13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 3,634 holding rows worth $279,683,425,000.
- Accession
- 0000914208-20-000401
- Filer
- CIK 914208
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 16,198 entries on the cover page, a total value of $279,683,425,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,683,432,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 132,520 | $1,891,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 68,201 | $1,890,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 370,922 | $1,888,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 81,304 | $1,883,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 329,264 | $1,883,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 106,052 | $1,866,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 387,371 | $1,863,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 23,578 | $1,852,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,607 | $1,852,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 151,318 | $1,849,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 220,422 | $1,841,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 76,692 | $1,837,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 149,448 | $1,837,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 131,957 | $1,836,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 472,211 | $1,836,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 170,395 | $1,813,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 329,415 | $1,809,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 31,136 | $1,792,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 17,000 | $1,790,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 153,285 | $1,790,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 411,159 | $1,789,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 145,154 | $1,787,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 579,434 | $1,785,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 85,585 | $1,777,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 113,257 | $1,776,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 69,275 | $1,765,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 126,885 | $1,759,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 231,142 | $1,757,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 120,036 | $1,756,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 602,936 | $1,754,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 45,135 | $1,751,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 25,238 | $1,751,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 313,788 | $1,745,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 240,463 | $1,744,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 326,611 | $1,741,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 212,725 | $1,736,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 585,899 | $1,734,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 84,694 | $1,728,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 300,061 | $1,728,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 122,819 | $1,720,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 417,852 | $1,717,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 54,111 | $1,716,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 153,891 | $1,716,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 21,922 | $1,714,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 171,106 | $1,714,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 97,024 | $1,708,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 301,430 | $1,700,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 577 | $1,693,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 354,983 | $1,690,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 41,744 | $1,685,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 292,182 | $1,683,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 65,177 | $1,681,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 141,838 | $1,681,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 154,563 | $1,680,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 342,715 | $1,679,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,000 | $1,675,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 325,484 | $1,669,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 258,169 | $1,668,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 127,660 | $1,662,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,016,114 | $1,656,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,198,340 | $1,654,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 236,386 | $1,646,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 153,162 | $1,643,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 33,750 | $1,638,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 135,757 | $1,636,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 106,130 | $1,634,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 76,060 | $1,622,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 87,669 | $1,620,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,217 | $1,616,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 24,666 | $1,616,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 80,610 | $1,614,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 27,179 | $1,611,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,147,925 | $1,611,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 98,294 | $1,606,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 79,027 | $1,605,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 44,543 | $1,603,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 90,632 | $1,603,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 138,009 | $1,601,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 70,113 | $1,599,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 137,705 | $1,597,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 206,441 | $1,596,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 289,073 | $1,595,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 268,250 | $1,589,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 230,292 | $1,589,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 66,569 | $1,588,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 30,569 | $1,588,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 178,834 | $1,588,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 142,525 | $1,586,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 123,617 | $1,584,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 950,691 | $1,578,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 214,451 | $1,578,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 28,203 | $1,569,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 38,430 | $1,568,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 149,907 | $1,568,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 128,737 | $1,567,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 257,460 | $1,560,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 37,028 | $1,559,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 59,318 | $1,556,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 839,563 | $1,553,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 380,228 | $1,551,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 29,100 | $1,548,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 244,311 | $1,546,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 196,759 | $1,545,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 110,767 | $1,543,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 150,185 | $1,539,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 673,008 | $1,535,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 42,459 | $1,530,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 16,403 | $1,529,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 73,144 | $1,529,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 798,012 | $1,516,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 54,884 | $1,504,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 274,362 | $1,503,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 20,254 | $1,495,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 193,849 | $1,493,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 84,192 | $1,490,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 50,128 | $1,490,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 133,123 | $1,482,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 40,641 | $1,474,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 88,816 | $1,472,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 138,876 | $1,471,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 313,960 | $1,469,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 105,554 | $1,464,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,500,000 | $1,461,000 | thousands by filing date | principal |
| READY CAPITAL CORP | 75574U101 | COM | 167,889 | $1,459,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 253,527 | $1,458,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 81,572 | $1,449,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 176,828 | $1,446,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 76,654 | $1,444,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 50,487 | $1,434,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 41,048 | $1,428,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 314,796 | $1,426,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 276,351 | $1,425,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 129,833 | $1,417,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 195,129 | $1,412,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 23,046 | $1,412,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,625 | $1,397,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 99,102 | $1,396,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 48,375 | $1,396,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 116,771 | $1,395,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 148,926 | $1,392,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,814 | $1,389,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 10,315 | $1,383,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 116,048 | $1,383,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 74,099 | $1,379,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 61,600 | $1,373,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 49,749 | $1,372,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 298,047 | $1,371,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,963,795 | $1,371,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 55,463 | $1,370,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 125,977 | $1,365,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 853,327 | $1,365,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 74,646 | $1,352,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 119,138 | $1,351,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 110,643 | $1,349,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 313,300 | $1,347,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 100,979 | $1,346,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 38,464 | $1,341,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 81,990 | $1,340,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 23,662 | $1,336,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 99,146 | $1,324,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 405,320 | $1,321,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 37,100 | $1,319,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 