13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 3,850 holding rows worth $374,713,493,000.
- Accession
- 0000914208-21-000429
- Filer
- CIK 914208
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 15,606 entries on the cover page, a total value of $374,713,493,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,713,524,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited 028-20392
- included managerInvesco Asset Management Deutschland GmbH 028-20393
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A. 028-20391
- included managerInvesco Asset Management Japan Limited 028-20389
- included managerInvesco Australia Ltd. 028-20390
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 97,206 | $1,142,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 357,651 | $1,140,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 25,248 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 21,842 | $1,134,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 114,662 | $1,133,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 76,577 | $1,128,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 50,472 | $1,127,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 180,439 | $1,125,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 82,655 | $1,123,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 39,285 | $1,123,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 43,099 | $1,122,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 80,327 | $1,118,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 130,785 | $1,117,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 24,179 | $1,117,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 82,739 | $1,115,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 111,501 | $1,112,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 69,945 | $1,111,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 106,174 | $1,105,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 94,441 | $1,099,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 272,362 | $1,098,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 491,986 | $1,097,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 475,000 | $1,081,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 261,973 | $1,064,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 305,946 | $1,062,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40,909 | $1,060,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 12,689 | $1,059,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 110,920 | $1,058,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 275,000 | $1,058,000 | thousands by filing date | principal |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 30,252 | $1,054,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 42,187 | $1,048,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 110,703 | $1,048,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 59,974 | $1,045,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 69,105 | $1,040,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 35,233 | $1,039,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 22,507 | $1,039,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 15,034 | $1,035,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 97,588 | $1,034,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 81,429 | $1,031,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,704 | $1,028,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 83,865 | $1,026,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 62,805 | $1,026,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 42,543 | $1,024,000 | thousands by filing date | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 62,372 | $1,024,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 225,072 | $1,021,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 164,588 | $1,020,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 71,559 | $1,020,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 12,000 | $1,017,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 99,455 | $1,016,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 77,523 | $1,016,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 54,656 | $1,015,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 15,386 | $1,011,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 34,766 | $1,011,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 75,372 | $1,009,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 70,457 | $1,002,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 52,042 | $1,001,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 243,033 | $999,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 40,037 | $997,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 72,268 | $986,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 50,564 | $986,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 79,570 | $984,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 276,260 | $980,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 203,760 | $975,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 28,967 | $972,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 68,794 | $969,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 95,697 | $963,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 21,391 | $963,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 29,669 | $950,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 240,292 | $947,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 29,259 | $943,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 110,788 | $939,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 298,915 | $938,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 22,811 | $938,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 31,142 | $930,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 63,663 | $929,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 39,187 | $927,000 | thousands by filing date | principal |
| TENNECO INC | 880349105 | COM | 86,420 | $926,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,726 | $925,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,794 | $922,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 81,520 | $921,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,702 | $921,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 68,688 | $920,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 19,080 | $920,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 21,877 | $919,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 111,729 | $917,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 13,695 | $914,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 293,805 | $914,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 39,557 | $906,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 90,320 | $906,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 35,085 | $905,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 39,876 | $904,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 45,470 | $901,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 61,141 | $899,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 69,379 | $895,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 35,725 | $892,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 17,398 | $892,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24,285 | $889,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 13,115 | $887,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 53,365 | $887,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 12,962 | $886,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 132,661 | $884,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 18,960 | $878,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 19,378 | $871,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 122,693 | $868,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 26,476 | $866,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 144,118 | $863,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 24,000 | $860,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 42,909 | $854,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 84,158 | $853,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,292 | $849,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 34,718 | $847,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,321 | $847,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 10,045 | $846,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 35,735 | $845,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 46,118 | $844,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 22,797 | $844,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 54,853 | $839,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,723 | $839,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 650,000 | $839,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 56,927 | $836,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 805,000 | $835,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 114,748 | $832,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 19,736 | $830,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 19,423 | $828,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20,251 | $827,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 450,655 | $825,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 24,633 | $824,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 17,047 | $824,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 91,957 | $823,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,000 | $821,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 43,808 | $820,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 10,218 | $818,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 5,231 | $816,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 59,431 | $816,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 700,000 | $815,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 338,492 | $812,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 103,050 | $810,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 26,168 | $808,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 22,150 | $807,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 247,022 | $803,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 37,412 | $796,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,567 | $795,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 41,668 | $794,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 63,035 | $790,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 775,000 | $790,000 | thousands by filing date | principal |
