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13F-HR filed by TWO SIGMA SECURITIES, LLC

TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,702 holding rows worth $3,731,727,000.

Accession
0000919574-18-001764
Filed
2018-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2017

A holdings report, 1,702 entries on the cover page, a total value of $3,731,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,731,727,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ALLIANZGI CONV INCOME FD II018825109COM10,631$66,000thousands by filing date
ELEMENTS ROGERS INTL CMDTY AGRI TR ETN870297603ETF10,995$66,000thousands by filing date
AH BELO CORP001282102COMMON STOCK12,960$62,000thousands by filing date
TRANSENTERIX INC89366M201COM NEW31,901$62,000thousands by filing date
MFS GOVT MKTS INCOME TR552939100SH BEN INT12,798$61,000thousands by filing date
APPROACH RESOURCES INC03834A103COM20,486$61,000thousands by filing date
MANNKIND CORP COM NEW56400P706Stock25,714$60,000thousands by filing date
CBL & ASSOCIATES PROPERTIES IN124830100COM10,469$59,000thousands by filing date
EGALET CORP28226B104COM57,835$58,000thousands by filing date
Arbutus Biopharma Corp03879J100Common Shares, without par value11,294$57,000thousands by filing date
SYNACOR INC871561106COM24,273$56,000thousands by filing date
ALIMERA SCIENCES INC016259103COM41,998$56,000thousands by filing date
PLURISTEM THERAPEUTICS INC72940R102COM40,302$56,000thousands by filing date
PACIFIC ETHANOL INC PAR $.00169423U305COM12,340$56,000thousands by filing date
APTEVO THERAPEUTICS INC03835L108COM13,103$56,000thousands by filing date
GENIE ENERGY LTD372284208CL B12,346$54,000thousands by filing date
WESTELL TECHNOLOGIES INC957541204CL A NEW14,368$54,000thousands by filing date
KINGSWAY CORP496904202COMMON STOCK10,485$53,000thousands by filing date
OFFICE DEPOT INC676220106COM15,099$53,000thousands by filing date
JETPAY CORP477177109COM20,629$53,000thousands by filing date
SESEN BIO, INC.286221106COM65,152$53,000thousands by filing date
CHINACACHE INTL HLDG LTD16950M107SPON ADR30,483$52,000thousands by filing date
MOBILEIRON INC60739U204COM NEW13,328$52,000thousands by filing date
ONCOBIOLOGICS INC68235M105COM39,440$51,000thousands by filing date
BAYTEX ENERGY CORP COM07317Q105Stock16,605$50,000thousands by filing date
DIANA SHIPPING INCY2066G104COM12,206$50,000thousands by filing date
Sandstorm Gold Ltd80013R206Common Stock10,101$50,000thousands by filing date
Lee Enterprises Inc523768109COM21,460$50,000thousands by filing date
AROTECH CORP042682203COM NEW14,197$50,000thousands by filing date
OHA INVT CORP67091U102COM43,293$50,000thousands by filing date
OCULAR THERAPEUTIX INC67576A100COM10,970$49,000thousands by filing date
FRANKLIN MASTER INTER INCOME SH BEN INT746909100CEF10,331$49,000thousands by filing date
STEALTHGAS INCY81669106COM10,921$48,000thousands by filing date
OVASCIENCE INC69014Q101COM34,570$48,000thousands by filing date
NQ MOBILE INC64118U108ADR REPR CL A12,048$48,000thousands by filing date
TEEKAY TANKERS LTDY8565N102CL A34,160$48,000thousands by filing date
SEQUENTIAL BRNDS GROUP I81734P107COM27,120$48,000thousands by filing date
VIRNETX HLDG CORP92823T108COM12,755$47,000thousands by filing date
APPLIED GENETIC TECHNOL CORP03820J100COM12,927$47,000thousands by filing date
DHI GROUP INC23331S100COM24,154$46,000thousands by filing date
NETWORK-1 TECHNOLOGIES INC64121N109COM19,030$46,000thousands by filing date
KCAP FINANCIAL INC48668E101COM13,527$46,000thousands by filing date
U S GLOBAL INVS INC902952100CL A11,828$46,000thousands by filing date
NAVIOS MARITIME PART LPY62267102COM UT LTD PTN19,496$46,000thousands by filing date
ON TRACK INNOVATION LTDM8791A109SHS33,604$46,000thousands by filing date
CERUS CORP157085101COM13,266$45,000thousands by filing date
