13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,800 holding rows worth $219,045,640,000.
- Accession
- 0000927971-21-000008
- Filer
- CIK 927971
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 15,321 entries on the cover page, a total value of $219,045,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,045,640,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO ASSET MANAGEMENT CORP.028-16017
- included managerBMO Asset Management Inc.028-16018
- included managerF&C Asset Management plc028-11312
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerPyrford International Ltd028-17429
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STITCH FIX INC | 860897107 | COM CL A | 165,486 | $6,598,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 123,909 | $6,573,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 568,229 | $6,552,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 264,980 | $6,545,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 150,379 | $6,544,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,238,600 | $6,534,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 181,018 | $6,530,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 51,226 | $6,494,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 26,464 | $6,477,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 231,376 | $6,453,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 632,039 | $6,453,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 60,251 | $6,452,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 6,000,000 | $6,437,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 136,943 | $6,429,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 101,653 | $6,426,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 64,055 | $6,372,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 649,998 | $6,363,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 105,993 | $6,314,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 440,900 | $6,309,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 397,400 | $6,295,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 130,821 | $6,284,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 368,133 | $6,273,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 364,640 | $6,248,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,361,025 | $6,246,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 126,665 | $6,242,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 205,127 | $6,201,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 636,508 | $6,187,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 168,260 | $6,179,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 55,719 | $6,163,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 348,468 | $6,157,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 6,265,000 | $6,144,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 102,325 | $6,123,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 54,602 | $6,114,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,490,000 | $6,108,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 309,928 | $6,102,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 116,114 | $6,098,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 10,599 | $6,087,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 389,100 | $6,070,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 600,000 | $6,048,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 178,397 | $6,042,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 128,691 | $6,030,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 332,571 | $6,014,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 77,842 | $6,012,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 239,739 | $6,006,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 1,900,687 | $5,980,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 878,245 | $5,978,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 210,201 | $5,972,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 66,177 | $5,971,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 269,701 | $5,965,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,014,326 | $5,950,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 19,421 | $5,938,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 5,000,000 | $5,932,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 36,891 | $5,917,000 | thousands by filing date | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 171,600 | $5,914,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 962,811 | $5,903,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 130,754 | $5,878,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 42,423 | $5,853,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 600,000 | $5,850,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 51,090 | $5,832,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 598,303 | $5,816,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 403,616 | $5,786,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 39,433 | $5,782,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 62,643 | $5,781,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,568,708 | $5,733,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 580,000 | $5,730,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 62,275 | $5,668,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 43,380 | $5,656,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 74,500 | $5,651,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 47,020 | $5,644,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 82,052 | $5,633,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 93,289 | $5,628,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 27,488 | $5,617,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 5,080,000 | $5,588,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 129,455 | $5,586,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 627,662 | $5,580,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 564,000 | $5,567,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 221,892 | $5,554,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 126,006 | $5,553,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 327,016 | $5,530,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 731,249 | $5,528,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 241,516 | $5,523,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 122,411 | $5,506,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 119,444 | $5,501,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 180,122 | $5,488,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 60,507 | $5,482,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 35,011 | $5,481,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,001,543 | $5,479,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 168,869 | $5,478,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 75,000 | $5,464,000 | thousands by filing date | call |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 550,000 | $5,440,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 46,663 | $5,413,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 59,045 | $5,400,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 783,636 | $5,398,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 87,275 | $5,390,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 153,973 | $5,380,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 164,255 | $5,373,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 204,167 | $5,365,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 55,157 | $5,362,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 35,605 | $5,360,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 167,981 | $5,358,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 531,000 | $5,358,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 103,614 | $5,342,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 76,079 | $5,339,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 93,957 | $5,327,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 75,724 | $5,310,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 2,950,000 | $5,298,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,775,000 | $5,295,000 | thousands by filing date | principal |
| KAIROS ACQUISITION CORP | G52110114 | COM | 542,522 | $5,290,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 122,873 | $5,284,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 55,424 | $5,263,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,820,000 | $5,262,000 | thousands by filing date | principal |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 185,800 | $5,258,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 292,935 | $5,255,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200,000 | $5,236,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 71,902 | $5,211,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 71,768 | $5,190,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 102,781 | $5,153,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 151,524 | $5,152,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 60,934 | $5,132,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 202,927 | $5,105,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 39,827 | $5,078,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 5,000,000 | $5,064,000 | thousands by filing date | principal |
