13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 3,764 holding rows worth $343,588,172,000.
- Accession
- 0000914208-21-000251
- Filer
- CIK 914208
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 16,096 entries on the cover page, a total value of $343,588,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,588,222,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited 028-20392
- included managerInvesco Asset Management Deutschland GmbH 028-20393
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A. 028-20391
- included managerInvesco Asset Management Japan Limited 028-20389
- included managerInvesco Australia Ltd. 028-20390
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITIL CORP COM | 913259107 | Stock | 19,314 | $855,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 650,000 | $846,000 | thousands by filing date | principal |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 97,774 | $844,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 104,503 | $844,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 17,512 | $843,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,194 | $843,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 53,018 | $841,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 62,591 | $840,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 45,266 | $840,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 38,007 | $839,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,068 | $839,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 32,062 | $830,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 55,559 | $829,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 100,897 | $829,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 21,333 | $829,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 37,769 | $828,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 57,317 | $826,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 20,445 | $824,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 6,720 | $823,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 30,163 | $822,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 44,584 | $822,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 35,945 | $821,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 73,730 | $820,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 805,000 | $820,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 92,605 | $818,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 66,192 | $818,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 25,754 | $816,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 86,047 | $811,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 50,766 | $809,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 217,594 | $809,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 63,515 | $808,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 295,938 | $802,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 19,367 | $801,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 65,119 | $800,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,256 | $799,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 186,614 | $797,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 235,891 | $797,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 24,090 | $797,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 700,000 | $795,000 | thousands by filing date | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 22,637 | $791,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,522 | $786,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 44,965 | $785,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 89,139 | $785,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 85,255 | $784,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 47,739 | $784,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 700,000 | $784,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 125,782 | $782,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 60,444 | $779,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 725,000 | $778,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 405,039 | $777,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 118,111 | $776,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 67,734 | $776,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 25,871 | $770,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 199,984 | $765,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 48,062 | $763,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 28,102 | $762,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 31,124 | $759,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 45,183 | $758,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 95,611 | $756,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 38,200 | $750,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 239,750 | $750,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 27,573 | $749,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 111,959 | $748,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 725,000 | $735,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 39,982 | $730,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 26,294 | $729,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 67,497 | $722,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,804 | $720,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 105,308 | $719,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 65,560 | $718,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 725,000 | $718,000 | thousands by filing date | principal |
| RADIANT LOGISTICS INC | 75025X100 | COM | 123,480 | $716,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 22,374 | $712,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,566 | $711,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 45,533 | $711,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 48,324 | $710,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 19,421 | $708,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 48,985 | $707,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 167,544 | $704,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 255,999 | $704,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 52,920 | $701,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 82,459 | $700,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 5,700 | $700,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 85,517 | $698,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 39,012 | $697,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 71,489 | $697,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 13,252 | $696,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 63,760 | $693,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 186,236 | $693,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 37,351 | $690,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 10,833 | $689,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 17,395 | $688,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 117,434 | $686,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 237,677 | $685,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 24,511 | $684,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 52,890 | $683,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 117,508 | $683,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 17,153 | $679,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 19,481 | $678,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 66,960 | $678,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 447,945 | $677,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 42,080 | $673,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 29,215 | $672,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 100,498 | $670,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,043 | $670,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 45,479 | $668,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 48,650 | $667,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 46,851 | $664,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 45,573 | $659,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 7,349 | $657,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 64,395 | $650,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 40,656 | $647,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 17,891 | $644,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,451 | $642,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 13,597 | $641,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 53,675 | $641,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 121,211 | $640,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 18,271 | $639,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 19,389 | $639,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 41,027 | $638,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24,615 | $636,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 94,809 | $635,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 37,281 | $635,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 825,000 | $631,000 | thousands by filing date | principal |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 28,847 | $628,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 12,314 | $627,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 22,602 | $627,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,563 | $626,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 41,139 | $625,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 28,986 | $623,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 57,324 | $622,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,456 | $622,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 15,772 | $622,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 682,531 | $621,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 575,000 | $621,000 | thousands by filing date | principal |