THE MEET GROUP INC.58513U101Common Stock15,954$45,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock25,044$44,000thousands by filing date
SAFE BULKERS INCY7388L103COMMON STOCK13,731$44,000thousands by filing date
APPLIED DNA SCIENCES INC03815U201COM NEW27,949$44,000thousands by filing date
ACACIA RESEARCH CORP003881307COMMON STOCK10,660$43,000thousands by filing date
GOOD TIMES RESTAURANTS INC382140879COM NEW16,274$43,000thousands by filing date
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO53,750$43,000thousands by filing date
IMAGE SENSING SYS INC45244C104COM14,170$43,000thousands by filing date
INDEPENDENCE CONTRACT DRIL I453415309COM10,828$43,000thousands by filing date
NORDIC AMERN OFFSHORE LTDG65772108SHS35,395$42,000thousands by filing date
DIGIRAD CORP253827109COM16,336$42,000thousands by filing date
DURECT CORP266605104COM44,650$41,000thousands by filing date
180 DEGREE CAP CORP68235B109COM20,787$41,000thousands by filing date
CVR Partners, LP126633106LTD12,223$40,000thousands by filing date
BOVIE MEDICAL CORP10211F100COM15,306$40,000thousands by filing date
SYNTHETIC BIOLOGICS INC87164U102COM76,693$39,000thousands by filing date
AETERNA ZENTARIS INC007975402COM16,322$39,000thousands by filing date
SOLENO THERAPEUTIVS, INC.834203200COMM21,484$39,000thousands by filing date
TRACON PHARMACEUTICALS INC89237H100COM11,581$39,000thousands by filing date
CLEAN ENERGY FUELS CORP184499101COMMON STOCK18,777$38,000thousands by filing date
PROTALIX BIOTHERAPEUTICS INC74365A101COM57,127$38,000thousands by filing date
SEARS HOMETOWN & OUTLET STOR812362101COM14,664$38,000thousands by filing date
XG TECHNOLOGY INC98372A705COM PAR23,374$38,000thousands by filing date
MARCHEX INC56624R108CMN11,386$37,000thousands by filing date
OCH ZIFF CAP MGMT GROUP CL A67551U105COM14,840$37,000thousands by filing date
SOPHIRIS BIO INC F83578Q209FOREIGN CANADIAN16,333$37,000thousands by filing date
TONIX PHARMACEUTICALS HLDG C890260409COM10,811$37,000thousands by filing date
SANDRIDGE MISSISSIPPIAN TRUST I80007T101COMMON STOCK43,103$36,000thousands by filing date
TEEKAY OFFSHORE PARTNERS LPY8565J101COMMON STOCK15,376$36,000thousands by filing date
PYXIS TANKERS INCY71726106COM10,718$35,000thousands by filing date
PULMATRIX INC74584P103COM24,950$35,000thousands by filing date
ANAVEX LIFE SCIENCES CORP032797300COM NEW10,478$34,000thousands by filing date
HOVNANIAN ENTPR INC442487203COMMON STOCK10,128$34,000thousands by filing date
GOLDEN STAR RES LTD CDA38119T104COM38,548$34,000thousands by filing date
IDERA PHARMACEUTICALS INC45168K306COM16,220$34,000thousands by filing date
CHEROKEE INC16444H102COM17,984$34,000thousands by filing date
LIGHTBRIDGE CORP53224K203COM NEW28,119$34,000thousands by filing date
EYEGATE PHARMACEUTICALS INC30233M107COM30,483$33,000thousands by filing date
EMAGIN CORP29076N206COM18,915$31,000thousands by filing date
MATTERSIGHT CORP577097108COM12,325$31,000thousands by filing date
NOVA LIFESTYLE INC66979P102COM12,810$31,000thousands by filing date
NOVAVAX INC670002104COMMON STOCK24,180$30,000thousands by filing date
AIR INDS GROUP COM00912N205Stock17,495$30,000thousands by filing date
CHINA FIN ONLINE CO LTD169379104SPONSORED ADR11,014$30,000thousands by filing date
ParkerVision Inc701354300USD26,889$29,000thousands by filing date
GLOBALSTAR INC378973408COM22,179$29,000thousands by filing date
ALASKA COMMUNICATIONS SYS GR01167P101COM10,723$29,000thousands by filing date
AEHR TEST SYSTEMS00760J108COMMON STOCK10,260$28,000thousands by filing date
CO-DIAGNOSTICS INC189763105COM10,181$28,000thousands by filing date
DIGITAL ALLY INC25382P208COM NEW10,387$28,000thousands by filing date
BIOCEPT INC09072V204COM NEW40,467$28,000thousands by filing date
