13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 4,144 holding rows worth $206,433,643,000.
- Accession
- 0000927971-22-000002
- Filer
- CIK 927971
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 12,870 entries on the cover page, a total value of $206,433,643,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,433,643,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO ASSET MANAGEMENT CORP.028-16017
- included managerBMO Asset Management Inc.
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO Family Office, LLC
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerStoker Ostler Wealth Advisors, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,340 | $179,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 108,791 | $178,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 22,000 | $177,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,500 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 12,356 | $175,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,200 | $175,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 146,833 | $175,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,605 | $173,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 897 | $173,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,461 | $173,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 34,843 | $172,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 17,500 | $172,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,122 | $171,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 22,725 | $171,000 | thousands by filing date | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 12,834 | $171,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 2,231 | $171,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 21,749 | $169,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 360,000 | $168,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,005 | $167,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 14,676 | $167,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 24,872 | $167,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 3,420 | $166,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 51,375 | $166,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 21,517 | $165,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 10,487 | $165,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 16,700 | $165,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 16,700 | $165,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 15,589 | $164,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 173,500 | $164,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 1,494 | $163,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 15,878 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,500 | $161,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 12,800 | $161,000 | thousands by filing date | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,003 | $161,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,000 | $160,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 13,621 | $160,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,991 | $160,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 12,920 | $159,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 6,172 | $159,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 58,618 | $159,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 12,700 | $158,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 4,618 | $158,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 11,398 | $158,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 34,657 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,185 | $155,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,457 | $155,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,371 | $154,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 3,227 | $154,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 15,537 | $154,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 2,349 | $153,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 5,050 | $153,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 5,309 | $152,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 139,243 | $151,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 55,700 | $151,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 66,589 | $151,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 20,181 | $150,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 10,563 | $148,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,626 | $148,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 7,600 | $147,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 2,960 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 3,100 | $146,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,056 | $146,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 14,123 | $146,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 20,786 | $146,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,630 | $144,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 44,472 | $144,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 56,891 | $144,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 22,253 | $143,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,433 | $142,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,473 | $142,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 3,900 | $140,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,370 | $140,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,517 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,418 | $138,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19,502 | $138,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24,926 | $138,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 47,076 | $138,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 70 | $138,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 3,813 | $137,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,294 | $136,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 27,898 | $136,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 22,615 | $136,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 9,700 | $135,000 | thousands by filing date | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 6,700 | $135,000 | thousands by filing date | put |
| HEXO CORP | 428304307 | COM NEW | 212,966 | $135,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 23,260 | $135,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 22,909 | $133,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,025 | $133,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 17,200 | $132,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 12,500 | $132,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,550 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 3,928 | $129,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 18,113 | $129,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 16,083 | $129,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 53,607 | $128,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 53,100 | $127,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,640 | $124,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 113,351 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,677 | $123,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 20,400 | $123,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 36,234 | $123,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 20,000 | $122,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,478 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,994 | $121,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 12,801 | $121,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 4,500 | $120,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 12,089 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,144 | $117,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 829 | $117,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 1,722 | $117,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 11,887 | $116,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 45,573 | $116,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 9,300 | $115,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 791 | $115,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 19,000 | $115,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 41,326 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,007 | $114,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 69,805 | $114,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 3,613 | $113,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 20,000 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 735 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,447 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,570 | $112,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,666 | $111,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 11,756 | $111,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 11,400 | $111,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,100 | $110,000 | thousands by filing date | put |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,769 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,640 | $109,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,581 | $109,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,700 | $109,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,700 | $109,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 5,247 | $108,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,713 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,693 | $107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,490 | $106,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 21,375 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,051 | $105,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,215 | $105,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 1,246 | $104,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 21,100 | $104,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 25,800 | $104,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 11,200 | $103,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,370 | $103,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,505 | $102,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D100 | COM | 30,000 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,529 | $100,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 2,943 | $99,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 32,434 | $99,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 8,200 | $99,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,213 | $99,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 10,017 | $99,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,223 | $98,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 9,900 | $98,000 | thousands by filing date | put |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 10,000 | $98,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 10,000 | $98,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 9,373 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 3,438 | $97,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 2,730 | $97,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 19,842 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 348 | $96,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 912 | $94,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,360 | $94,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 9,538 | $94,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 300 | $94,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 2,905 | $93,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 4,853 | $93,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 200 | $92,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,747 | $92,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 27,100 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,193 | $91,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 900 | $91,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 53,400 | $91,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 825 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,136 | $90,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 143,000 | $90,000 | thousands by filing date | call |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 9,400 | $89,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 277,500 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 800 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,630 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 738 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 3,150 | $87,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $86,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 36,782 | $86,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,819 | $86,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 118,237 | $86,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 685 | $85,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,726 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,106 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,100 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,100 | $85,000 | thousands by filing date | put |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 28,000 | $85,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 28,000 | $85,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 3,000 | $84,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,446 | $84,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,000 | $84,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,397 | $83,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 15,188 | $82,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 11,854 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 931 | $81,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 3,294 | $80,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,950 | $80,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,900 | $80,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 23,611 | $80,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 10,000 | $80,000 | thousands by filing date | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 15,000 | $77,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,930 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $76,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 14,308 | $75,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 10,591 | $75,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 2,600 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,400 | $75,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 19,120 | $75,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 36,400 | $75,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 11,867 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,113 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 858 | $73,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 1,435 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 796 | $73,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,941 | $72,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 11,500 | $72,000 | thousands by filing date | put |
| FURY GOLD MINES LTD | 36117T100 | COM | 105,513 | $72,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 11,598 | $72,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 7,253 | $71,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 19,600 | $70,000 | thousands by filing date | put |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,500 | $70,000 | thousands by filing date | call |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,416 | $70,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 14,552 | $70,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,354 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 678 | $70,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 22,524 | $70,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,700 | $70,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,103 | $70,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 12,100 | $70,000 | thousands by filing date | put |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 11,957 | $69,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,904 | $69,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,824 | $69,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 10,621 | $69,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,585 | $68,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 15,600 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,697 | $67,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,625 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 700 | $66,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,045 | $66,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 10,082 | $66,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 10,000 | $65,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,482 | $64,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 400 | $64,000 | thousands by filing date | put |
| MIMECAST LIMITED | G14838109 | ORD SHS | 800 | $64,000 | thousands by filing date | put |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 618 | $64,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,684 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,650 | $62,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 171 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 375 | $61,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,015 | $61,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 19,399 | $61,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,048 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,519 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 635 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $60,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $59,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,300 | $59,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,300 | $59,000 | thousands by filing date | put |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 6,000 | $59,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,007 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 580 | $58,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,048 | $58,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 11,760 | $58,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 3,111 | $58,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 35,720 | $58,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 2,100 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,871 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 901 | $56,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 15,761 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 882 | $55,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 11,214 | $55,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 761 | $55,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 2,000 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 2,586 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,096 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,044 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 594 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,123 | $54,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 23,135 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 715 | $53,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 5,400 | $53,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 933 | $52,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 12,800 | $52,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,967 | $52,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 9,525 | $52,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 12,000 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,605 | $51,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 600 | $50,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,850 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,016 | $50,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 5,000 | $50,000 | thousands by filing date | put |
| MGC | 921910873 | COM | 300 | $49,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,500 | $49,000 | thousands by filing date | put |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1,643 | $49,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 5,600 | $49,000 | thousands by filing date | put |
| ZSCALERINC | 98980G102 | STOK | 200 | $48,000 | thousands by filing date | put |
| DESKTOP METAL INC | 25058X105 | COM CL A | 9,900 | $48,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 28,336 | $48,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y772 | US EQTY ACC PLUS | 2,000 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 837 | $47,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 800 | $46,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 18,297 | $46,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 40,975 | $44,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,500 | $44,000 | thousands by filing date | put |
