13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,800 holding rows worth $219,045,640,000.
- Accession
- 0000927971-21-000008
- Filer
- CIK 927971
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 15,321 entries on the cover page, a total value of $219,045,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,045,640,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO ASSET MANAGEMENT CORP.028-16017
- included managerBMO Asset Management Inc.028-16018
- included managerF&C Asset Management plc028-11312
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerPyrford International Ltd028-17429
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GEVO INC | 374396406 | COM PAR | 11,207 | $73,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 13,106 | $73,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,331 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 700 | $73,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,392 | $72,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 5,000 | $72,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,208 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 660 | $72,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 858 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 3,949 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,907 | $69,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,342 | $68,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,000 | $68,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 22,914 | $68,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 794 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 862 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,697 | $67,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,300 | $66,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,920 | $66,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 16,906 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,519 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,248 | $64,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 13,400 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 4,076 | $64,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 2,160 | $62,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,096 | $62,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,123 | $62,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,193 | $62,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 21,115 | $61,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,044 | $60,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 13,724 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,320 | $59,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 9,287 | $59,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 21,794 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,067 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 2,573 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 1,785 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,628 | $58,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 2,336 | $58,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 990 | $58,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 20,000 | $58,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 33,853 | $57,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 3,154 | $57,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,005 | $57,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 600 | $55,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,300 | $55,000 | thousands by filing date | put |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1,638 | $55,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,643 | $55,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,243 | $55,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 7,505 | $54,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,400 | $53,000 | thousands by filing date | put |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 11,626 | $53,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 200 | $52,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,695 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,096 | $52,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 14,155 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 678 | $51,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 985 | $50,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 19,066 | $50,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,210 | $49,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 10,397 | $49,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 7,700 | $49,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 450 | $48,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 6,700 | $48,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 416 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 567 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 515 | $46,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 1,700 | $46,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 10,313 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,190 | $46,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,051 | $46,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,226 | $45,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 6,100 | $45,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 837 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,095 | $45,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 19,932 | $45,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 571 | $44,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 23,600 | $44,000 | thousands by filing date | call |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 2,200 | $43,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,324 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,493 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 797 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 240 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 605 | $41,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 590 | $41,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 29,022 | $40,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 13,600 | $40,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 13,600 | $40,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 335 | $39,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 777 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 796 | $38,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 176 | $36,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 3,078 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 185 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 667 | $35,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $34,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,683 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 408 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 525 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 157 | $33,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,300 | $32,000 | thousands by filing date | put |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,180 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 417 | $32,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,000 | $32,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,000 | $32,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,315 | $32,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 16,900 | $32,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 609 | $31,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 4,100 | $31,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,574 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 860 | $31,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,000 | $31,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 4,600 | $30,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 40,975 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,035 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $30,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,886 | $30,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,200 | $29,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 700 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 193 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 961 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 1,100 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 138 | $28,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,100 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 621 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $28,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 14,800 | $28,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 16,732 | $27,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 600 | $27,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1,108 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 618 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $27,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 340 | $26,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,720 | $26,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,700 | $26,000 | thousands by filing date | put |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 10,000 | $26,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 500 | $25,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 717 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 200 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 190 | $25,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 564 | $25,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,411 | $25,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 55,950 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 203 | $24,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 11,213 | $24,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 10,050 | $24,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 12,000 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 556 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 348 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,390 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $22,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,531 | $22,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,400 | $21,000 | thousands by filing date | put |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 27,007 | $21,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 313 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 458 | $21,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 800 | $21,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 400 | $21,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 668 | $21,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 200 | $20,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,532 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 251 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 421 | $20,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 12,950 | $20,000 | thousands by filing date | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 637 | $20,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 263 | $19,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 224 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 292 | $19,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 238 | $19,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 752 | $19,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,700 | $19,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 208 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,010 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,240 | $19,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 8,000 | $19,000 | thousands by filing date | put |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 10,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 234 | $18,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 24,566 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 325 | $18,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 38,560 | $18,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1,500 | $18,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 258 | $17,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 400 | $17,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 250 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 107 | $17,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 340 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 585 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 230 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 296 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 600 | $16,000 | thousands by filing date | put |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 97 | $16,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 139 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 295 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 500 | $15,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 285 | $15,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,447 | $15,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,588 | $14,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 10,633 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $14,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 3,709 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,500 | $14,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 727 | $13,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 114 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $13,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,246 | $12,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 18,000 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 60 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $11,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 380 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 326 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 445 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 110 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $10,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 12,000 | $10,000 | thousands by filing date | principal |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 109 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 200 | $9,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 1,800 | $9,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 14,418 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 118 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 197 | $8,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $8,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 200 | $7,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 175 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 135 | $7,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,189 | $7,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 70 | $6,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 300 | $6,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 200 | $6,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 46 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 101 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $6,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 205 | $6,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 2,700 | $6,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 130 | $6,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 138 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 200 | $5,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 80 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $5,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 77 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 700 | $5,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 102 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 83 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 600 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 589 | $5,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $4,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 67 | $4,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 88 | $4,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 98 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 325 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 161 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 20 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 122 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 60 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 125 | $3,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 160 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 300 | $2,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $2,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 96 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 43 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 140 | $2,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 1,000 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 40 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 25 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 28 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 40 | $1,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 21 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 20 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 400 | $1,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 19 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCID GROUP INC | 549498111 | W EXP 07/23/202 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-21-000008 | this filing | 2021-11-12 | acceptance time not in the bulk data set |