13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 601 holding rows worth $506,849,000.
- Accession
- 0000919574-13-005065
- Filer
- CIK 1218583
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 836 entries on the cover page, a total value of $506,849,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $506,856,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGRT Value Fund, a series of Advisors Inner Circle Fund II028-14914
- included managerOrinda Asset Management LLC028-15243
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gulfport Energy | 402635304 | COM | 436,276 | $20,545,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 327,620 | $14,251,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 502,336 | $13,613,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 166,017 | $13,177,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 167,885 | $12,981,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 226,378 | $11,654,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 65,539 | $9,487,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,416,388 | $8,820,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 367,447 | $8,148,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 274,590 | $7,296,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 205,025 | $7,270,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 472,916 | $6,923,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 61,838 | $6,921,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 144,832 | $6,675,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,246 | $6,221,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 500,000 | $5,990,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 292,978 | $5,924,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 123,173 | $5,237,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 72,837 | $5,173,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 394,100 | $5,044,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 276,562 | $4,862,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 72,594 | $4,150,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 31,829 | $3,845,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 49,553 | $3,726,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 418,400 | $3,720,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 81,333 | $3,647,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 170,300 | $3,432,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 349,000 | $3,215,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 101,540 | $3,128,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 112,186 | $3,090,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 70,572 | $3,023,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 572,938 | $3,002,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 33,502 | $2,835,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 166,034 | $2,797,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 460,157 | $2,784,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 70,831 | $2,753,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 78,987 | $2,729,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 299,522 | $2,690,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 69,489 | $2,662,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 113,500 | $2,596,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 35,816 | $2,589,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 92,938 | $2,566,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 667,457 | $2,523,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 91,311 | $2,503,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 136,506 | $2,494,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 290,651 | $2,319,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 209,953 | $2,278,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 48,057 | $2,257,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,149 | $2,171,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 309,337 | $2,168,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 132,760 | $2,130,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 27,604 | $2,064,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 74,100 | $2,057,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 53,530 | $2,044,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,147 | $2,010,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 118,904 | $1,920,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 33,100 | $1,909,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 28,209 | $1,902,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 159,809 | $1,889,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 40,708 | $1,838,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 33,683 | $1,792,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 76,069 | $1,779,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 61,285 | $1,762,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 188,337 | $1,746,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 126,000 | $1,720,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 363,871 | $1,710,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,230 | $1,651,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,181 | $1,651,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 33,800 | $1,641,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 55,241 | $1,622,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 40,355 | $1,619,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 72,493 | $1,600,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 92,887 | $1,590,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,328 | $1,584,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 59,148 | $1,556,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 46,527 | $1,534,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 16,460 | $1,431,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 21,487 | $1,429,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 234,645 | $1,425,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 9,354 | $1,419,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 22,401 | $1,408,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 36,987 | $1,390,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 79,000 | $1,376,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 58,000 | $1,374,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 21,262 | $1,367,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 30,500 | $1,316,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 135,000 | $1,314,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,290 | $1,291,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 91,212 | $1,277,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 30,593 | $1,276,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 40,000 | $1,271,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 88,000 | $1,252,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 114,000 | $1,250,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 27,939 | $1,249,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 28,559 | $1,223,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 26,000 | $1,211,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 28,900 | $1,187,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 18,465 | $1,171,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 198,899 | $1,162,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19,117 | $1,161,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 50,000 | $1,148,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 22,000 | $1,146,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 49,339 | $1,144,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 57,500 | $1,128,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 138,811 | $1,124,000 | thousands by filing date | |
| COGO GROUP INC | G22538105 | ORD SHS | 546,500 | $1,110,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 40,500 | $1,097,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 37,877 | $1,081,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 66,151 | $1,041,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 41,111 | $1,020,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 16,421 | $993,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,854 | $990,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 74,200 | $976,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 11,516 | $962,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 66,000 | $946,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 118,000 | $945,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 44,445 | $940,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 39,265 | $939,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 164,843 | $926,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 24,000 | $916,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,838 | $908,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 12,000 | $897,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 10,917 | $893,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,568 | $888,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,097 | $867,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 38,341 | $865,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,915 | $859,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 195,900 | $856,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 35,000 | $850,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 43,147 | $849,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,000 | $827,000 | thousands by filing date | put |
| ROCHESTER MED CORP | 771497104 | COM | 55,200 | $813,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 46,179 | $799,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 437,752 | $797,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 41,000 | $793,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 65,620 | $787,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 46,000 | $780,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 134,443 | $773,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 90,000 | $770,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 4,792 | $769,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 14,000 | $754,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10,653 | $746,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 61,602 | $745,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 87,610 | $740,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 24,672 | $739,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 72,000 | $720,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 14,712 | $710,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 33,000 | $709,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 15,500 | $704,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,351 | $690,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 9,207 | $689,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 68,000 | $684,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 21,500 | $679,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 82,633 | $669,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 21,700 | $667,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 22,655 | $666,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 162,148 | $658,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 32,252 | $657,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,306 | $654,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 40,000 | $650,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 28,000 | $650,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 7,000 | $642,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 36,775 | $632,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 239,248 | $632,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 26,500 | $624,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 13,500 | $624,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,000 | $613,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,000 | $612,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 43,200 | $612,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 15,000 | $612,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,360 | $608,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 22,500 | $607,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 13,000 | $605,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 50,600 | $601,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,500 | $590,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 74,099 | $588,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $582,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 24,443 | $582,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 167,301 | $579,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 9,123 | $557,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 6,698 | $552,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,025 | $550,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 12,000 | $538,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 102,440 | $533,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 51,127 | $526,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 255,341 | $523,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 34,430 | $522,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 22,071 | $522,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 56,800 | $520,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 5,671 | $519,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 7,521 | $517,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 18,588 | $517,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,646 | $513,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 33,640 | $508,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 38,913 | $505,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,748 | $499,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 9,000 | $495,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,000 | $481,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L105 | COM | 279,267 | $478,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 54,700 | $474,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 22,500 | $472,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 60,000 | $469,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,383 | $465,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,053 | $456,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 35,443 | $455,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 44,600 | $454,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 50,928 | $450,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 68,900 | $446,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 6,000 | $445,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 8,415 | $444,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 47,790 | $443,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 20,879 | $443,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 22,000 | $442,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 20,000 | $440,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 66,698 | $436,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 9,700 | $432,000 | thousands by filing date | put |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 66,408 | $430,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,500 | $428,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,256 | $427,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 69,274 | $426,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 30,647 | $420,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 4,500 | $417,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,662 | $416,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 16,570 | $411,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 31,340 | $409,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,873 | $408,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 54,370 | $406,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,450 | $405,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 90,498 | $405,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,000 | $404,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 262,679 | $402,000 | thousands by filing date | |
| SED INTL HLDGS INC | 784109209 | COM NEW | 200,375 | $401,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 21,417 | $399,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 24,340 | $396,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 84,286 | $396,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 54,049 | $393,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 5,951 | $387,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 30,000 | $387,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 34,645 | $385,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 894,401 | $384,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 13,058 | $380,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,510 | $379,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 22,945 | $375,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 27,671 | $370,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 2,000 | $369,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,000 | $368,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 10,715 | $367,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 53,000 | $366,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 90,400 | $362,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,819 | $359,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 9,500 | $359,000 | thousands by filing date | put |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 50,426 | $357,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,143 | $356,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,580 | $353,000 | thousands by filing date | |
| 38259p508 | COM | 400 | $352,000 | thousands by filing date | ||
| Crosstex Energy, Inc. | 22765Y104 | LTD | 17,600 | $348,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,078 | $345,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 44,395 | $345,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,500 | $341,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 21,700 | $341,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,102 | $338,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 59,250 | $338,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 103,500 | $337,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,000 | $334,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 28,384 | $333,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 27,907 | $333,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 14,967 | $333,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 112,833 | $333,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 16,254 | $331,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 48,000 | $329,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 5,357 | $326,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,000 | $325,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 7,487 | $319,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 6,942 | $319,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 14,000 | $318,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 12,991 | $317,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 32,838 | $312,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 100,000 | $310,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,300 | $309,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 16,500 | $309,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 22,000 | $306,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,100 | $305,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 23,000 | $305,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 11,500 | $305,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 13,000 | $301,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 129,331 | $301,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 59,500 | $300,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,000 | $297,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 103,939 | $296,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 17,508 | $295,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 16,811 | $295,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,000 | $291,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 22,430 | $291,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 48,820 | $291,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,317 | $291,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 7,876 | $290,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,006 | $288,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 32,739 | $288,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 66,223 | $287,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 7,000 | $287,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,578 | $286,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,411 | $285,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 11,681 | $285,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,810 | $284,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,314 | $284,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 17,022 | $284,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 16,166 | $283,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 55,200 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,192 | $282,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 251,756 | $282,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 20,579 | $280,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,229 | $280,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 16,657 | $280,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 6,000 | $278,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,931 | $276,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,000 | $275,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 33,201 | $275,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 13,747 | $275,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,710 | $274,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 18,000 | $273,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 37,055 | $273,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 10,097 | $273,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 8,209 | $272,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 23,249 | $271,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 12,285 | $270,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22,251 | $269,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,850 | $268,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,590 | $268,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 21,082 | $268,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 68,900 | $265,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 13,232 | $264,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,126 | $263,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 