13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 4,144 holding rows worth $206,433,643,000.
- Accession
- 0000927971-22-000002
- Filer
- CIK 927971
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 12,870 entries on the cover page, a total value of $206,433,643,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,433,643,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO ASSET MANAGEMENT CORP.028-16017
- included managerBMO Asset Management Inc.
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO Family Office, LLC
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerStoker Ostler Wealth Advisors, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 200 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 400 | $10,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 12,000 | $10,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 326 | $10,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 3,000 | $10,000 | thousands by filing date | principal |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 12,000 | $10,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 900 | $9,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 5,800 | $9,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 133 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 60 | $9,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 200 | $9,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 9,685 | $9,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 15,060 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 362 | $8,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 9,000 | $8,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 525 | $8,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 5,551 | $8,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 9,000 | $8,000 | thousands by filing date | principal |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 10,170 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 445 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 115 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 181 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,100 | $7,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $7,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 197 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $7,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 7,500 | $7,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 5,500 | $7,000 | thousands by filing date | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 4,000 | $7,000 | thousands by filing date | principal |
| SKILLZ INC | 83067L109 | COM | 2,200 | $7,000 | thousands by filing date | put |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 7,800 | $7,000 | thousands by filing date | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 8,000 | $7,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,710 | $7,000 | thousands by filing date | principal |
| APTIV PLC | G6095L117 | CONV | 51 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 135 | $7,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| SIO GENE THERAPIES INC | 829399104 | COM | 10,000 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 1,200 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 1,200 | $7,000 | thousands by filing date | put |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 138 | $6,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 230 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $6,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 113 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 250 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,000 | $6,000 | thousands by filing date | principal |
| Galiano Gold Inc | 36352H100 | COM | 10,370 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 102 | $6,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 4,500 | $6,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 5,000 | $6,000 | thousands by filing date | principal |
| LIVENT CORP | 53814LAB4 | BOND | 2,000 | $6,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 8,000 | $6,000 | thousands by filing date | principal |
| Global X Blockchain ETF | 37954Y160 | ETF | 326 | $6,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,000 | $6,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC | 194693AB3 | NOTE 4.000% 6/0 | 2,639 | $6,000 | thousands by filing date | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 70 | $5,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 100 | $5,000 | thousands by filing date | put |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 325 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $5,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 182 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 161 | $5,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 2,000 | $5,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,500 | $5,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 3,500 | $5,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 5,000 | $5,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 4,000 | $5,000 | thousands by filing date | principal |
| AETERNA ZENTARIS INC | 007975402 | COM | 12,799 | $5,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 10,181 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100 | $4,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 4,150 | $4,000 | thousands by filing date | principal |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 88 | $4,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,000 | $4,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,000 | $4,000 | thousands by filing date | principal |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 4,500 | $4,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 113 | $4,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,000 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 10,000 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 20 | $3,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 3,695 | $3,000 | thousands by filing date | principal |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 56 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 277 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 200 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 20 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $3,000 | thousands by filing date | |
| ZYNGA INC | 98986TAD0 | NOTE 12/1 | 2,500 | $3,000 | thousands by filing date | principal |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 700 | $3,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 12,524 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,760 | $3,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 85 | $3,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,993 | $3,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 3,000 | $3,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,282 | $3,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B881 | DEFIANCE NEXT | 140 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 50 | $2,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 400 | $2,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 49 | $2,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,000 | $2,000 | thousands by filing date | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $2,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 2,500 | $2,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 2,500 | $2,000 | thousands by filing date | principal |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 800 | $2,000 | thousands by filing date | put |
| NULL | 032108854 | NULL | 160 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 100 | $2,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 100 | $1,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 5 | $1,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 200 | $1,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 15 | $1,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $1,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 1,500 | $1,000 | thousands by filing date | principal |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 50 | $1,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 490 | $1,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 500 | $1,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 263 | $1,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 30 | $1,000 | thousands by filing date | |
| LISTED FD TR | 53656F235 | B A D ETF | 50 | $1,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 19 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 546 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 55 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NIO INC | 62914VAE6 | NOTE 2/0 | 500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 10 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-22-000002 | this filing | 2022-05-12 | acceptance time not in the bulk data set |