13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 3,850 holding rows worth $374,713,493,000.
- Accession
- 0000914208-21-000429
- Filer
- CIK 914208
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 15,606 entries on the cover page, a total value of $374,713,493,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,713,524,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited 028-20392
- included managerInvesco Asset Management Deutschland GmbH 028-20393
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A. 028-20391
- included managerInvesco Asset Management Japan Limited 028-20389
- included managerInvesco Australia Ltd. 028-20390
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 27,648 | $340,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 19,487 | $339,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 105,544 | $339,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 12,772 | $338,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 35,434 | $338,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 35,555 | $337,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 9,575 | $337,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 95,217 | $336,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 120,745 | $336,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 16,068 | $336,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,151 | $335,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,930 | $332,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 18,567 | $332,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 42,329 | $331,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 9,552 | $330,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 22,200 | $330,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 22,972 | $329,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,452 | $328,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $327,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 15,310 | $325,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 28,622 | $325,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 71,553 | $324,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 13,616 | $323,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 22,957 | $323,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 13,286 | $323,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,706 | $321,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,344 | $321,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 5,066 | $321,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,631 | $320,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,440 | $318,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 20,882 | $317,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,609 | $317,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 51,060 | $317,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,572 | $316,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 153,259 | $316,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 77,794 | $314,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 460,638 | $314,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 76,689 | $311,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,193 | $310,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 51,328 | $309,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 17,088 | $309,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 81,820 | $308,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 21,152 | $307,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 29,540 | $306,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,480 | $306,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 24,003 | $304,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 48,249 | $304,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 28,167 | $303,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,281 | $302,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 114,251 | $301,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,558 | $300,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 6,716 | $299,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 5,896 | $299,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 300,000 | $299,000 | thousands by filing date | principal |
| PANDION THERAPEUTICS INC | 698340106 | COM | 4,960 | $298,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 11,414 | $297,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 37,359 | $297,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,678 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,876 | $294,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 50,221 | $293,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 12,516 | $293,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 32,416 | $292,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 18,403 | $291,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,194 | $290,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 27,479 | $290,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 36,562 | $290,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 3,751 | $289,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 87,423 | $288,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 17,059 | $287,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 30,844 | $287,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 20,955 | $286,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 12,842 | $286,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 30,496 | $284,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 11,095 | $284,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,597 | $283,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,455 | $281,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 4,953 | $280,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 8,735 | $278,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 61,849 | $278,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 29,529 | $276,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 13,716 | $274,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,867 | $274,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,461 | $273,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,909 | $273,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 71,825 | $271,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,146 | $270,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 75,622 | $269,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 79,865 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 13,632 | $267,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,608 | $266,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 40,964 | $265,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 36,853 | $264,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 10,103 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 18,390 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,181 | $262,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 26,398 | $260,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 19,968 | $260,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 250,000 | $260,000 | thousands by filing date | principal |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 17,892 | $257,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,512 | $257,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 19,231 | $257,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 8,503 | $257,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 32,495 | $257,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 7,432 | $256,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,239 | $255,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 104,058 | $255,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 65,607 | $255,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 14,357 | $254,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 10,722 | $254,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,624 | $254,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 54,879 | $253,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 9,561 | $253,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 110,206 | $252,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 25,599 | $252,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,304 | $251,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 138,600 | $251,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 24,331 | $251,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 42,326 | $250,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 15,108 | $250,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 13,314 | $249,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 72,559 | $249,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,053 | $249,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 20,947 | $248,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 35,826 | $247,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 11,838 | $247,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,320 | $246,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 12,067 | $243,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3,419 | $243,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,307 | $242,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,301 | $242,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,234 | $242,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 122,025 | $241,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 36,448 | $241,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 205,679 | $241,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 16,382 | $239,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,931 | $239,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 11,854 | $238,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 27,920 | $238,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 11,602 | $238,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 16,216 | $236,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 3,191 | $235,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 5,675 | $234,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 25,568 | $233,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 41,920 | $231,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 24,440 | $230,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 21,471 | $227,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,600 | $226,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 33,260 | $225,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 7,053 | $224,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 9,126 | $224,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 34,320 | $224,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 11,872 | $221,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,745 | $221,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,042 | $220,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 9,126 | $220,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 54,411 | $220,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,985 | $219,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 8,127 | $219,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 53,534 | $219,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 10,716 | $218,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 9,048 | $216,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 9,648 | $216,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 13,929 | $216,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 6,468 | $215,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,099 | $215,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 11,700 | $215,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,064 | $214,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 8,412 | $213,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 4,673 | $212,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 6,709 | $212,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 