| CUBESMART COM | 229663109 | REIT | 101,110 | $5,053,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 101,581 | $5,042,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 153,300 | $5,039,000 | thousands by filing date | put |
| TTEC HLDGS INC | 89854H102 | COM | 53,279 | $5,022,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 47,539 | $5,020,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 109,383 | $5,015,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,454,372 | $5,012,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 38,936 | $4,995,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 601,477 | $4,993,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 511,856 | $4,980,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 30,457 | $4,977,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 113,997 | $4,970,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 216,560 | $4,959,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 172,800 | $4,959,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 107,506 | $4,955,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 500,000 | $4,955,000 | thousands by filing date | |
| RH | 74967X103 | COM | 7,125 | $4,953,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 202,870 | $4,952,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 57,544 | $4,927,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 140,844 | $4,922,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 48,978 | $4,908,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 56,897 | $4,903,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 32,835 | $4,902,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 91,381 | $4,899,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 500,000 | $4,880,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 70,976 | $4,856,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 61,427 | $4,842,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 97,465 | $4,834,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 496,000 | $4,816,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 200,271 | $4,806,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 112,143 | $4,803,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 415,823 | $4,791,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 4,135,000 | $4,789,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 17,852 | $4,782,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 67,118 | $4,770,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 492,901 | $4,766,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 45,128 | $4,754,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 30,348 | $4,743,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 485,000 | $4,743,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 853,604 | $4,728,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 118,749 | $4,713,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 283,586 | $4,706,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 46,189 | $4,702,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 454,084 | $4,700,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 168,713 | $4,693,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 480,000 | $4,685,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 94,586 | $4,675,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 344,140 | $4,673,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 24,314 | $4,669,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 107,388 | $4,630,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 24,429 | $4,626,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 49,599 | $4,626,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 27,033 | $4,624,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 17,704 | $4,621,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 82,105 | $4,616,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 49,718 | $4,613,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 97,426 | $4,605,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 82,922 | $4,603,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 101,914 | $4,602,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 3,425,000 | $4,563,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,015,000 | $4,560,000 | thousands by filing date | principal |
| FIRST AMERN FINL CORP | 31847R102 | COM | 67,083 | $4,558,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 37,984 | $4,550,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 385,000 | $4,547,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 299,588 | $4,545,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 118,605 | $4,543,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 80,759 | $4,520,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 49,333 | $4,506,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 63,821 | $4,501,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 44,700 | $4,496,000 | thousands by filing date | put |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 202,444 | $4,464,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 261,800 | $4,461,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 211,508 | $4,459,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,075,000 | $4,456,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 38,663 | $4,452,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 125,409 | $4,451,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 137,171 | $4,399,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 91,807 | $4,389,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 245,756 | $4,387,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 153,288 | $4,387,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 3,325,000 | $4,382,000 | thousands by filing date | principal |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 64,614 | $4,351,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 188,518 | $4,350,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 4,134,000 | $4,340,000 | thousands by filing date | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,725,000 | $4,339,000 | thousands by filing date | principal |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 115,900 | $4,337,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 14,231 | $4,336,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,062,617 | $4,261,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,078 | $4,256,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 54,800 | $4,232,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150,145 | $4,231,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 3,808,000 | $4,231,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,006 | $4,228,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 420,656 | $4,221,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 2,719,000 | $4,219,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 52,071 | $4,218,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 430,000 | $4,210,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 119,853 | $4,203,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 21,645 | $4,172,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 190,960 | $4,170,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 30,999 | $4,162,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 77,511 | $4,146,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 91,379 | $4,140,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 423,354 | $4,140,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 420,132 | $4,105,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 163,800 | $4,103,000 | thousands by filing date | put |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 47,351 | $4,090,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 81,365 | $4,079,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 50,000 | $4,065,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 5,788 | $4,031,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 49,089 | $4,027,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 50,083 | $4,025,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50,000 | $4,024,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 14,827 | $4,022,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 70,955 | $4,021,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 70,743 | $4,018,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 202,180 | $4,018,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,701,800 | $4,016,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 410,000 | $4,016,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 55,620 | $4,006,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 48,545 | $4,003,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 402,906 | $3,989,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 49,483 | $3,984,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 39,071 | $3,983,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 40,000 | $3,982,000 | thousands by filing date | call |