| PROSHARES TR | 74347B169 | CMN | 880 | $44,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 46,456 | $44,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y285 | FUND | 2,949 | $44,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 20,000 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $42,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 48,915 | $42,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 7,700 | $42,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,000 | $42,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,000 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,941 | $41,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,210 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 615 | $40,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 24,056 | $40,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,554 | $39,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,140 | $39,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 1,000 | $39,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,718 | $38,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 600 | $38,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,270 | $38,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 10,312 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 567 | $38,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,346 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 230 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,500 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 621 | $37,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,385 | $37,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 11,735 | $37,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U104 | COM | 15,000 | $37,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 176 | $36,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 500 | $36,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 33,009 | $36,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 60,195 | $36,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 15,500 | $36,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 185 | $35,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,990 | $35,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 563 | $35,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 23,066 | $35,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,243 | $35,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 40,000 | $35,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $34,000 | thousands by filing date | put |
| ISHARES TR | 46436E759 | COM | 537 | $34,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 11,779 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 241 | $34,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,156 | $34,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,150 | $34,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 17,270 | $34,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 200 | $32,000 | thousands by filing date | put |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 500 | $32,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1,672 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,315 | $32,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 32,500 | $32,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 758 | $31,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,505 | $30,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 600 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 609 | $30,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,628 | $30,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 2,107 | $30,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 12,980 | $30,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 25,000 | $30,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 800 | $30,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 927 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 1,100 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 860 | $30,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 10,000 | $30,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 31,730 | $30,000 | thousands by filing date | principal |
| CYBIN INC | 23256X100 | COM | 37,603 | $30,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,043 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 700 | $29,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,697 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,574 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 623 | $29,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 15,800 | $28,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 15,800 | $28,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 618 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $28,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 10,630 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $27,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 11,155 | $27,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 18,451 | $27,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 52,335 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 395 | $26,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,000 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 340 | $26,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 16,000 | $26,000 | thousands by filing date | principal |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 13 | $26,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 408 | $25,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 350 | $25,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,570 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 190 | $25,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,800 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,001 | $25,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,411 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,390 | $25,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1,145 | $25,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 14,223 | $25,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 18,041 | $25,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 600 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y780 | US EQT ACC 9 BFR | 1,000 | $24,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 27,069 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 800 | $24,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 750 | $23,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 17 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 251 | $23,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 658 | $23,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 18,495 | $23,000 | thousands by filing date | principal |
| DROPBOX INC CL A | 26210C104 | Stock | 900 | $22,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,112 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $22,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1,500 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 800 | $22,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 542 | $21,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 798 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 458 | $21,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 2,500 | $21,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 323 | $21,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 800 | $21,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 8,800 | $20,000 | thousands by filing date | put |
| OCUGEN INC | 67577C105 | COMMON STOCK | 5,752 | $20,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 20,822 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 155 | $19,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 700 | $19,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,200 | $19,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,527 | $19,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1,247 | $19,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 290 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 221 | $18,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 750 | $18,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 250 | $17,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 258 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 634 | $17,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 250 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 624 | $17,000 | thousands by filing date | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 714 | $17,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 13,600 | $17,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 13,600 | $17,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 224 | $16,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,399 | $16,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 735 | $16,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 4,600 | $16,000 | thousands by filing date | put |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 400 | $16,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 325 | $16,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 6,070 | $16,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 10,000 | $16,000 | thousands by filing date | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 12,300 | $16,000 | thousands by filing date | principal |
| ROCKET COS INC | 77311W101 | COM CL A | 1,300 | $15,000 | thousands by filing date | put |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 8,500 | $15,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B391 | CMN | 271 | $15,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,669 | $15,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 11,104 | $15,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 5,800 | $15,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 5,800 | $15,000 | thousands by filing date | put |
| KATAPULT HOLDINGS INC | 485859102 | COM | 5,800 | $15,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100 | $14,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 500 | $14,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 1,850 | $14,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 943 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 296 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 230 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,471 | $14,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,900 | $14,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,900 | $14,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 139 | $13,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 200 | $13,000 | thousands by filing date | put |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 8,731 | $13,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 340 | $13,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 35,000 | $13,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 11,757 | $12,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 10,000 | $12,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $12,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $12,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 114 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 180 | $12,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,200 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 762 | $12,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 11,500 | $12,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 12,000 | $12,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W401 | CONV | 155 | $12,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 15,000 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 110 | $11,000 | thousands by filing date | |
| FARFETCH LTD | 30744WAD9 | BOND | 8,000 | $11,000 | thousands by filing date | principal |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $11,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 200 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 572 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 295 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $10,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 400 | $10,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-22-000002 | this filing | 2022-05-12 | acceptance time not in the bulk data set |