225,000 | $211,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 14,664 | $211,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 4,178 | $210,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 21,542 | $209,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 21,309 | $209,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6,543 | $208,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 14,703 | $207,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 34,982 | $203,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 38,018 | $202,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 19,953 | $200,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 200,000 | $196,000 | thousands by filing date | principal |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 37,957 | $194,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 35,330 | $193,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 45,660 | $192,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 18,180 | $191,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 21,878 | $191,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 33,302 | $189,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 34,065 | $188,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 12,405 | $188,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 20,331 | $187,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 33,531 | $186,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 51,570 | $186,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 18,086 | $184,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 55,848 | $184,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 94,783 | $179,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 19,343 | $178,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 18,604 | $176,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 104,690 | $176,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,400 | $175,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 82,408 | $174,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 33,428 | $173,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 10,904 | $168,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 16,327 | $166,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 39,291 | $166,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 55,776 | $164,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 36,424 | $162,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 106,870 | $161,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 76,035 | $160,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 116,670 | $158,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 12,251 | $157,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 14,576 | $153,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 66,021 | $152,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 55,635 | $152,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 210,314 | $147,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 17,507 | $147,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,818 | $146,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 31,105 | $143,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 41,863 | $143,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 13,485 | $143,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 49,779 | $142,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 22,567 | $142,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 19,568 | $141,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 86,229 | $137,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,670 | $137,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 20,531 | $137,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 32,228 | $137,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,577 | $136,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,145 | $134,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 67,854 | $134,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 19,025 | $133,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 86,342 | $133,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 12,129 | $132,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 21,282 | $132,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 13,798 | $132,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 36,728 | $131,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 21,532 | $130,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 26,925 | $127,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 29,202 | $127,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 26,449 | $125,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,519 | $121,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,669 | $121,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 26,616 | $120,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 21,788 | $120,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 47,919 | $118,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,014 | $116,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 15,163 | $116,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,234 | $114,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,439 | $113,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 26,129 | $113,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 16,779 | $111,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 45,920 | $111,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 37,652 | $109,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 51,545 | $108,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 39,150 | $107,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,845 | $106,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 18,373 | $106,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 47,946 | $105,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 13,985 | $102,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 11,210 | $99,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 16,232 | $99,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 12,668 | $98,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,497 | $97,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 30,822 | $97,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,185 | $96,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 71,444 | $96,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 18,770 | $95,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,448 | $93,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,729 | $93,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 13,606 | $92,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 18,236 | $92,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,680 | $91,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 14,971 | $90,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 28,362 | $89,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 48,577 | $88,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 30,356 | $88,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 30,140 | $86,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 25,650 | $85,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 14,884 | $85,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 30,084 | $85,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 11,275 | $84,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 11,178 | $84,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 16,833 | $83,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 13,493 | $82,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,396 | $82,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 12,818 | $80,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 18,727 | $80,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 24,904 | $79,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 16,588 | $79,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 10,512 | $79,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 24,560 | $79,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,538 | $78,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 20,654 | $78,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 11,167 | $78,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 11,502 | $76,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 28,612 | $76,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 10,374 | $76,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 25,219 | $76,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 10,202 | $75,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,471 | $73,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 21,815 | $72,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 10,726 | $71,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 68,007 | $71,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,318 | $71,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,998 | $70,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 51,667 | $70,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 19,512 | $69,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 13,036 | $69,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 24,895 | $69,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 46,432 | $68,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 13,309 | $67,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 12,175 | $67,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 22,847 | $65,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,748 | $64,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 15,454 | $63,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,450 | $63,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 13,157 | $63,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,129 | $62,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 22,721 | $61,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 26,119 | $61,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 11,557 | $60,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,795 | $60,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 17,095 | $60,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 19,725 | $59,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 10,477 | $58,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 27,284 | $55,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 24,454 | $53,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,104 | $51,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,769 | $51,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 11,151 | $49,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 13,881 | $48,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 38,017 | $48,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 43,945 | $47,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 10,287 | $47,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 13,147 | $46,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 22,203 | $46,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 21,196 | $46,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 11,254 | $45,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 13,077 | $44,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,258 | $43,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,347 | $38,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 12,063 | $38,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,092 | $37,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 13,554 | $35,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,447 | $35,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 10,486 | $34,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 17,896 | $31,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,553 | $29,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,318 | $21,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,928 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,095 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-21-000429 | this filing | 2021-05-17 | acceptance time not in the bulk data set |