| TPG PACE SOLUTIONS CORP | G8656V104 | SHS CL A | 395,000 | $3,982,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 53,084 | $3,968,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 128,907 | $3,952,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 93,384 | $3,944,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 34,366 | $3,939,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 28,900 | $3,919,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 380,000 | $3,899,000 | thousands by filing date | call |
| PENNYMAC CORP | 70932AAD5 | BOND | 3,801,000 | $3,887,000 | thousands by filing date | principal |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 61,544 | $3,884,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 38,904 | $3,879,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 102,100 | $3,877,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,980,000 | $3,875,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 98,920 | $3,871,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 34,499 | $3,861,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 86,927 | $3,839,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 65,038 | $3,824,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 65,646 | $3,820,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 3,955,000 | $3,818,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 3,000,000 | $3,813,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15,464 | $3,811,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 151,775 | $3,794,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 3,100,000 | $3,794,000 | thousands by filing date | principal |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 139,975 | $3,793,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 291,097 | $3,791,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,430,000 | $3,785,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 93,335 | $3,779,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 364,300 | $3,778,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 370,000 | $3,778,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 105,769 | $3,768,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 388,057 | $3,764,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 36,976 | $3,762,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 71,521 | $3,746,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 514,734 | $3,743,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,014 | $3,719,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 1,800,000 | $3,716,000 | thousands by filing date | principal |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 89,995 | $3,684,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 57,269 | $3,677,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 3,400,000 | $3,675,000 | thousands by filing date | principal |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 45,652 | $3,672,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 250,146 | $3,640,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 346,369 | $3,630,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 494,022 | $3,621,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 106,447 | $3,613,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50,000 | $3,605,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 3,560,000 | $3,600,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 3,475,000 | $3,600,000 | thousands by filing date | principal |
| Athena Technology Acquisition | 04687A109 | COM CLASS A | 360,000 | $3,582,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 24,883 | $3,578,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 71,606 | $3,552,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 43,048 | $3,547,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 30,756 | $3,539,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 180,000 | $3,520,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 70,635 | $3,504,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 3,300,000 | $3,503,000 | thousands by filing date | principal |
| MALLARD ACQUISITION CORP | 561204108 | COM | 350,000 | $3,497,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 33,106 | $3,494,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 455,015 | $3,486,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 21,856 | $3,484,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 338,594 | $3,473,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 3,667,600 | $3,451,000 | thousands by filing date | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 31,169 | $3,443,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 43,906 | $3,441,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 288,100 | $3,440,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 346,100 | $3,430,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 55,578 | $3,428,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,100 | $3,427,000 | thousands by filing date | call |
| PHREESIA INC | 71944F106 | COM | 55,643 | $3,426,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 105,072 | $3,425,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 176,686 | $3,414,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 2,300,000 | $3,412,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 84,896 | $3,394,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 348,181 | $3,391,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 111,251 | $3,388,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 129,745 | $3,385,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 20,955 | $3,383,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 102,771 | $3,374,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 211,900 | $3,373,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 52,574 | $3,365,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 163,338 | $3,357,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12,914 | $3,336,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 103,857 | $3,322,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 72,582 | $3,320,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 28,067 | $3,316,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 57,893 | $3,315,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,300,000 | $3,307,000 | thousands by filing date | principal |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 44,818 | $3,296,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 3,460,000 | $3,290,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 31,063 | $3,279,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 185,300 | $3,279,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 18,687 | $3,273,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 63,600 | $3,272,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,310,000 | $3,262,000 | thousands by filing date | principal |
| MOOG INC CL A | 615394202 | Stock | 41,866 | $3,259,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 838,100 | $3,252,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 25,000 | $3,247,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 219,954 | $3,242,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 332,540 | $3,242,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 138,900 | $3,232,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 99,395 | $3,228,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 54,401 | $3,210,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 282,407 | $3,208,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 49,098 | $3,201,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 25,238 | $3,191,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,338,088 | $3,191,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 68,150 | $3,189,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 940,800 | $3,186,000 | thousands by filing date | call |