| 89BIO INC | 282559103 | COM | 33,299 | $789,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 57,014 | $786,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 28,521 | $785,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 48,089 | $784,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,243 | $783,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 338,839 | $783,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 242,416 | $776,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 68,584 | $776,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 27,655 | $775,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 7,500 | $775,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 84,581 | $775,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 15,973 | $774,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 21,800 | $772,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 54,708 | $769,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 30,817 | $767,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 62,774 | $766,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,923 | $765,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 136,144 | $764,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 42,054 | $762,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 30,397 | $761,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 95,708 | $761,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 34,271 | $759,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 21,494 | $758,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 14,003 | $757,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 27,216 | $757,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 17,190 | $755,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 725,000 | $755,000 | thousands by filing date | principal |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 56,683 | $751,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 21,175 | $747,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 700,000 | $747,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,685 | $746,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 24,569 | $742,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 124,336 | $740,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 11,610 | $739,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 725,000 | $738,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 137,068 | $737,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 71,106 | $736,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 61,266 | $736,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 725,000 | $734,000 | thousands by filing date | principal |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 78,828 | $733,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 106,466 | $732,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 75,406 | $729,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 75,989 | $727,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 9,368 | $726,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 191,811 | $725,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 409,426 | $724,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 6,012 | $723,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 156,015 | $722,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34,006 | $717,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 233,878 | $716,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 182,327 | $715,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 45,157 | $715,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 29,248 | $713,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 18,122 | $709,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 31,037 | $707,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 250,000 | $706,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 17,415 | $704,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 32,963 | $704,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 77,575 | $701,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 22,831 | $700,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 80,293 | $698,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 224,200 | $695,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 42,294 | $693,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 19,524 | $690,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 21,238 | $689,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,500 | $681,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 25,024 | $681,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 50,578 | $680,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 45,565 | $678,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 28,178 | $677,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 60,018 | $676,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 59,257 | $676,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 60,717 | $673,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 28,545 | $670,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 14,205 | $670,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 26,320 | $669,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 32,196 | $666,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 69,411 | $665,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 44,218 | $663,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 375,000 | $663,000 | thousands by filing date | principal |
| IES HOLDINGS INC | 44951W106 | COM | 13,079 | $659,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 22,222 | $656,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 41,214 | $654,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 29,360 | $654,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 17,004 | $654,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 39,453 | $653,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,608 | $652,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 375,000 | $652,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 9,698 | $651,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 44,548 | $645,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 40,033 | $641,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 28,898 | $641,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 43,891 | $640,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 24,275 | $638,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 42,227 | $638,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 14,160 | $638,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 30,681 | $636,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 90,738 | $631,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 825,000 | $631,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 59,386 | $630,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 43,662 | $630,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 16,075 | $629,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 14,208 | $629,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 20,427 | $628,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 49,879 | $627,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 42,284 | $626,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 12,411 | $624,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 20,216 | $623,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 45,695 | $623,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 53,169 | $622,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 112,599 | $621,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 7,610 | $621,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 41,203 | $619,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 26,532 | $618,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 9,322 | $617,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 29,324 | $617,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 40,675 | $615,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 7,305 | $615,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 40,973 | $613,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 51,365 | $613,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 49,608 | $612,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 25,424 | $608,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 30,799 | $607,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 99,812 | $606,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 44,712 | $605,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 33,584 | $605,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 28,569 | $604,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 99,551 | $604,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 12,883 | $604,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 22,254 | $604,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 57,822 | $604,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 46,454 | $601,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 550,000 | $598,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 550,000 | $594,000 | thousands by filing date | principal |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 21,911 | $590,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 202,130 | $590,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 103,729 | $589,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 11,269 | $588,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 63,919 | $585,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 49,299 | $583,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 575,000 | $583,000 | thousands by filing date | principal |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 42,208 | $582,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 88,311 | $582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 18,649 | $581,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 23,806 | $579,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 279,000 | $579,000 | thousands by filing date | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 32,858 | $576,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 16,592 | $576,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 71,372 | $576,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 22,483 | $572,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 34,264 | $569,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 114,311 | $566,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 32,594 | $566,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 23,000 | $566,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,649 | $565,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 43,905 | $563,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 14,929 | $562,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 35,699 | $561,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 23,972 | $560,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 21,296 | $560,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,942 | $555,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 250,000 | $554,000 | thousands by filing date | principal |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 13,638 | $551,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 14,978 | $550,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 186,020 | $549,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 35,300 | $546,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 161,111 | $546,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 40,231 | $545,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 52,813 | $542,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 57,612 | $538,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 2,970 | $535,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 10,730 | $533,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 34,083 | $532,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,872 | $531,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 20,561 | $531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,324 | $529,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4,500 | $527,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 8,542 | $527,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,378 | $523,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 23,935 | $523,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 46,367 | $520,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 62,738 | $519,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 36,159 | $519,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 42,844 | $517,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 228,564 | $517,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 37,549 | $516,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 60,485 | $516,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 6,845 | $514,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 14,575 | $513,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 18,035 | $513,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 47,934 | $510,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 9,716 | $506,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 37,360 | $505,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 33,308 | $505,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 137,163 | $503,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 96,124 | $502,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 25,488 | $498,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 17,750 | $496,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 47,831 | $495,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 19,613 | $494,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 19,258 | $493,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,856 | $491,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 41,902 | $489,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 54,716 | $487,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,628 | $486,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 25,969 | $483,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 18,025 | $481,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 18,910 | $481,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 48,642 | $480,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 175,000 | $480,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 33,055 | $479,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 12,104 | $478,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 78,225 | $478,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 22,829 | $478,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 32,561 | $478,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 28,358 | $474,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 13,101 | $473,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 48,708 | $471,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 28,195 | $471,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,079 | $471,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 15,633 | $469,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 75,608 | $469,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,924 | $464,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 16,939 | $464,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 36,472 | $461,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 19,517 | $460,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 32,014 | $460,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 129,139 | $460,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 104,232 | $459,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 12,677 | $458,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 11,828 | $458,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 29,306 | $458,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 52,576 | $458,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,916 | $458,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 17,992 | $457,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 116,727 | $456,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 49,001 | $455,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 13,586 | $453,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 14,356 | $452,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 150,888 | $451,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 30,564 | $451,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,622 | $448,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 44,250 | $446,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 52,300 | $444,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 18,307 | $441,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 29,475 | $439,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 8,955 | $439,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 21,220 | $437,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 15,769 | $435,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 35,098 | $435,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 88,375 | $434,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,791 | $433,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,403 | $432,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 94,936 | $431,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 26,864 | $431,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,203 | $431,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 60,982 | $431,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 15,845 | $430,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 17,440 | $429,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 106,178 | $429,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 34,895 | $428,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 65,891 | $428,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 23,302 | $426,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 185,717 | $422,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 26,123 | $422,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 24,607 | $422,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 225,000 | $422,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 46,513 | $421,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 7,449 | $420,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 112,286 | $420,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 13,847 | $419,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 183,643 | $419,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,862 | $416,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 9,054 | $415,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 43,156 | $415,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 77,851 | $415,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 38,393 | $412,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 28,202 | $410,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 17,065 | $409,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 13,698 | $408,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 83,472 | $408,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 23,235 | $406,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,443 | $405,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 28,872 | $405,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 18,753 | $404,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 5,698 | $403,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 27,914 | $403,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 36,047 | $402,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 42,418 | $402,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 32,559 | $402,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 28,831 | $402,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,530 | $399,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 19,992 | $399,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 17,117 | $399,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 53,722 | $398,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 36,174 | $395,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 48,782 | $395,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 14,685 | $394,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 80,682 | $393,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 13,342 | $392,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,936 | $390,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 37,630 | $388,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 375,000 | $388,000 | thousands by filing date | principal |
| HILL INTERNATIONAL INC | 431466101 | COM | 120,958 | $387,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 75,551 | $385,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 70,305 | $383,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 19,333 | $378,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 47,881 | $377,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 35,302 | $377,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 38,063 | $376,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 11,139 | $376,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 22,025 | $375,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 13,259 | $375,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 5,000 | $374,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 21,803 | $373,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 17,233 | $373,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 69,742 | $372,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 175,000 | $372,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 17,180 | $371,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 24,655 | $370,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 54,846 | $370,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,526 | $367,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 13,153 | $367,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 13,442 | $366,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 17,207 | $366,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 9,906 | $365,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 56,883 | $363,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 25,296 | $362,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 50,120 | $362,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 59,163 | $361,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 9,074 | $361,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 38,936 | $360,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 35,993 | $359,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,082 | $356,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,562 | $356,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 19,167 | $356,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 24,963 | $356,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 20,406 | $356,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 11,892 | $355,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 27,337 | $355,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 25,473 | $352,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 15,043 | $351,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 15,304 | $351,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 68,300 | $350,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 28,231 | $348,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 16,206 | $348,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 42,538 | $347,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 19,500 | $345,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 11,990 | $345,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 20,743 | $344,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 19,006 | $344,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 18,494 | $343,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 23,761 | $342,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 45,153 | $341,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 53,658 | $340,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,688 | $340,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-21-000429 | this filing | 2021-05-17 | acceptance time not in the bulk data set |