15,375 | $262,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,141 | $260,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,976 | $260,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 9,237 | $260,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3,333 | $260,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 20,776 | $259,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 537 | $259,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 10,288 | $258,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,699 | $257,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 95,000 | $257,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 80,065 | $257,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 12,482 | $257,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 14,224 | $257,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 13,691 | $256,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 172,000 | $256,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5,013 | $255,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 221,904 | $255,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 500 | $253,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 40,000 | $253,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,196 | $252,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 21,652 | $251,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,864 | $251,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 15,530 | $251,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 24,646 | $251,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 36,590 | $250,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 4,134 | $250,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 35,000 | $249,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 22,000 | $249,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 6,000 | $248,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 10,292 | $248,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 44,169 | $248,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 22,160 | $248,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,503 | $247,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 6,424 | $247,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 45,593 | $247,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,876 | $245,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,850 | $244,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 24,081 | $243,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 8,421 | $243,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,125 | $242,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17,364 | $241,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,710 | $240,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 600 | $238,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,267 | $238,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 63,000 | $238,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,800 | $235,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,036 | $235,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,258 | $234,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,039 | $233,000 | thousands by filing date | |
| CARDIONET INC | 14159L103 | COM | 39,571 | $233,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 25,000 | $232,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 52,318 | $232,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 25,637 | $230,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 9,164 | $229,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 4,000 | $228,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 26,777 | $228,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,513 | $227,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,102 | $227,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 4,000 | $224,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 6,163 | $223,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 6,178 | $223,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,800 | $222,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,835 | $222,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 26,861 | $222,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,309 | $221,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,356 | $221,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 17,920 | $221,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 34,314 | $220,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 20,000 | $220,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 16,240 | $220,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 38,000 | $219,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 53,042 | $218,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 10,931 | $218,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,149 | $217,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 16,399 | $217,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 99,787 | $217,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 16,262 | $216,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 30,000 | $216,000 | thousands by filing date | put |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 46,385 | $216,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 33,000 | $215,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 50,500 | $214,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,000 | $213,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,000 | $212,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 41,500 | $212,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 21,916 | $211,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 124,125 | $210,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 10,000 | $210,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 5,500 | $208,000 | thousands by filing date | put |
| TUFCO TECHNOLOGIES INC | 899040109 | COM | 35,554 | $208,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,000 | $206,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 36,780 | $206,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 8,000 | $205,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 3,100 | $203,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 6,000 | $202,000 | thousands by filing date | put |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 22,823 | $201,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 64,905 | $199,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,100 | $197,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 29,320 | $196,000 | thousands by filing date | |
| Oak Ridge Financial Services I | 671768109 | Com | 48,156 | $196,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 65,467 | $196,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 29,177 | $195,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 28,533 | $194,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 57,294 | $190,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 29,638 | $187,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 47,909 | $186,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 39,900 | $184,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 173,100 | $182,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 36,306 | $182,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 42,847 | $181,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 65,600 | $180,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 17,570 | $179,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 17,000 | $179,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 89,000 | $179,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 188,300 | $179,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,000 | $177,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 141,468 | $177,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 16,923 | $177,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 50,298 | $177,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,200 | $173,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 24,097 | $171,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 133,598 | $171,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,000 | $169,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,038 | $169,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 42,730 | $168,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 29,373 | $167,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 20,958 | $166,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,000 | $165,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,365 | $165,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 63,295 | $164,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 16,970 | $163,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 35,855 | $161,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 27,829 | $161,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 66,308 | $159,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 30,174 | $159,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 176,795 | $156,000 | thousands by filing date | |
| INNOTRAC CORP | 45767M109 | COM | 38,271 | $155,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 39,417 | $154,000 | thousands by filing date | |
| STRATEGIC DIAGNOSTICS INC | 862700101 | COM | 171,090 | $154,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 44,000 | $154,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 50,000 | $152,000 | thousands by filing date | call |
| Transition Therapeutics, Inc. | 893716209 | COM | 47,061 | $152,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 22,000 | $152,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 33,516 | $152,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 36,372 | $151,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,920 | $150,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 23,900 | $148,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,150 | $148,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 142,656 | $148,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 52,587 | $144,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 18,303 | $143,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 16,000 | $140,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 61,576 | $140,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 14,159 | $139,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 19,347 | $139,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 22,699 | $139,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 29,264 | $139,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,850 | $137,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 15,300 | $136,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 43,000 | $136,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 26,406 | $135,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,490 | $132,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 13,020 | $132,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,000 | $129,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,210 | $129,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 100,000 | $122,000 | thousands by filing date | principal |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 10,000 | $121,000 | thousands by filing date | put |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 14,610 | $120,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 33,966 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-13-005065 | this filing | 2013-08-14 | acceptance time not in the bulk data set |