13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 3,634 holding rows worth $279,683,425,000.
- Accession
- 0000914208-20-000401
- Filer
- CIK 914208
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 16,198 entries on the cover page, a total value of $279,683,425,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,683,432,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,758,705 | $669,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 21,382 | $665,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 45,861 | $664,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 55,210 | $664,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 20,680 | $662,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 19,880 | $662,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 20,522 | $661,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 99,489 | $657,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 133,005 | $654,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,731 | $652,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 275,000 | $652,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 150,071 | $651,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 245,097 | $647,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 45,722 | $647,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 66,251 | $645,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 50,096 | $644,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 16,937 | $638,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 238,576 | $637,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 41,363 | $636,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 51,102 | $635,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 55,078 | $634,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 23,662 | $634,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 575,000 | $634,000 | thousands by filing date | principal |
| PAGERDUTY INC COM | 69553P100 | Stock | 22,117 | $633,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,364 | $632,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 158,971 | $628,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 21,712 | $627,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 294,809 | $627,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 625,000 | $623,000 | thousands by filing date | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 20,013 | $622,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 42,685 | $622,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 53,585 | $620,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11,915 | $612,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 58,805 | $609,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 27,209 | $608,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 29,634 | $608,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 200,374 | $607,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 13,238 | $607,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 74,233 | $606,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 136,603 | $606,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 24,839 | $605,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 86,429 | $603,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 153,279 | $602,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 40,713 | $600,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 27,405 | $599,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 633,924 | $595,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 29,127 | $593,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 26,397 | $593,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 17,352 | $592,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 38,453 | $591,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 68,171 | $590,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 29,491 | $590,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 98,920 | $587,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 55,504 | $586,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11,554 | $586,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,423 | $584,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 76,019 | $584,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 44,372 | $584,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 202,324 | $584,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 55,829 | $582,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 53,385 | $580,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 62,668 | $580,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 80,852 | $579,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 17,218 | $578,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 49,927 | $577,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 34,692 | $576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 10,296 | $573,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 59,566 | $571,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 54,241 | $571,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 85,364 | $570,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 107,230 | $565,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 656,094 | $562,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 26,351 | $561,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 26,986 | $560,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 47,545 | $560,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 41,483 | $560,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 41,246 | $560,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 24,734 | $559,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 117,596 | $557,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 402,526 | $556,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 36,696 | $549,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 126,584 | $548,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 195,990 | $548,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 97,860 | $547,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 163,127 | $545,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 500,000 | $544,000 | thousands by filing date | principal |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 642,876 | $541,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 32,291 | $541,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 73,892 | $541,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 124,163 | $540,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 478,099 | $540,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 70,707 | $540,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 12,607 | $539,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8,950 | $537,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 23,698 | $537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 25,362 | $537,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 62,237 | $537,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 39,660 | $537,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 94,766 | $537,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 38,997 | $536,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 180,375 | $532,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 72,989 | $531,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,289 | $530,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 264,687 | $529,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 55,920 | $528,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,040 | $526,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 11,875 | $526,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 132,827 | $522,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 147,428 | $522,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 16,485 | $521,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 58,182 | $521,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 32,783 | $520,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 29,276 | $516,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 39,802 | $515,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 33,065 | $514,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,883,833 | $514,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 31,781 | $512,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 104,767 | $510,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,171 | $507,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 84,627 | $505,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 17,168 | $505,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 44,289 | $505,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 33,687 | $500,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 30,616 | $500,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 37,187 | $500,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 62,011 | $499,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 145,045 | $499,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 57,716 | $495,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 60,718 | $495,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 39,458 | $495,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 130,446 | $492,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 34,056 | $492,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 20,828 | $491,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 124,587 | $490,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 73,181 | $489,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 75,873 | $488,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 10,000 | $488,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 48,814 | $488,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 54,999 | $486,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,698 | $485,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 45,338 | $485,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 123,224 | $484,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 20,713 | $484,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 12,129 | $478,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 79,353 | $478,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 28,618 | $476,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 9,067 | $476,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 38,303 | $476,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,900 | $476,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 152,713 | $474,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 936,698 | $473,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 18,998 | $470,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 46,793 | $470,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 500,000 | $470,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 24,579 | $469,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 45,523 | $468,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,900 | $468,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 11,820 | $467,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 50,716 | $467,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 128,546 | $464,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,070 | $461,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 70,524 | $461,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 34,720 | $459,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 34,758 | $459,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 104,561 | $458,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 11,493 | $457,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 35,261 | $456,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 38,247 | $453,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 710 | $453,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 85,672 | $452,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 24,112 | $452,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 24,186 | $452,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,687 | $451,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 242,522 | $451,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 53,978 | $451,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 75,324 | $449,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 20,411 | $449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 14,061 | $449,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 68,845 | $449,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 30,916 | $448,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 98,307 | $447,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 169,400 | $447,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 38,906 | $447,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 46,186 | $447,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,300 | $446,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 56,062 | $446,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,152 | $446,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 250,000 | $446,000 | thousands by filing date | principal |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,434 | $446,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 500,000 | $439,000 | thousands by filing date | principal |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 16,360 | $438,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 25,119 | $438,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,201 | $437,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 195,830 | $435,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 24,597 | $435,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 592,005 | $435,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 17,140 | $434,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 61,505 | $434,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 106,554 | $434,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 4,890 | $433,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 57,702 | $433,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 23,213 | $431,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 37,198 | $429,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 28,925 | $426,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 230,073 | $426,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 31,334 | $425,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 65,255 | $425,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,200 | $423,000 | thousands by filing date | call |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 20,212 | $423,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 64,088 | $422,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 62,712 | $422,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 34,153 | $421,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 23,525 | $420,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,600 | $419,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 34,516 | $419,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 13,327 | $418,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 26,082 | $417,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 90,111 | $417,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 160,305 | $414,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 27,448 | $413,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 75,568 | $412,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 191,635 | $412,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 24,916 | $410,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 145,050 | $410,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 31,208 | $409,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 28,122 | $409,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 300,000 | $409,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 21,279 | $407,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 12,686 | $407,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 18,590 | $405,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 30,400 | $404,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 44,578 | $403,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 23,148 | $403,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 11,552 | $403,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 18,853 | $403,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 78,066 | $400,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 38,862 | $399,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 24,005 | $399,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,300 | $396,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 3,300 | $395,000 | thousands by filing date | call |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 92,650 | $394,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,800 | $393,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 10,051 | $392,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 31,014 | $392,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 128,778 | $391,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 56,863 | $390,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 28,448 | $388,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 40,405 | $387,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 18,409 | $387,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 171,572 | $382,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 13,644 | $382,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 174,679 | $382,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 19,274 | $381,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 105,047 | $380,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,782 | $378,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 6,578 | $377,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 66,055 | $373,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 24,643 | $370,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 20,891 | $369,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 14,801 | $369,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 171,319 | $368,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 39,895 | $367,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 25,393 | $366,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 127,749 | $365,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 35,363 | $364,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 34,702 | $363,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 76,316 | $363,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 57,916 | $363,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 40,479 | $362,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 14,697 | $361,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 16,065 | $361,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,700 | $360,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 36,636 | $359,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,400 | $357,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 112,945 | $357,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 12,663 | $355,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 129,455 | $355,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 30,470 | $353,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 151,453 | $352,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,896 | $351,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,300 | $350,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,500 | $349,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,083 | $349,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 21,841 | $349,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 27,353 | $348,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 115,946 | $347,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 21,868 | $345,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 31,298 | $344,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 21,261 | $344,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 10,027 | $342,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 106,685 | $340,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 27,504 | $340,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 172,872 | $339,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 41,345 | $337,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 47,965 | $336,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 159,418 | $335,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 16,685 | $334,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 95,728 | $334,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 27,926 | $333,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 9,998 | $332,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 12,644 | $331,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 67,119 | $329,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 20,446 | $327,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 43,682 | $326,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 27,557 | $325,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 17,498 | $322,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 14,070 | $321,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 23,399 | $320,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 8,109 | $320,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 16,505 | $319,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 78,485 | $319,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 35,078 | $317,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 21,978 | $316,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 124,157 | $316,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,700 | $314,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 10,300 | $311,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 95,841 | $310,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 130,231 | $307,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 46,287 | $307,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 13,356 | $307,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 179,189 | $305,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 17,470 | $305,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 45,712 | $305,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 139,281 | $304,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,291 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,060 | $304,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 575,167 | $304,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 52,141 | $303,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 11,654 | $301,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 22,944 | $301,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 77,875 | $300,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,800 | $298,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 244,434 | $298,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 18,410 | $298,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,728 | $297,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 74,819 | $296,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,300 | $295,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 400,000 | $295,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 3,200 | $294,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 18,350 | $294,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 83,489 | $294,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 21,782 | $293,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 19,022 | $293,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 23,722 | $293,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 16,501 | $292,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 46,688 | $291,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,028 | $290,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 162,126 | $290,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 29,861 | $289,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 69,360 | $288,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,400 | $286,000 | thousands by filing date | call |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 112,291 | $285,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 20,304 | $285,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,951 | $284,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 17,904 | $284,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 94,902 | $283,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 50,269 | $282,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 14,837 | $281,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,034 | $278,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 37,522 | $276,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,896 | $275,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 232,988 | $275,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 7,493 | $275,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,144 | $273,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,585 | $272,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 20,969 | $272,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 17,810 | $272,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 124,210 | $271,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14,066 | $271,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 36,652 | $269,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 371,827 | $269,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 30,037 | $268,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 34,106 | $268,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 26,496 | $267,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,700 | $266,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 26,644 | $266,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,256 | $265,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 15,950 | $265,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 44,748 | $264,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 9,824 | $264,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 186,486 | $263,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,458 | $262,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,203 | $260,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 20,575 | $260,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 22,945 | $260,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 22,840 | $259,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 81,632 | $259,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 86,291 | $256,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 253,845 | $256,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,271 | $254,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 18,588 | $254,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 15,468 | $254,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 147,717 | $251,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 18,052 | $250,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 19,700 | $249,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,061,375 | $248,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 206,374 | $248,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 446,413 | $247,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 33,104 | $246,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,560 | $246,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,400 | $246,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 250,000 | $246,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 458,874 | $245,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 170,229 | $244,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,000 | $243,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 119,603 | $243,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 33,100 | $243,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 28,279 | $243,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 18,941 | $242,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 11,800 | $241,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,600 | $240,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 241,991 | $240,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 11,251 | $239,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,642 | $238,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 9,197 | $238,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 166,090 | $238,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,429 | $237,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,664 | $236,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 113,000 | $235,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,754 | $234,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,500 | $233,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 37,095 | $233,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 56,257 | $231,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 119,296 | $231,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,644 | $230,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 31,953 | $229,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 250,000 | $229,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 176,678 | $228,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 26,609 | $228,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 29,280 | $227,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 19,485 | $226,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 10,134 | $226,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 30,608 | $226,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 250,000 | $226,000 | thousands by filing date | principal |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 15,017 | $226,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 154,743 | $226,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 39,613 | $223,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 13,595 | $223,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,628 | $223,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 36,883 | $223,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 18,585 | $223,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 83,626 | $222,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 75,134 | $221,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 319,315 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 16,232 | $220,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,200 | $220,000 | thousands by filing date | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 15,973 | $220,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 5,000 | $220,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 15,088 | $219,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 180,263 | $219,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 121,859 | $218,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 69,373 | $218,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 39,492 | $217,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 250,000 | $217,000 | thousands by filing date | principal |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 7,178 | $215,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 27,594 | $215,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 303,324 | $215,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,113 | $213,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,500 | $212,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 13,757 | $211,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,127 | $211,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,931 | $209,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 16,054 | $209,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 105,624 | $206,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 66,067 | $205,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 225,000 | $205,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 50,000 | $204,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 8,745 | $204,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 31,427 | $203,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 51,127 | $202,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,742 | $201,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 11,621 | $201,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 22,371 | $201,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 682,939 | $201,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 34,001 | $201,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 14,442 | $200,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 82,185 | $200,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,757 | $200,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 13,134 | $198,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 21,387 | $196,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,200 | $195,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 41,910 | $194,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 10,922 | $193,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 88,389 | $193,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 27,243 | $193,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 12,520 | $192,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 46,104 | $192,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 38,641 | $191,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,869 | $190,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,900 | $188,000 | thousands by filing date | call |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 10,734 | $188,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 72,279 | $188,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,200 | $187,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 27,436 | $186,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 24,544 | $186,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 28,075 | $184,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 46,558 | $184,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 21,976 | $183,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 18,331 | $183,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 21,432 | $183,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-20-000401 | this filing | 2020-08-14 | acceptance time not in the bulk data set |