13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 601 holding rows worth $506,849,000.
- Accession
- 0000919574-13-005065
- Filer
- CIK 1218583
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 836 entries on the cover page, a total value of $506,849,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $506,856,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGRT Value Fund, a series of Advisors Inner Circle Fund II028-14914
- included managerOrinda Asset Management LLC028-15243
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 46,077 | $117,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 29,000 | $117,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 30,491 | $116,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,831 | $114,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 26,871 | $114,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 72,438 | $112,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 15,800 | $111,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 51,500 | $111,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 60,000 | $109,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 46,105 | $108,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,260 | $106,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 38,970 | $106,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 15,000 | $105,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 11,262 | $105,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 39,958 | $103,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 242,000 | $99,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 34,998 | $98,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 12,000 | $97,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 47,849 | $96,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 17,170 | $96,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,000 | $95,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 31,253 | $94,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 61,500 | $94,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,596 | $92,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 76,600 | $92,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,000 | $91,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 31,500 | $91,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 23,408 | $91,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 21,725 | $91,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 33,910 | $91,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 46,994 | $89,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 26,105 | $88,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,000 | $87,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 1,000 | $87,000 | thousands by filing date | call |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 39,797 | $87,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 17,418 | $82,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,000 | $80,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 256,000 | $79,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 65,000 | $75,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 15,000 | $74,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 21,000 | $74,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 62,000 | $73,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 58,851 | $73,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,000 | $71,000 | thousands by filing date | call |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 19,000 | $71,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 40,000 | $70,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 10,149 | $69,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,920 | $69,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 22,192 | $69,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 102,000 | $64,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 27,773 | $63,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 17,000 | $63,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 12,000 | $61,000 | thousands by filing date | call |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 64,120 | $61,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,000 | $59,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,600 | $58,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 16,200 | $58,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,000 | $56,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 8,500 | $55,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 4,000 | $55,000 | thousands by filing date | call |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 12,414 | $55,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 35,000 | $55,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 15,000 | $54,000 | thousands by filing date | call |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 12,616 | $54,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 19,000 | $53,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 13,025 | $52,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 16,000 | $51,000 | thousands by filing date | call |
| AMBASSADORS GROUP INC | 023177108 | COM | 14,340 | $51,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 7,000 | $49,000 | thousands by filing date | call |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 13,693 | $48,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,000 | $46,000 | thousands by filing date | call |
| TENGASCO INC | 88033R205 | COM NEW | 87,000 | $45,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 15,000 | $44,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 11,816 | $41,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,000 | $39,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 15,999 | $39,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 26,000 | $39,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,000 | $37,000 | thousands by filing date | call |
| TELIK INC | 87959M208 | COM NEW | 25,500 | $34,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 5,000 | $32,000 | thousands by filing date | call |
| REVETT MINERALS INC | 761505205 | COM NEW | 49,512 | $32,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 12,861 | $32,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 30,000 | $28,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 3,000 | $27,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 15,000 | $27,000 | thousands by filing date | call |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10,000 | $26,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 500 | $24,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 13,500 | $24,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 20,299 | $24,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 12,000 | $23,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 10,000 | $22,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 14,000 | $17,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 15,000 | $17,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 12,000 | $12,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 29,000 | $12,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 15,000 | $11,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 27,000 | $11,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 15,000 | $8,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 22,711 | $8,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,200 | $5,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 15,150 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-13-005065 | this filing | 2013-08-14 | acceptance time not in the bulk data set |