13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,702 holding rows worth $3,731,727,000.
- Accession
- 0000919574-18-001764
- Filer
- CIK 1450144
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,702 entries on the cover page, a total value of $3,731,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,731,727,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QORVO INC COM | 74736K101 | Stock | 4,500 | $300,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,489 | $300,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,951 | $299,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,909 | $299,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 21,243 | $298,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,600 | $297,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,000 | $297,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 3,500 | $297,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,101 | $296,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 50,760 | $296,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,852 | $296,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 45,187 | $296,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,100 | $295,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,000 | $294,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 12,631 | $294,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 11,719 | $294,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,023 | $293,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,077 | $293,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,405 | $292,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,043 | $292,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,300 | $291,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 3,300 | $290,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,300 | $290,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,409 | $289,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,209 | $289,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,200 | $289,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,244 | $289,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,700 | $288,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 940 | $288,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,000 | $288,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 2,619 | $287,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,174 | $286,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 27,708 | $285,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,000 | $285,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,660 | $285,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,900 | $285,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 4,733 | $284,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,710 | $284,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,200 | $284,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,100 | $282,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,800 | $282,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 972 | $281,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,200 | $281,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,801 | $281,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,906 | $281,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,459 | $281,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,800 | $279,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 1,800 | $279,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 113,904 | $279,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,371 | $278,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,209 | $278,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,102 | $277,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 6,065 | $277,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,800 | $276,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 2,200 | $276,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 13,688 | $276,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,500 | $275,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,821 | $275,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 11,428 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,273 | $274,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,000 | $274,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,800 | $273,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,395 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,600 | $273,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,616 | $273,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,400 | $272,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,400 | $272,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 8,000 | $272,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,900 | $272,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,370 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,642 | $272,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 35,568 | $272,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,809 | $271,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 15,900 | $271,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 29,331 | $271,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,400 | $271,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41,355 | $270,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,555 | $269,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 68,412 | $269,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,358 | $268,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,555 | $268,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 6,083 | $268,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,712 | $267,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,010 | $267,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,603 | $267,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 71,626 | $266,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,000 | $266,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,200 | $265,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 1,893 | $265,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,784 | $265,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,564 | $265,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,098 | $265,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,000 | $264,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,864 | $263,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,100 | $262,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 23,078 | $261,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 15,300 | $261,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 1,076 | $261,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,200 | $261,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,651 | $260,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,700 | $259,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,455 | $259,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,600 | $259,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,516 | $259,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,861 | $259,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,500 | $258,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 5,500 | $258,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 5,300 | $258,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 3,200 | $257,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 3,200 | $257,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,457 | $257,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 8,095 | $257,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,743 | $256,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,527 | $256,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,900 | $255,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,200 | $255,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 3,074 | $255,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,045 | $254,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 8,227 | $254,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,947 | $253,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,611 | $253,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,200 | $253,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,419 | $253,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 49,431 | $252,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,905 | $251,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,600 | $250,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,200 | $250,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 10,234 | $250,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,071 | $250,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,123 | $249,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,821 | $249,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,700 | $249,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 11,400 | $249,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 31,726 | $249,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 13,175 | $249,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,900 | $248,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,318 | $248,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 9,100 | $248,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 11,804 | $247,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,100 | $247,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,997 | $247,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 10,418 | $247,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 600 | $246,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,700 | $246,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,645 | $246,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 12,275 | $246,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 24,029 | $246,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,226 | $246,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 24,543 | $246,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,462 | $245,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,585 | $245,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 13,655 | $245,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 17,577 | $245,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,823 | $244,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,900 | $244,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 3,587 | $244,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,100 | $244,000 | thousands by filing date | put |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 9,620 | $244,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,900 | $243,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,924 | $243,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,947 | $243,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 47,846 | $243,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,000 | $243,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,268 | $242,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 117,449 | $242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,949 | $241,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,811 | $240,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,503 | $240,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 9,537 | $240,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,424 | $239,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,400 | $239,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,266 | $238,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,600 | $238,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,300 | $238,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,500 | $238,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,729 | $238,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,100 | $238,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,943 | $236,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,800 | $236,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,800 | $236,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 4,200 | $236,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,954 | $236,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,600 | $235,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 4,000 | $235,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 164,139 | $235,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,158 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,177 | $234,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 19,687 | $234,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,400 | $233,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,577 | $233,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,138 | $232,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,100 | $232,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,700 | $232,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,789 | $232,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,600 | $231,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,300 | $231,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,417 | $231,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,495 | $231,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,500 | $230,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 4,691 | $230,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,133 | $230,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,600 | $229,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 17,053 | $229,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,900 | $229,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,851 | $229,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,071 | $229,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,133 | $229,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 16,132 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,495 | $228,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 15,465 | $228,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 500 | $227,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,066 | $226,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,182 | $226,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,215 | $226,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 598 | $226,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 15,631 | $226,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,946 | $226,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 4,883 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,121 | $226,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,068 | $225,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,370 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,409 | $225,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,415 | $225,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 5,983 | $225,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 7,658 | $225,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,700 | $224,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 20,442 | $224,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 15,516 | $224,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 23,656 | $224,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 554 | $223,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,200 | $223,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 6,633 | $222,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,100 | $221,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 8,615 | $221,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,300 | $221,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,800 | $220,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 394 | $220,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,258 | $220,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 7,700 | $220,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,571 | $220,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 5,382 | $219,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,700 | $219,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,467 | $219,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 14,794 | $219,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 699 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,362 | $218,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,405 | $218,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,511 | $216,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 3,976 | $216,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,469 | $215,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,057 | $215,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,637 | $215,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 14,706 | $215,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,864 | $215,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 17,082 | $215,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,700 | $214,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,200 | $214,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 9,959 | $214,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,300 | $213,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,372 | $213,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,325 | $213,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,699 | $213,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,300 | $213,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 4,142 | $212,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,949 | $212,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,763 | $212,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,101 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 11,930 | $212,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 949 | $211,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,868 | $211,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,489 | $211,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 12,897 | $211,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,429 | $210,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,471 | $210,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,369 | $210,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,000 | $210,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,429 | $209,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,989 | $209,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,450 | $209,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,788 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,435 | $209,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,064 | $208,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,457 | $208,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,000 | $208,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,225 | $208,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,100 | $208,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 2,996 | $208,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,060 | $207,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,000 | $207,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,621 | $207,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 6,667 | $207,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,853 | $207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,151 | $207,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 24,096 | $207,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 14,244 | $207,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,309 | $207,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,500 | $206,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 3,435 | $206,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,673 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,217 | $206,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 20,749 | $206,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,469 | $205,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 500 | $205,000 | thousands by filing date | put |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,873 | $205,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 5,112 | $205,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,800 | $204,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,667 | $204,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,306 | $204,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,600 | $204,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 3,000 | $204,000 | thousands by filing date | put |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 9,092 | $204,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,400 | $204,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 10,503 | $204,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,500 | $203,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,464 | $203,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,140 | $203,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 25,400 | $203,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,561 | $203,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,500 | $202,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,934 | $202,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,000 | $202,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 2,213 | $202,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,187 | $202,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,200 | $201,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 5,100 | $201,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 15,527 | $201,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,053 | $200,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 39,279 | $198,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,612 | $196,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,315 | $195,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,580 | $193,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 12,012 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,726 | $190,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 15,455 | $189,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 43,664 | $188,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,602 | $187,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 14,076 | $187,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,179 | $186,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14,849 | $185,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 33,116 | $185,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 12,939 | $184,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 18,366 | $182,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 19,443 | $180,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,116 | $179,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 10,897 | $179,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,452 | $178,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,677 | $178,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,364 | $178,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,237 | $177,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 15,467 | $176,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,231 | $174,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,492 | $174,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,945 | $174,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 11,657 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,988 | $170,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 24,859 | $170,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,563 | $167,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 34,146 | $167,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,961 | $167,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,142 | $167,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 19,084 | $166,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 24,414 | $164,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 17,471 | $163,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 79,507 | $163,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 12,592 | $162,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 16,111 | $162,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,447 | $161,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,339 | $160,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20,641 | $160,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,193 | $160,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,447 | $157,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 14,885 | $157,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 26,610 | $157,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 21,665 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,608 | $156,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 33,169 | $155,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,992 | $155,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,868 | $155,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,635 | $155,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 13,242 | $155,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 11,521 | $155,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 16,458 | $155,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,196 | $154,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 19,869 | $154,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,849 | $154,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 46,486 | $153,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 12,412 | $153,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 13,196 | $153,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,882 | $152,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,924 | $151,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,510 | $150,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 29,408 | $149,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 14,884 | $149,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,073 | $147,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,152 | $146,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,448 | $145,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 10,309 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 10,552 | $145,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 16,019 | $145,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,163 | $144,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 46,040 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,795 | $143,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 11,463 | $142,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 44,848 | $142,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 14,344 | $141,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,787 | $141,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,688 | $141,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,972 | $140,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 113,081 | $140,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,117 | $139,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 57,062 | $139,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,670 | $138,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,477 | $136,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 104,512 | $136,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 36,804 | $134,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 14,990 | $133,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 18,818 | $131,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 10,991 | $130,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 29,291 | $129,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,458 | $129,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,529 | $128,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,900 | $128,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 14,175 | $128,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 12,765 | $127,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 67,677 | $125,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,387 | $124,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,685 | $122,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 51,629 | $122,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 17,045 | $120,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 11,335 | $119,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 14,149 | $119,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 17,186 | $119,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 49,508 | $118,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 63,720 | $118,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,063 | $118,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,289 | $117,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 43,409 | $117,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,704 | $117,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,393 | $115,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,792 | $115,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,028 | $115,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 11,657 | $115,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,122 | $114,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 23,671 | $113,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 27,654 | $113,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 23,323 | $112,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 21,455 | $109,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,058 | $109,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 44,275 | $107,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 26,028 | $107,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 45,264 | $106,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 14,323 | $105,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,658 | $104,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 13,655 | $103,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,780 | $102,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 33,571 | $102,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 40,947 | $98,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,495 | $96,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 51,883 | $96,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,285 | $95,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 11,049 | $93,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 20,191 | $93,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 11,813 | $93,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,352 | $90,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 26,800 | $89,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 13,386 | $89,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,487 | $88,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,819 | $88,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 29,999 | $88,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,237 | $87,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 39,789 | $86,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 70,722 | $85,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 13,412 | $85,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 16,203 | $84,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,485 | $84,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,485 | $81,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 45,265 | $80,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,039 | $80,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,841 | $80,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,271 | $80,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 13,517 | $79,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,655 | $78,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 20,027 | $78,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 30,804 | $77,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 37,565 | $74,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 52,539 | $74,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,780 | $74,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 13,207 | $72,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 35,676 | $72,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 17,811 | $72,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 28,876 | $72,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 26,027 | $71,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 36,673 | $71,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,622 | $70,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 46,691 | $70,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 24,231 | $69,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,598 | $68,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 16,120 | $68,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,521 | $68,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,142 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-18-001764 | this filing | 2018-02-14 | acceptance time not in the bulk data set |