13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 3,764 holding rows worth $343,588,172,000.
- Accession
- 0000914208-21-000251
- Filer
- CIK 914208
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 16,096 entries on the cover page, a total value of $343,588,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,588,222,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited 028-20392
- included managerInvesco Asset Management Deutschland GmbH 028-20393
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A. 028-20391
- included managerInvesco Asset Management Japan Limited 028-20389
- included managerInvesco Australia Ltd. 028-20390
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 17,197 | $233,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 225,000 | $233,000 | thousands by filing date | principal |
| RED LION HOTELS CORP | 756764106 | COM | 67,176 | $232,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 17,065 | $230,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 50,736 | $230,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 36,634 | $229,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 15,363 | $228,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 19,977 | $226,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 16,442 | $226,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,006 | $225,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 383 | $224,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 62,543 | $224,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,900 | $222,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 9,041 | $222,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,453 | $222,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 59,115 | $220,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,673 | $218,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 608,855 | $218,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 3,520 | $217,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,022 | $217,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 14,785 | $216,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 9,221 | $214,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 175,000 | $213,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 17,885 | $213,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 800 | $211,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,399 | $207,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,100 | $204,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 11,297 | $204,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 77,204 | $203,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,500 | $202,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 17,002 | $201,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 9,005 | $201,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 79,520 | $200,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 67,680 | $200,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 19,773 | $200,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 33,505 | $196,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,107 | $195,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 25,711 | $195,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 52,259 | $195,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 13,828 | $194,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 26,487 | $191,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,388 | $191,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 29,439 | $190,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 85,780 | $188,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 55,450 | $187,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 50,636 | $187,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 12,679 | $185,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 64,832 | $184,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 23,991 | $183,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 62,908 | $183,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,217 | $183,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 200,000 | $183,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 38,879 | $182,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 42,387 | $181,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 207,299 | $181,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 30,313 | $180,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,290 | $179,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,033 | $179,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 19,045 | $178,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,800 | $177,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 27,034 | $177,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,240 | $174,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,200 | $173,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 19,662 | $173,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 36,835 | $172,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 414,272 | $172,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 11,112 | $169,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 98,020 | $169,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 34,707 | $168,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,573 | $167,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 19,032 | $167,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,599 | $166,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 104,159 | $166,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 28,886 | $164,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 14,849 | $164,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 11,457 | $163,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 800 | $162,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 20,521 | $161,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 31,059 | $160,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 23,278 | $160,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 42,173 | $159,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 29,247 | $156,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 118,474 | $154,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 22,050 | $153,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 23,695 | $151,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 226,881 | $150,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,726 | $150,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 21,608 | $149,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,073 | $149,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,971 | $145,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 13,218 | $142,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 30,153 | $142,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 56,070 | $142,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 24,303 | $141,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 25,540 | $140,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,299 | $139,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 26,138 | $138,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 15,251 | $138,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 19,638 | $136,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 15,898 | $136,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 40,845 | $134,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 19,198 | $134,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 27,306 | $132,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 18,944 | $131,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,550 | $130,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 20,798 | $129,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 19,077 | $127,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 22,083 | $127,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,726 | $126,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 18,972 | $125,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,505 | $124,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 70,226 | $124,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 21,597 | $124,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,438 | $123,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,938 | $121,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 19,719 | $120,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 11,746 | $119,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 35,620 | $119,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 17,215 | $118,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 12,672 | $116,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,979 | $115,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 11,793 | $115,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,578 | $113,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 49,264 | $113,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 15,686 | $113,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 11,629 | $112,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 32,824 | $112,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 11,008 | $111,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 34,318 | $110,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 14,155 | $109,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 11,407 | $108,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 35,158 | $108,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 15,802 | $106,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 34,581 | $106,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,776 | $105,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,316 | $102,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 700 | $101,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 12,942 | $101,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 13,520 | $101,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 34,591 | $100,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 13,263 | $98,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 61,478 | $98,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 21,551 | $96,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 30,190 | $96,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 18,790 | $95,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 13,464 | $95,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,373 | $95,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 16,510 | $95,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 54,289 | $95,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 16,049 | $95,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 14,705 | $94,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 38,624 | $94,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 46,061 | $92,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 34,784 | $90,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 12,031 | $89,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,792 | $89,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 23,060 | $88,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 12,090 | $88,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 13,203 | $86,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 11,316 | $85,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 12,457 | $85,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 39,704 | $85,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 13,829 | $85,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 30,391 | $84,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 20,269 | $84,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 29,697 | $83,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 15,900 | $83,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 15,475 | $82,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 30,773 | $82,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 46,313 | $82,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,716 | $81,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 19,168 | $81,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,704 | $80,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,244 | $80,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,551 | $79,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 22,173 | $79,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 19,740 | $77,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,407 | $77,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 23,820 | $77,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 11,693 | $76,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 11,738 | $76,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 11,593 | $76,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 14,515 | $75,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 10,133 | $75,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 35,183 | $75,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 24,723 | $75,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,958 | $75,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 31,111 | $74,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 10,509 | $74,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 14,032 | $73,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,029 | $72,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,179 | $71,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 33,544 | $71,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 26,946 | $71,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,902 | $70,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 18,211 | $70,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 36,376 | $70,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 14,452 | $69,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 11,140 | $69,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,717 | $69,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 12,025 | $68,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 24,057 | $68,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 27,249 | $68,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 15,078 | $67,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,497 | $67,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 50,135 | $67,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 25,090 | $66,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 106,140 | $66,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 18,747 | $65,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 15,127 | $64,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 14,287 | $64,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 29,717 | $64,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 11,169 | $63,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 12,486 | $63,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 22,118 | $62,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 11,081 | $62,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 14,685 | $62,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 49,486 | $62,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,441 | $62,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 26,294 | $61,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,413 | $61,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 11,605 | $61,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 26,412 | $60,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 12,601 | $60,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,323 | $58,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 17,858 | $57,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,330 | $57,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 10,859 | $57,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 42,800 | $56,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 10,533 | $56,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 19,119 | $56,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 21,037 | $56,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 14,961 | $56,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 23,059 | $56,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 27,556 | $55,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 29,679 | $55,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,308 | $53,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 50,652 | $53,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 18,424 | $53,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,434 | $52,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,481 | $51,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 22,348 | $51,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 12,755 | $51,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 15,571 | $50,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 43,363 | $49,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 22,126 | $46,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 16,704 | $46,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 13,461 | $45,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,650 | $43,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 25,115 | $43,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 10,152 | $42,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 24,497 | $39,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $35,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 27,408 | $35,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,796 | $35,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 14,294 | $28,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,905 | $27,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 15,936 | $25,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,906 | $23,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 300 | $22,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,708 | $20,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 14,519 | $18,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,646 | $16,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 13,123 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-21-000251 | this filing | 2021-02-16 | acceptance time not in the bulk data set |