COM | 400 | $14,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED | 20451Q904 | SH BEN INT | 800 | $14,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 11,639 | $14,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,000 | $14,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 13,634 | $14,000 | thousands by filing date | |
| BLUE NILE INC | 09578R953 | COM | 400 | $14,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW CMN STOCK | 896818951 | Cmn | 500 | $14,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T950 | Cmn | 1,200 | $14,000 | thousands by filing date | put |
| Alon USA Energy Inc | 20520102 | CS | 1,742 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NIPPON TELEG & TEL CORP | 654624905 | SPONSORED ADR | 300 | $14,000 | thousands by filing date | call |
| SIENTRA INC | 82621J905 | CALL | 1,600 | $14,000 | thousands by filing date | call |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 3,537 | $14,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796908 | COM | 200 | $14,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459954 | PUT | 600 | $14,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTMT INC | 37951D902 | CALL | 1,700 | $14,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC | 68234X902 | CALL | 1,200 | $14,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 20,671 | $14,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 3,100 | $14,000 | thousands by filing date | call |
| BIG LOTS INC | 89302903 | COM | 300 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| NORTHERN TR CORP COM | 665859104 | Stock | 197 | $13,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,367 | $13,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,000 | $13,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,657 | $13,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 900 | $13,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,575 | $13,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917956 | PUT | 1,000 | $13,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508907 | COM NEW | 300 | $13,000 | thousands by filing date | call |
| OMEROS CORP | 682143952 | COM | 1,200 | $13,000 | thousands by filing date | put |
| CADIZ INC | 127537907 | COM NEW | 1,800 | $13,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 601 | $13,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,000 | $13,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082900 | CALL | 1,000 | $13,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 300 | $13,000 | thousands by filing date | call |
| TEGNA INC | 87901J905 | CALL | 600 | $13,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 1,500 | $13,000 | thousands by filing date | |
| SUPERIOR ENERGY SERVICES INC | 868157908 | COM | 700 | $13,000 | thousands by filing date | call |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B901 | Cmn | 46,900 | $13,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 4,900 | $13,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS INC | 866082950 | COM | 1,000 | $13,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC | 867892951 | PUT | 1,000 | $13,000 | thousands by filing date | put |
| CATALENT INC | 148806952 | PUT | 500 | $13,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,296 | $13,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A904 | SHS NEW | 6,400 | $13,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B955 | PUT | 1,500 | $13,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G956 | PUT | 2,100 | $13,000 | thousands by filing date | put |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N907 | CALL | 3,000 | $13,000 | thousands by filing date | call |
| WESTMORELAND COAL CO | 960878906 | COM | 1,500 | $13,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L902 | COM | 800 | $13,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 380 | $12,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 600 | $12,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 504 | $12,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,194 | $12,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 153 | $12,000 | thousands by filing date | |
| CROCS INC | 227046909 | CALL | 1,400 | $12,000 | thousands by filing date | call |
| EVOLENT HEALTH INC | 30050B951 | CL A | 500 | $12,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097903 | COM | 500 | $12,000 | thousands by filing date | call |
| PACCAR INC | 693718958 | COM | 200 | $12,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 778 | $12,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 4,702 | $12,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,384 | $12,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 160 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 300 | $12,000 | thousands by filing date | call |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 14,432 | $12,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 1,000 | $12,000 | thousands by filing date | call |
| FRANCESCAS HOLDINGS CORP | 351793904 | Cmn | 800 | $12,000 | thousands by filing date | call |
| DURECT CORP | 266605954 | PUT | 8,900 | $12,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 1,300 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000932540-16-000025 | this filing | 2016-11-14 | acceptance time not in the bulk data set |