83,837 | $1,317,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 98,843 | $1,312,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 68,871 | $1,312,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 99,390 | $1,310,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 67,019 | $1,310,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 31,427 | $1,309,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 23,730 | $1,305,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 97,001 | $1,300,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 165,532 | $1,299,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 337,307 | $1,299,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 145,396 | $1,298,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 24,982 | $1,297,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 138,844 | $1,296,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 25,000 | $1,288,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 41,576 | $1,287,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 251,510 | $1,283,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 18,221 | $1,282,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 9,780 | $1,281,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 89,231 | $1,279,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 375,846 | $1,278,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 50,074 | $1,276,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,353,000 | $1,272,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 72,925 | $1,270,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 137,394 | $1,270,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 206,578 | $1,264,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 864,467 | $1,262,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 29,557 | $1,259,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 21,978 | $1,256,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14,939 | $1,255,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 74,314 | $1,251,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 51,930 | $1,247,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 88,210 | $1,246,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 76,851 | $1,246,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 21,661 | $1,245,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 55,860 | $1,243,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 89,552 | $1,243,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 357,881 | $1,242,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 109,536 | $1,237,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 102,931 | $1,236,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 31,979 | $1,236,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 175,612 | $1,233,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 824,801 | $1,229,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,000,000 | $1,222,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 67,454 | $1,217,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 250,185 | $1,216,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 135,602 | $1,214,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000,000 | $1,214,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 257,834 | $1,212,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 23,784 | $1,211,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 320,377 | $1,211,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 30,554 | $1,210,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 22,407 | $1,210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 89,012 | $1,210,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 36,049 | $1,205,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 79,889 | $1,203,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 58,242 | $1,203,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 63,167 | $1,201,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 51,214 | $1,198,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 119,954 | $1,196,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 78,686 | $1,196,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 50,197 | $1,190,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 92,262 | $1,188,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 89,458 | $1,188,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 88,043 | $1,188,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 92,844 | $1,186,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 31,949 | $1,183,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 74,210 | $1,177,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 108,609 | $1,176,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 700,000 | $1,176,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 25,157 | $1,172,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 18,455 | $1,171,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 12,629 | $1,164,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21,690 | $1,163,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 259,565 | $1,160,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 60,710 | $1,158,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 22,980 | $1,157,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 46,554 | $1,154,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 205,481 | $1,153,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 168,502 | $1,151,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 115,382 | $1,148,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 44,340 | $1,148,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 283,916 | $1,144,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 15,630 | $1,142,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 354,979 | $1,140,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 70,201 | $1,139,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 102,506 | $1,136,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 238,703 | $1,136,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 19,487 | $1,134,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 147,586 | $1,131,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 97,002 | $1,130,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 71,202 | $1,130,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,000 | $1,129,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 437,694 | $1,129,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 28,329 | $1,126,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 17,343 | $1,125,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 91,893 | $1,119,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 80,092 | $1,118,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 59,838 | $1,116,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,295 | $1,113,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 108,675 | $1,113,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 20,756 | $1,110,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 203,016 | $1,108,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 949,335 | $1,102,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 110,264 | $1,102,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 105,180 | $1,101,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 40,355 | $1,098,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,114 | $1,097,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 47,602 | $1,087,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,602 | $1,083,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 86,402 | $1,083,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 338,002 | $1,078,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 230,749 | $1,075,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 72,442 | $1,075,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 59,849 | $1,075,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 89,379 | $1,068,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 38,465 | $1,067,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 368,965 | $1,063,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 34,029 | $1,062,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 51,131 | $1,059,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 34,337 | $1,056,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 438,355 | $1,052,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 81,567 | $1,051,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 25,021 | $1,049,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,008,502 | $1,049,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 95,186 | $1,035,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 84,726 | $1,033,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 125,985 | $1,031,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 233,766 | $1,028,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 142,346 | $1,026,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 70,623 | $1,024,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 32,551 | $1,023,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 40,328 | $1,023,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 95,590 | $1,017,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 420,843 | $1,010,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 67,905 | $1,010,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 60,559 | $1,009,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 41,533 | $1,008,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 375,000 | $1,006,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 14,247 | $997,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 47,407 | $996,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 94,847 | $996,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 769,212 | $992,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,000,000 | $991,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 113,842 | $991,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,409 | $988,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 161,855 | $987,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 35,673 | $983,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 14,579 | $980,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,098,443 | $978,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 23,804 | $975,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 201,529 | $971,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 128,267 | $970,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 75,319 | $969,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 43,998 | $962,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 950,000 | $960,000 | thousands by filing date | principal |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 127,528 | $958,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $956,000 | thousands by filing date | principal |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 88,505 | $948,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 39,748 | $948,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 91,454 | $947,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 121,179 | $947,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 22,796 | $945,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 40,522 | $941,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 272,978 | $939,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 166,776 | $939,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 25,224 | $939,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 75,043 | $933,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 64,294 | $927,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 