| NEW FOUND GOLD CORP | 64440N103 | COM | 501,853 | $3,181,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 65,300 | $3,174,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 169,983 | $3,139,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 46,035 | $3,138,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,669 | $3,137,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 60,952 | $3,128,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 320,016 | $3,127,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 552,026 | $3,116,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 409,300 | $3,094,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 95,268 | $3,093,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 51,662 | $3,087,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 546,511 | $3,087,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 23,657 | $3,081,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 593,007 | $3,066,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 27,214 | $3,060,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,601 | $3,059,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 331,123 | $3,044,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 303,150 | $3,031,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 49,661 | $3,023,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 44,239 | $3,002,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 188,571 | $3,001,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 19,425 | $2,992,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 99,750 | $2,980,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 34,457 | $2,962,000 | thousands by filing date | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 64,261 | $2,958,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 290,350 | $2,954,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 28,000 | $2,951,000 | thousands by filing date | put |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 244,094 | $2,946,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 27,912 | $2,945,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 45,888 | $2,942,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 226,144 | $2,934,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 300,000 | $2,925,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 89,944 | $2,924,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 482,162 | $2,912,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 117,934 | $2,907,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 110,973 | $2,897,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 39,210 | $2,896,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 138,522 | $2,894,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 51,670 | $2,893,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 33,259 | $2,892,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,500 | $2,891,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 23,926 | $2,889,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 8,761 | $2,889,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 55,177 | $2,886,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 296,238 | $2,882,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 115,818 | $2,877,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 145,303 | $2,876,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 11,333 | $2,874,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 125,512 | $2,872,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 50,000 | $2,863,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,975,000 | $2,859,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 43,088 | $2,850,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 77,781 | $2,850,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 60,110 | $2,845,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 9,839 | $2,841,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 58,045 | $2,833,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 260,000 | $2,829,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 270,000 | $2,813,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 876,000 | $2,809,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 105,172 | $2,799,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 27,680 | $2,777,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 53,692 | $2,766,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 282,720 | $2,759,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 104,039 | $2,755,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 280,000 | $2,747,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 20,822 | $2,744,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 59,066 | $2,743,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 13,990 | $2,738,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 31,255 | $2,737,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 20,000 | $2,728,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 64,404 | $2,726,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 44,277 | $2,721,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 130,000 | $2,717,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 26,658 | $2,713,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 84,131 | $2,699,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 52,641 | $2,694,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 609,507 | $2,688,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 148,121 | $2,682,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 57,734 | $2,661,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 79,653 | $2,656,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 78,576 | $2,653,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 82,649 | $2,645,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 260,491 | $2,641,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 50,040 | $2,640,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 80,023 | $2,631,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 27,153 | $2,631,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,500,000 | $2,627,000 | thousands by filing date | principal |
| AMERICAN WELL CORP | 03044L105 | CL A | 277,788 | $2,619,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 77,400 | $2,614,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 59,293 | $2,613,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 233,000 | $2,611,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 65,000 | $2,610,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 88,141 | $2,610,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,500,000 | $2,609,000 | thousands by filing date | principal |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 31,753 | $2,605,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 106,200 | $2,592,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 17,273 | $2,591,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 21,361 | $2,588,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 77,882 | $2,584,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,430 | $2,577,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 259,103 | $2,573,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 68,757 | $2,562,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 22,700 | $2,561,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 18,136 | $2,560,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 274,242 | $2,536,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 28,948 | $2,531,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 66,121 | $2,522,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,705,000 | $2,521,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 25,023 | $2,509,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 102,789 | $2,501,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 245,555 | $2,498,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 96,500 | $2,483,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 40,449 | $2,482,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 38,824 | $2,470,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 66,279 | $2,469,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 179,300 | $2,468,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 74,748 | $2,466,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,228,000 | $2,461,000 | thousands by filing date | principal |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 16,156 | $2,458,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,799 | $2,452,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 299,926 | $2,450,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 250,000 | $2,450,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 21,310 | $2,443,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 37,853 | $2,437,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 25,166 | $2,418,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 95,040 | $2,417,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 33,802 | $2,410,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 7,883 | $2,403,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 246,747 | $2,398,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 465,830 | $2,395,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 92,600 | $2,379,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 71,709 | $2,377,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 70,661 | $2,374,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 106,102 | $2,362,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 92,593 | $2,349,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 231,202 | $2,342,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 19,609 | $2,334,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 23,103 | $2,333,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 69,402 | $2,327,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 234,806 | $2,327,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 18,640 | $2,320,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 80,940 | $2,316,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 78,602 | $2,299,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 230,723 | $2,292,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 47,416 | $2,290,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 16,204 | $2,288,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 69,651 | $2,284,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-21-000008 | this filing | 2021-11-12 | acceptance time not in the bulk data set |