HEMISPHERX BIOPHARMA INC42366C301COM NEW79,881$28,000thousands by filing date
IDEAL PWR INC451622104COM19,721$28,000thousands by filing date
JMU LTD46647L105SPONSORED ADR27,250$28,000thousands by filing date
ITUS CORP45069V203COM NEW12,047$28,000thousands by filing date
DESTINATION XL GROUP INC25065K104COM12,121$27,000thousands by filing date
ECLIPSE RES CORP27890G100COM11,141$27,000thousands by filing date
PARAMOUNT GOLD NEV CORP COM69924M109Stock19,938$26,000thousands by filing date
SINO GLOBAL SHIPPING AMER LT82935V109COM10,038$26,000thousands by filing date
CHINA COML CR INC16891K103COM18,816$26,000thousands by filing date
CONTRAVIR PHARMACEUTICALS IN21234W103COM72,337$26,000thousands by filing date
MICROVISION INC DEL594960304COM NEW15,641$25,000thousands by filing date
VAALCO ENERGY INC91851C201COMMON STOCK36,388$25,000thousands by filing date
SIERRA METALS INC82639W106COM10,094$25,000thousands by filing date
TROVAGENE INC897238309COM81,627$25,000thousands by filing date
CHECK CAP LTDM2361E112SHS28,929$25,000thousands by filing date
FUEL TECH INC359523107COM21,313$24,000thousands by filing date
ARALEZ PHARMACEUTICALS INC03852X100COM16,550$24,000thousands by filing date
REXAHN PHARMACEUTICALS INC761640200COM NEW11,977$24,000thousands by filing date
RAVE RESTAURANT GROUP INC754198109COM15,776$23,000thousands by filing date
PERSPECTIVE THERAPEUTICS INC46489V104COM57,467$23,000thousands by filing date
GULF RESOURCES INC40251W309COM15,748$23,000thousands by filing date
RXI PHARMACEUTICALS CORP NEW74979C501COM42,209$23,000thousands by filing date
GENOCEA BIOSCIENCES INC372427104COM19,439$23,000thousands by filing date
LM FDG AMER INC502074107COM14,581$23,000thousands by filing date
REEDS INC COM758338107Stock14,318$22,000thousands by filing date
INSPIREMD INC45779A804COM PAR168,029$22,000thousands by filing date
DIGITAL TURBINE INC25400W102COM NEW11,606$21,000thousands by filing date
MICRONET ENERTEC TECH595117102COMMON19,179$21,000thousands by filing date
MOLECULIN BIOTECH INC60855D101COM11,319$21,000thousands by filing date
MAGNEGAS CORP COM PAR55939L301Stock66,855$21,000thousands by filing date
CHRISTOPHER + BANKS CORP171046105COM15,375$20,000thousands by filing date
SYPRIS SOLUTIONS INC871655106COM13,797$19,000thousands by filing date
CAS MED SYS INC124769209COM24,346$19,000thousands by filing date
CELLECTAR BIOSCIENCES INC15117F302COM13,666$19,000thousands by filing date
NEUROMETRIX INC641255708COM PAR11,284$19,000thousands by filing date
SKYLINE MED INC83084T606COM PAR18,379$19,000thousands by filing date
AVINO SILVER & GOLD MINES LT053906103COM13,136$18,000thousands by filing date
MATINAS BIOPHARMA HLDGS INC576810105COM15,165$18,000thousands by filing date
OCEAN PWR TECHNOLOGIES INC674870407COM PAR $16,264$18,000thousands by filing date
REX ENERGY CORPORATION761565506COM NEW12,833$18,000thousands by filing date
FORM HLDGS CORP COM34634E102Stock13,303$18,000thousands by filing date
Anthera Pharmaceuticals Inc (NV)03674U300COM10,383$17,000thousands by filing date
WESTWATER RES INC961684107COM16,053$17,000thousands by filing date
FC GLOBAL RLTY INC30258F102COM18,472$17,000thousands by filing date
MERIDIAN WASTE SOLUTIONS INC58985L209COM16,215$17,000thousands by filing date
SEADRILL ORDG7945E105COM70,758$16,000thousands by filing date
CONCORDIA INTL CORP20653P102COM24,227$16,000thousands by filing date
TITAN PHARMACEUTICALS INC DE888314309COM NEW12,146$16,000thousands by filing date
SGOCO GROUP LTDG80751129SHS NEW14,894$16,000thousands by filing date
NAKED BRAND GROUP INC COM629839200COM10,928$16,000thousands by filing date
UR-ENERGY INC91688R108COM22,062$15,000thousands by filing date
ALMADEN MINERALS LTD020283305COMMON STOCK-FO14,309$15,000thousands by filing date
LIQTECH INTERNATIONAL53632a102COM26,883$15,000thousands by filing date