36,365 | $926,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 56,633 | $926,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 96,294 | $920,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,860,361 | $918,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 27,986 | $916,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 79,323 | $915,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 61,678 | $914,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 111,551 | $913,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 63,630 | $909,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 36,277 | $905,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,387,630 | $905,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 50,599 | $900,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 88,895 | $893,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 250,000 | $890,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 64,616 | $889,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 228,578 | $887,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 56,561 | $885,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 79,941 | $885,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 110,210 | $880,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 265,618 | $879,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 6,321 | $875,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 73,591 | $874,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 49,430 | $874,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 66,142 | $870,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 28,492 | $867,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 66,155 | $866,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 153,094 | $865,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 13,356 | $863,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,230 | $862,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 73,155 | $862,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 24,980 | $862,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 28,134 | $861,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,917 | $860,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 74,730 | $857,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 24,774 | $850,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 50,850 | $849,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 14,000 | $847,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 94,563 | $847,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 41,307 | $843,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 19,743 | $842,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,837 | $841,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 104,277 | $840,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 39,467 | $838,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 84,690 | $838,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 93,709 | $834,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 56,386 | $832,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 489,375 | $832,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 59,684 | $831,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 39,593 | $830,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 93,229 | $829,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 37,520 | $827,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 42,930 | $826,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 84,539 | $824,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 100,842 | $824,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 275,000 | $824,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 20,409 | $821,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,274 | $820,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 95,363 | $820,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 81,852 | $819,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 44,038 | $814,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 340,368 | $813,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 850,000 | $813,000 | thousands by filing date | principal |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 110,914 | $811,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 302,536 | $811,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 325,317 | $810,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 291,890 | $803,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 17,135 | $800,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 114,985 | $799,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 165,458 | $799,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 68,255 | $799,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 252,826 | $799,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 76,082 | $798,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 53,605 | $798,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 17,928 | $797,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 34,534 | $796,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 60,005 | $796,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 164,440 | $796,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,226 | $796,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 28,512 | $793,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 62,353 | $793,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 100,293 | $792,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 31,337 | $791,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 131,685 | $790,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 19,458 | $789,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 438,366 | $789,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 805,000 | $788,000 | thousands by filing date | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,872 | $787,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 43,644 | $786,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 129,864 | $786,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 63,530 | $783,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 61,319 | $783,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 24,224 | $782,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 131,357 | $779,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 184,235 | $775,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 42,456 | $774,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 31,677 | $773,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 60,211 | $769,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,486 | $769,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 21,860 | $768,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 49,516 | $768,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 70,518 | $764,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 42,970 | $761,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 145,428 | $759,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 26,729 | $759,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 25,984 | $758,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 59,891 | $756,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 66,099 | $756,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 27,943 | $756,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 127,201 | $751,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 36,558 | $751,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 71,240 | $749,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 37,832 | $747,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 48,652 | $745,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 116,781 | $745,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 362,986 | $744,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 19,283 | $744,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 42,406 | $742,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 749,868 | $742,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 36,565 | $740,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 20,071 | $739,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 42,596 | $738,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30,609 | $736,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 27,782 | $736,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 29,858 | $735,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 97,537 | $734,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 82,755 | $732,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 26,450 | $732,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 65,874 | $731,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 557,174 | $730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 13,623 | $729,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 223,681 | $727,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 71,870 | $727,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 101,742 | $725,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 28,412 | $724,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 61,829 | $722,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,835 | $720,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 339,381 | $716,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 17,627 | $715,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 23,992 | $715,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 263,287 | $714,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 320,255 | $714,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 71,848 | $714,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 159,717 | $712,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 12,381 | $711,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 40,334 | $709,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 10,247 | $709,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 24,562 | $709,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 43,826 | $708,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 33,131 | $705,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 27,378 | $705,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 13,227 | $704,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 16,061 | $703,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 54,397 | $702,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 27,930 | $701,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 71,902 | $700,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 21,350 | $699,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 750,000 | $699,000 | thousands by filing date | principal |
| COSAN LTD | G25343107 | SHS A | 46,219 | $696,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 19,794 | $695,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,978 | $694,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 35,537 | $691,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 380,186 | $688,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 750,000 | $686,000 | thousands by filing date | principal |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 31,436 | $685,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 49,753 | $685,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 65,363 | $684,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 47,761 | $683,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 120,549 | $678,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 103,078 | $674,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 23,654 | $670,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-20-000401 | this filing | 2020-08-14 | acceptance time not in the bulk data set |