13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,800 holding rows worth $219,045,640,000.
- Accession
- 0000927971-21-000008
- Filer
- CIK 927971
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 15,321 entries on the cover page, a total value of $219,045,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,045,640,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO ASSET MANAGEMENT CORP.028-16017
- included managerBMO Asset Management Inc.028-16018
- included managerF&C Asset Management plc028-11312
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerPyrford International Ltd028-17429
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 23,218 | $394,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,905 | $393,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 7,052 | $392,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 7,958 | $392,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,583 | $392,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 7,941 | $392,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 3,538 | $391,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 30,000 | $391,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 10,748 | $391,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 30,305 | $388,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 30,620 | $388,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,817 | $388,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,899 | $387,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 20,329 | $387,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 3,464 | $386,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 21,805 | $385,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 28,037 | $384,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 24,693 | $384,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,492 | $383,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,836 | $382,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 11,789 | $381,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 22,000 | $381,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,965 | $379,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,014 | $379,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 15,067 | $379,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,533 | $377,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,875 | $376,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,036 | $375,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 50,053 | $373,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 5,083 | $373,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 20,253 | $372,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,029 | $372,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 42,500 | $371,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 12,100 | $370,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,362 | $370,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 18,719 | $370,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,177 | $370,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,998 | $370,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 5,021 | $369,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 23,671 | $367,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,100 | $366,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 21,185 | $366,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 8,213 | $366,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 8,580 | $365,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 30,631 | $364,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 9,209 | $362,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 84,582 | $361,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 16,319 | $360,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 67,600 | $360,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,224 | $358,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 15,470 | $358,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 66,000 | $358,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 66,000 | $358,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 108,551 | $357,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,500 | $356,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 60,859 | $355,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 8,799 | $354,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,017 | $353,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,556 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,614 | $352,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 6,148 | $351,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,438 | $351,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 39,048 | $350,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 10,389 | $350,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 9,013 | $350,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,155 | $350,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 3,983 | $350,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 60,000 | $349,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,252 | $348,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 15,420 | $347,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 8,398 | $343,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 185,534 | $343,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,026 | $342,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,051 | $341,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 111,400 | $339,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,740 | $338,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 10,289 | $335,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8,398 | $335,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 7,410 | $334,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 10,306 | $331,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 16,841 | $330,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,715 | $330,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 11,863 | $329,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,877 | $329,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 310,000 | $329,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,933 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,888 | $328,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 4,155 | $327,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 23,700 | $327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,620 | $325,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,000 | $325,000 | thousands by filing date | put |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 11,501 | $325,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 22,807 | $324,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,950 | $323,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 19,460 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,695 | $322,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 21,343 | $322,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,403 | $322,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 25,322 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,498 | $321,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 16,872 | $320,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 7,751 | $319,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 17,742 | $319,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,724 | $318,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,894 | $318,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 9,500 | $318,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 49,619 | $317,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 12,400 | $316,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 9,402 | $315,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 14,000 | $315,000 | thousands by filing date | put |
| OUTSET MEDICAL INC | 690145107 | COM | 6,373 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,593 | $314,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,018 | $314,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,175 | $313,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 53,482 | $313,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,910 | $313,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 10,934 | $312,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 12,473 | $311,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,322 | $309,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 46,299 | $309,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 34,506 | $308,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,491 | $307,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 10,373 | $307,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 16,563 | $307,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,398 | $307,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 12,734 | $307,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 12,001 | $306,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 31,500 | $306,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,183 | $305,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,600 | $301,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 141,426 | $301,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 40,081 | $300,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 14,392 | $300,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 14,859 | $300,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,507 | $299,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 76,858 | $299,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,734 | $298,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,583 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,912 | $297,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,687 | $297,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 57,000 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,400 | $297,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,614 | $295,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 36,802 | $294,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 14,789 | $294,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,850 | $293,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,967 | $292,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,311 | $292,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 17,337 | $291,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,176 | $291,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 5,529 | $291,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 4,369 | $291,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,615 | $290,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,713 | $289,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 5,015 | $289,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 10,777 | $288,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 285,000 | $287,000 | thousands by filing date | principal |