EVINE LIVE INC300487105CL A10,569$15,000thousands by filing date
ECO STIM ENERGY SOLUTIONS IN27888D101COM11,603$15,000thousands by filing date
SUNWORKS INC86803X105COM14,645$15,000thousands by filing date
FORWARD INDUSTRIES INC COM NEW349862300Stock11,218$14,000thousands by filing date
BLONDER TONGUE LABS INC093698108COM23,439$14,000thousands by filing date
DGSE COMPANIES INC23323G106COM15,129$14,000thousands by filing date
ACTINIUM PHARMACEUTICALS INC00507W107COM20,749$14,000thousands by filing date
ALLIANCE MMA INC018626101COM12,154$14,000thousands by filing date
AURIS MED HLDG AGH03579101COM23,652$14,000thousands by filing date
ASANKO GOLD INC04341Y105COM18,846$13,000thousands by filing date
ORION ENERGY SYSTEMS INC686275108COM14,260$13,000thousands by filing date
APPLIANCE RECYCLING CTRS AME03814F205COM NEW11,746$13,000thousands by filing date
MICROBOT MED INC59503A105COM12,363$13,000thousands by filing date
HEAT BIOLOGICS INC42237K102COM34,685$13,000thousands by filing date
RILEY EXPLORATION PERMIAN INC COM88033R502Stock16,275$13,000thousands by filing date
TRILOGY METALS INC89621C105COMMON STOCK11,417$12,000thousands by filing date
WMI HOLDINGS CORP92936P100COMMON14,060$12,000thousands by filing date
DYNASIL CORP AMER268102100COM10,207$12,000thousands by filing date
ENGLOBAL CORP293306106COM12,716$11,000thousands by filing date
ORIGIN AGRITECH LIMITEDG67828106SHS12,912$11,000thousands by filing date
TENAX THERAPEUTICS INC88032L100COM23,360$11,000thousands by filing date
PLATINUM GROUP METALS LTD72765Q601COM35,518$11,000thousands by filing date
MONSTER DIGITAL INC COM PAR NEW61174L501Stock18,368$11,000thousands by filing date
BURCON NUTRASCIENCE CORP120831102COM19,277$10,000thousands by filing date
OPGEN INC68373L109COM55,253$10,000thousands by filing date
SPI ENERGY CO LTDG8651P201SHS16,082$10,000thousands by filing date
ABILITY INCG8789K108SHS20,550$9,000thousands by filing date
Cenveo Inc (NV)15670S402CS10,369$9,000thousands by filing date
MABVAX THERAPEUTICS HLDGS INC COM NEW55414P504COM12,400$9,000thousands by filing date
MIDATECH PHARMA PLC59564R104SPONSORED ADS10,130$9,000thousands by filing date
TANZANIAN ROYALTY EXPLORATION CORP.87600U104COM29,333$8,000thousands by filing date
BIOAMBER INC09072Q106COM18,893$8,000thousands by filing date
GLOWPOINT INC379887201CMN21,145$8,000thousands by filing date
AVIRAGEN THERAPEUTICS INC053761102COM14,172$8,000thousands by filing date
IBIO INC451033104COM37,509$7,000thousands by filing date
THE9 LTD88337K104ADR10,311$7,000thousands by filing date
ARGOS THERAPEUTICS INC040221103COM47,961$7,000thousands by filing date
BIO PATH HOLDINGS INC09057N102COM35,036$7,000thousands by filing date
STAFFING 360 SOLUTIONS INC852387208COM NEW11,592$7,000thousands by filing date
UNITED STATES ANTIMONY CORP911549103COM14,733$5,000thousands by filing date
NAVIDEA BIOPHARMACEUTICALS I63937X103COM14,024$5,000thousands by filing date
CITIGROUP INC172967226WARRANT47,922$5,000thousands by filing date
RAND LOGISTICS INC752182105COM33,313$5,000thousands by filing date
PEDEVCO CORP C70532Y303OM PAR16,373$5,000thousands by filing date
AKERS BIOSCIENCES INC00973E102COM36,378$5,000thousands by filing date
BIOPHARMX CORP09072X101COM46,285$5,000thousands by filing date
GALENA BIOPHARMA INC COM NEW363256504Stock18,428$5,000thousands by filing date
AVINGER INC053734109COM13,871$3,000thousands by filing date
CHINA PHARMA HOLDINGS INC16941T104COM13,301$2,000thousands by filing date
Regional Health Properties Inc75903M101COM13,555$2,000thousands by filing date
OPEXA THERAPEUTICS INC-CW1800444P116W E139,961$2,000thousands by filing date
JASON INDS INC471172114*W EXP 06/30/20117,239$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000919574-18-001764this filing2018-02-14acceptance time not in the bulk data set