| TUCOWS INC | 898697206 | COM NEW | 8,373 | $619,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 24,844 | $619,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 30,738 | $617,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 42,472 | $612,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 41,667 | $612,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,202 | $611,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 42,541 | $610,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 44,666 | $610,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 15,761 | $609,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 25,184 | $608,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 37,176 | $606,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 93,472 | $605,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 24,949 | $602,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 26,396 | $601,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 152,969 | $595,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 160,147 | $589,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 23,565 | $586,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 550,000 | $585,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 130,777 | $582,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 42,063 | $578,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 74,338 | $577,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 39,404 | $575,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 550,000 | $573,000 | thousands by filing date | principal |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 26,389 | $570,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 40,937 | $570,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,655 | $565,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,395 | $565,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21,815 | $563,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 54,263 | $563,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 44,969 | $562,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 267,826 | $562,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 137,086 | $561,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 38,703 | $561,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,205 | $559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 20,956 | $557,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 22,745 | $557,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 14,401 | $554,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 375,000 | $549,000 | thousands by filing date | principal |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 40,120 | $546,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 49,029 | $545,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 14,110 | $543,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 7,610 | $536,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 58,985 | $536,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 26,567 | $531,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,300 | $530,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 126,758 | $528,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 15,327 | $527,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 31,397 | $524,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 33,636 | $520,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 19,212 | $519,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 241,935 | $518,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 21,965 | $517,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 10,730 | $517,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 50,958 | $516,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,470 | $514,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 20,327 | $513,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 18,989 | $513,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 20,143 | $513,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 163,966 | $508,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 213,513 | $508,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 210,425 | $507,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 7,011 | $507,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 16,889 | $506,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 7,003 | $506,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,370 | $505,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 57,760 | $503,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 19,597 | $502,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 53,226 | $501,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 17,932 | $501,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 15,837 | $499,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,817 | $499,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 150,391 | $498,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 36,445 | $498,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 17,703 | $496,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 37,395 | $494,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 177,843 | $494,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 46,041 | $494,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 25,407 | $493,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 39,664 | $492,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 33,247 | $492,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 27,814 | $487,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 37,070 | $485,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 66,227 | $484,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 54,625 | $480,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 2,970 | $480,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 33,644 | $479,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 19,446 | $479,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 103,921 | $479,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 23,281 | $479,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 33,280 | $477,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,300 | $476,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 32,164 | $476,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 25,976 | $475,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,200 | $474,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 171,885 | $472,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 29,936 | $471,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 28,413 | $469,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 30,378 | $467,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 24,485 | $466,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 15,110 | $466,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 11,022 | $465,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,929 | $460,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 115,278 | $460,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 33,029 | $460,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 139,804 | $456,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 84,433 | $455,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4,078 | $454,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 8,830 | $453,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 17,662 | $453,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 85,234 | $453,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 214,792 | $453,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 43,788 | $449,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 18,332 | $449,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 35,496 | $447,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 165,518 | $447,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 29,428 | $447,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 9,990 | $445,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 32,843 | $444,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 32,938 | $443,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 54,867 | $443,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 55,780 | $443,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 34,787 | $443,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 73,005 | $443,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 34,004 | $442,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 43,741 | $441,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 29,690 | $441,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 242,018 | $440,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 15,243 | $439,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 24,665 | $437,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 18,362 | $434,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 14,612 | $434,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 32,922 | $434,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 41,239 | $431,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 131,770 | $430,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 48,984 | $428,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,858 | $426,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,251 | $426,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 22,076 | $426,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 225,000 | $426,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 2,700 | $425,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 46,721 | $422,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 57,233 | $422,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 96,072 | $420,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 156,265 | $420,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 30,026 | $420,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 250,000 | $419,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 68,008 | $419,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 13,939 | $418,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 6,601 | $417,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 26,231 | $416,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 43,063 | $415,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 108,758 | $415,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 28,547 | $410,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,307 | $410,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,863 | $407,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 44,148 | $406,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,300 | $405,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 29,228 | $405,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,650 | $405,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 23,439 | $403,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 57,923 | $399,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 84,864 | $399,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 175,000 | $399,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 14,020 | $398,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,600 | $394,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 31,799 | $392,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 26,041 | $392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 8,773 | $390,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,358 | $389,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 30,801 | $388,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 32,098 | $388,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 234,464 | $385,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 36,464 | $385,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 24,830 | $385,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 12,635 | $383,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 25,082 | $381,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 112,233 | $380,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,417 | $380,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 29,635 | $380,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 29,507 | $380,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 32,495 | $379,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 549,367 | $379,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,700 | $378,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 11,152 | $378,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 151,818 | $378,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 17,914 | $377,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 43,217 | $377,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,352 | $376,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 21,866 | $376,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,738 | $375,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 30,043 | $375,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 31,221 | $373,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 22,993 | $371,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 21,139 | $370,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 30,644 | $368,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 