| VAXCYTE INC COM | 92243G108 | Stock | 10,936 | $286,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 17,245 | $286,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 14,580 | $285,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 18,157 | $284,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,827 | $284,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 4,469 | $284,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,268 | $284,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 19,238 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,300 | $282,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 26,062 | $282,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,000 | $281,000 | thousands by filing date | call |
| UBIQUITI INC | 90353W103 | COM | 946 | $281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,281 | $280,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 16,028 | $280,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 14,300 | $279,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 88,878 | $279,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14,317 | $279,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 14,752 | $277,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 4,049 | $277,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 8,901 | $276,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25,071 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,141 | $274,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 42,332 | $274,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 12,670 | $274,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 7,861 | $274,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 72,975 | $273,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,156 | $273,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,224 | $272,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 14,625 | $271,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 27,710 | $271,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 25,816 | $270,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,003 | $269,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1,404 | $268,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 11,119 | $267,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,296 | $267,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 25,868 | $266,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,185 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,250 | $264,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,621 | $263,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,693 | $263,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 75,390 | $262,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,708 | $262,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 8,350 | $262,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 63,609 | $262,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 6,093 | $261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 7,697 | $260,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,574 | $259,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 76,825 | $259,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 19,842 | $258,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,736 | $258,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 13,127 | $258,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,454 | $257,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,235 | $257,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 15,576 | $257,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 101,975 | $257,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 16,127 | $256,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,407 | $256,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $255,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 12,780 | $255,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,373 | $254,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,647 | $254,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,899 | $254,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 9,970 | $254,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 38,709 | $253,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,201 | $253,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 17,072 | $253,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 15,598 | $253,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,029 | $252,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 6,102 | $251,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 19,914 | $251,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,343 | $251,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,825 | $249,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 34,624 | $248,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,392 | $248,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,388 | $247,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 12,174 | $247,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,699 | $245,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,817 | $244,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 15,127 | $244,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 25,987 | $243,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,367 | $243,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,092 | $242,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,315 | $241,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,853 | $241,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 8,628 | $241,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 53,100 | $241,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 53,100 | $241,000 | thousands by filing date | put |
| IMV INC | 44974L103 | COM | 140,207 | $241,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 22,500 | $240,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 7,568 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,088 | $239,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 17,532 | $238,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 32,777 | $238,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 9,627 | $238,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 6,545 | $237,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 35,759 | $236,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,357 | $235,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 6,046 | $235,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,100 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,322 | $234,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 37,055 | $234,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 46,012 | $234,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 21,713 | $234,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 59,531 | $233,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,065 | $232,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 2,439 | $232,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 360,000 | $232,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 665 | $231,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,973 | $231,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 8,220 | $231,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,210 | $230,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 5,400 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 18,880 | $230,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 34,510 | $229,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,907 | $228,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,137 | $227,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 39,134 | $227,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,500 | $227,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,442 | $227,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 35,207 | $226,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,411 | $226,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 130,573 | $225,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 8,400 | $225,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,438 | $224,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 19,779 | $224,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 2,844 | $224,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,864 | $223,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,400 | $223,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,067 | $221,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 7,800 | $221,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,800 | $220,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 6,661 | $219,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 53 | $219,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 3,489 | $219,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 23,308 | $219,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,145 | $218,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 51,030 | $218,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 7,978 | $217,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 7,800 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,510 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 685 | $216,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 31,193 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 9,948 | $214,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 19,601 | $214,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 20,900 | $214,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 20,900 | $214,000 | thousands by filing date | put |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,985 | $213,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,118 | $212,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,780 | $212,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,688 | $211,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,075 | $211,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 26,600 | $211,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,492 | $210,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 5,711 | $209,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,712 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,435 | $208,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,542 | $208,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 14,418 | $208,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,798 | $208,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,172 | $207,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 4,470 | $206,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 8,772 | $206,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 7,006 | $205,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,365 | $204,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 45,859 | $203,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 9,362 | $203,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,207 | $202,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,195 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,059 | $201,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,796 | $200,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,206 | $200,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 20,741 | $198,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 47,538 | $197,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 59,931 | $195,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 13,989 | $194,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 31,185 | $193,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 32,820 | $193,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 3,610 | $192,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 8,265 | $192,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 19,058 | $192,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 40,000 | $191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,577 | $190,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,907 | $189,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 4,484 | $187,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,523 | $183,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 46,149 | $183,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 678 | $183,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,573 | $182,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 22,619 | $182,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 38,900 | $180,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 10,167 | $180,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,172 | $180,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 35,951 | $179,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 17,300 | $178,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 17,300 | $178,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,215 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 6,720 | $177,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,853 | $176,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,441 | $175,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 897 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,301 | $173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,917 | $172,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,154 | $172,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,400 | $164,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,914 | $162,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 16,923 | $162,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 13,461 | $160,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 89,385 | $158,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 33,572 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 6,629 | $158,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 18,068 | $158,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,742 | $157,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 3,377 | $156,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 15,333 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,939 | $155,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 31,668 | $155,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 3,030 | $152,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,371 | $152,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 14,700 | $151,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 14,700 | $151,000 | thousands by filing date | put |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 198,000 | $150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 3,260 | $149,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 5,050 | $149,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,019 | $148,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 2,698 | $147,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,258 | $146,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,630 | $144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 952 | $143,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,364 | $142,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 3,782 | $142,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,075 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 3,100 | $140,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,550 | $139,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 277,500 | $138,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 792 | $137,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 26,528 | $137,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 47,205 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,915 | $137,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 12,460 | $136,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 23,005 | $135,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 2,211 | $135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,703 | $135,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 17,398 | $134,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 22,356 | $134,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,240 | $131,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 20,439 | $131,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 16,300 | $130,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 3,446 | $130,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,780 | $129,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 15,000 | $129,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 16,953 | $128,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 15,000 | $128,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 42,800 | $128,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,400 | $126,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 870 | $126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,981 | $126,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 19,651 | $126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 500 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,330 | $123,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 54,816 | $123,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 33,201 | $119,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 33,200 | $119,000 | thousands by filing date | put |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,613 | $117,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,045 | $117,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 10,000 | $117,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,934 | $114,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 15,957 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,376 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,680 | $113,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,700 | $113,000 | thousands by filing date | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,303 | $113,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 8,800 | $113,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 8,800 | $113,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 12,800 | $112,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,072 | $111,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 2,733 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 589 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,584 | $109,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 8,200 | $108,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,015 | $107,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 878 | $106,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,625 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 1,142 | $105,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,424 | $105,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 140,735 | $104,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 10,241 | $104,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,330 | $103,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,563 | $103,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,036 | $102,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 43,052 | $102,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 13,600 | $101,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 38,053 | $101,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 9,900 | $100,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 9,900 | $100,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,520 | $99,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 40,000 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,581 | $98,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,000 | $98,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,213 | $97,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 1,997 | $97,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,030 | $97,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 21,720 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,353 | $96,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,598 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 3,150 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,071 | $94,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,000 | $94,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 15,551 | $94,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,335 | $93,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 300 | $92,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 900 | $92,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 4,554 | $91,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,887 | $91,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 700 | $90,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,446 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,106 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 858 | $88,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 13,139 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,400 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 981 | $87,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 592 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 348 | $86,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 63,458 | $86,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 114,400 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,042 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,297 | $82,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 15,000 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,941 | $80,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,432 | $80,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,985 | $80,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 2,600 | $78,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 128,391 | $78,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 15,255 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,327 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $76,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 12,412 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 435 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 925 | $75,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,724 | $75,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $74,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $74,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 22,352 | $74,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-21-000008 | this filing | 2021-11-12 | acceptance time not in the bulk data set |