425,839 | $367,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 50,876 | $367,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 8,955 | $366,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 24,883 | $365,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 29,610 | $365,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 9,410 | $364,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 36,345 | $364,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 78,328 | $363,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 14,777 | $362,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 23,158 | $361,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,222 | $361,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 69,651 | $359,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,542 | $358,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 19,739 | $358,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 175,000 | $356,000 | thousands by filing date | principal |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 26,261 | $355,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,596 | $354,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 375,000 | $353,000 | thousands by filing date | principal |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 12,124 | $351,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 107,073 | $350,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 26,164 | $350,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 82,010 | $350,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 29,038 | $350,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 12,686 | $349,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,646 | $348,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 16,727 | $347,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 10,939 | $346,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,300 | $345,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,534 | $345,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 24,126 | $345,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,762 | $345,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 80,265 | $344,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,600 | $343,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 49,320 | $343,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 23,671 | $342,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 61,121 | $342,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 11,366 | $340,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 34,350 | $339,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 21,987 | $338,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 31,880 | $337,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,199 | $336,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 28,336 | $336,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 28,382 | $336,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 335,087 | $335,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 88,229 | $333,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,168 | $332,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 50,405 | $331,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 11,811 | $331,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 12,066 | $329,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 22,387 | $328,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 3,232 | $328,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 45,891 | $328,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,651 | $327,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34,417 | $326,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 6,648 | $326,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 81,780 | $326,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 35,483 | $324,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 22,602 | $324,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 16,913 | $322,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 40,770 | $322,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 23,890 | $322,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 23,405 | $321,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 32,470 | $321,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22,075 | $320,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 5,000 | $320,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 19,974 | $319,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 26,687 | $318,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 49,447 | $316,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 6,334 | $314,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 28,882 | $314,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 23,364 | $312,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 51,907 | $311,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 13,418 | $310,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 28,528 | $310,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 2,358 | $310,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 77,600 | $310,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 32,138 | $308,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 18,199 | $308,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 37,669 | $306,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 11,438 | $306,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 4,221 | $306,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 98,893 | $306,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 20,010 | $304,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 41,913 | $304,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 15,028 | $303,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 27,887 | $303,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 75,303 | $301,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,655 | $300,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 13,300 | $299,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 40,804 | $297,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 29,124 | $297,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 34,195 | $295,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 22,612 | $295,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 16,431 | $294,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 59,324 | $294,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,989 | $294,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 32,959 | $292,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 10,782 | $292,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 7,004 | $291,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 57,446 | $291,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,953 | $291,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,218 | $291,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 12,684 | $291,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,100 | $290,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,600 | $286,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 64,840 | $285,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 178,059 | $283,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 16,308 | $283,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 11,168 | $283,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 45,096 | $282,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 35,138 | $281,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 43,528 | $281,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 21,916 | $281,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,300 | $280,000 | thousands by filing date | call |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,395 | $280,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,600 | $279,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 16,795 | $279,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 7,806 | $279,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 36,892 | $278,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 15,228 | $277,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 37,082 | $276,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,200 | $274,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 25,535 | $274,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 129,323 | $274,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 300,000 | $270,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 33,706 | $268,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 64,380 | $268,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 98,020 | $267,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 18,453 | $267,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 250,000 | $266,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 1,900 | $265,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 3,100 | $262,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,106 | $262,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,647 | $261,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 104,166 | $261,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 45,139 | $260,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 14,895 | $260,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 15,485 | $260,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,224 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,507 | $258,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 8,577 | $257,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 9,225 | $255,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,389 | $254,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 18,834 | $253,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 122,036 | $253,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 14,829 | $252,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 17,499 | $251,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,541 | $249,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,874 | $248,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,320 | $247,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 29,145 | $246,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 37,556 | $244,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 177,038 | $244,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 15,541 | $244,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 27,188 | $243,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 34,894 | $242,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 84,823 | $242,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 35,044 | $242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 14,534 | $241,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,805 | $241,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 4,941 | $240,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 175,000 | $240,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,221 | $239,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,600 | $238,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 107,402 | $238,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,497 | $238,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 67,330 | $236,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 181,809 | $236,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,072 | $235,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 43,960 | $233,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-21-000251 | this filing | 2021-02-16 | acceptance time not in the bulk data set |