13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 3,811 holding rows worth $261,243,090,000.
- Accession
- 0000914208-19-000182
- Filer
- CIK 914208
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 13,243 entries on the cover page, a total value of $261,243,090,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,243,161,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 17,475 | $250,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 24,237 | $249,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 44,552 | $249,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,904 | $247,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,177 | $247,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 15,343 | $247,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 16,988 | $247,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 22,609 | $246,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 28,013 | $246,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 27,244 | $246,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,540 | $245,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 245,254 | $245,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 250,000 | $243,000 | thousands by filing date | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 16,346 | $242,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 73,784 | $241,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 4,282 | $240,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 14,288 | $236,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 4,711 | $236,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 33,025 | $235,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 250,000 | $234,000 | thousands by filing date | principal |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 12,436 | $233,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,538 | $232,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 17,444 | $231,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 15,623 | $230,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 60,389 | $230,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 48,410 | $230,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 155,016 | $229,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 57,630 | $228,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,872 | $228,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 40,075 | $228,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 57,048 | $228,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 2,500 | $228,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,751 | $226,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 49,360 | $224,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 19,143 | $224,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,475 | $222,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,093 | $222,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 19,479 | $222,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,418 | $219,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 12,116 | $216,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 32,261 | $214,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 26,864 | $214,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 202,465 | $213,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 16,656 | $212,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 61,577 | $211,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 51,817 | $211,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 62,146 | $210,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 7,249 | $210,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 277,059 | $209,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 60,828 | $208,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 23,954 | $206,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 236,117 | $206,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 38,440 | $205,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 53,750 | $204,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 120,043 | $204,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 14,764 | $202,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 12,674 | $201,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 13,583 | $200,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,270 | $200,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 29,188 | $200,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 99,787 | $200,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 20,968 | $199,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 10,420 | $198,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,919 | $198,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 52,209 | $195,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 97,725 | $195,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 18,071 | $194,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 29,642 | $194,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,693 | $193,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 14,509 | $190,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 246,735 | $188,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 52,205 | $188,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 45,012 | $187,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 27,902 | $186,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 10,218 | $184,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 22,483 | $182,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,000 | $181,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 13,026 | $181,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 32,912 | $181,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 41,177 | $179,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 34,153 | $179,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,400 | $178,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 43,802 | $178,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 25,032 | $176,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 16,611 | $175,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 36,745 | $174,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 15,332 | $174,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,783 | $172,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 18,641 | $171,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,351 | $167,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 12,065 | $167,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 18,954 | $164,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 14,129 | $162,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 16,228 | $159,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 16,105 | $158,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 36,920 | $155,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 26,654 | $154,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 17,441 | $151,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 63,988 | $150,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,759 | $149,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 46,812 | $147,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,467 | $143,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 25,413 | $142,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 48,973 | $142,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 176,463 | $141,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,079 | $140,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 28,273 | $137,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 13,710 | $136,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 65,759 | $136,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,400 | $135,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 38,695 | $135,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 182,306 | $135,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 330,775 | $134,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,991 | $133,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 484,196 | $133,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 11,184 | $131,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,135 | $128,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,487 | $128,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,369 | $126,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 22,619 | $126,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 21,934 | $126,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 86,760 | $124,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,212 | $121,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 50,307 | $120,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $120,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 24,621 | $120,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 13,765 | $119,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,082 | $119,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 52,496 | $119,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 15,477 | $119,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 38,212 | $118,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 36,830 | $118,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,157 | $117,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 22,227 | $116,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 11,090 | $114,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 135,429 | $114,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,886 | $113,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 21,942 | $113,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 15,055 | $113,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,862 | $108,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,737 | $108,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 10,814 | $108,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 35,417 | $108,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,710 | $107,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,000 | $106,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,317 | $106,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 97,956 | $106,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $104,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 12,005 | $102,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 64,214 | $102,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 10,734 | $102,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 34,026 | $102,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,150 | $99,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 23,973 | $98,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 29,041 | $98,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 24,148 | $94,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,336 | $94,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 10,267 | $94,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 15,741 | $93,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 14,112 | $91,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 138,356 | $90,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,180 | $89,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 48,675 | $88,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 156,993 | $86,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 14,195 | $85,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 46,137 | $85,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,247 | $84,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 11,506 | $83,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,838 | $81,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 20,999 | $80,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 158,283 | $79,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 34,309 | $78,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 15,386 | $76,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 60,033 | $73,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 10,455 | $72,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 70,510 | $71,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 36,665 | $68,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 34,600 | $67,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 52,437 | $66,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,875 | $65,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 24,249 | $63,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,910 | $61,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 53,787 | $61,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 11,518 | $60,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 19,326 | $55,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 19,515 | $54,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 15,710 | $54,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,303 | $53,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,631 | $52,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 34,907 | $52,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 30,634 | $51,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 70,631 | $51,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,652 | $49,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $48,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 577,376 | $48,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 33,117 | $47,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 24,852 | $47,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,611 | $45,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 48,330 | $45,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 25,961 | $45,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 400 | $44,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 104,719 | $44,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 600 | $43,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 26,777 | $43,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 600 | $41,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 400 | $41,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 11,059 | $41,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,400 | $40,000 | thousands by filing date | call |
| CRH MEDICAL CORP | 12626F105 | COM | 12,625 | $39,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 36,110 | $38,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 42,927 | $38,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 54,315 | $38,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 11,192 | $38,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,480 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,663 | $38,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 400 | $37,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 400 | $37,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 15,643 | $37,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,798 | $37,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 22,163 | $37,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $36,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 400 | $36,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 600 | $36,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 800 | $36,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 13,219 | $36,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 11,021 | $36,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 12,056 | $35,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 200 | $34,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 800 | $34,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,831 | $34,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 173,172 | $34,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,348 | $32,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 200 | $31,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $31,000 | thousands by filing date | call |
| LINDE PLC | G5494J103 | SHS | 200 | $31,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,796 | $31,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 10,933 | $31,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 11,493 | $31,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 400 | $29,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 200 | $29,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 13,833 | $29,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 72,715 | $28,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 19,047 | $28,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $27,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $26,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 200 | $26,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 400 | $26,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 18,897 | $26,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 93,635 | $25,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 17,645 | $25,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,912 | $24,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 29,157 | $24,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,659 | $24,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 14,527 | $24,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 11,554 | $21,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 44,492 | $21,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 24,531 | $21,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 15,524 | $21,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 14,779 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,554 | $18,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 16,302 | $18,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 10,304 | $18,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,601 | $17,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 17,414 | $17,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,196 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 21,686 | $16,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 13,410 | $16,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,955 | $15,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,793 | $15,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 25,603 | $15,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 11,306 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 22,557 | $14,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 17,276 | $13,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,957 | $12,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 35,959 | $11,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,116 | $11,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,695 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,174 | $10,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 18,683 | $10,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 16,581 | $10,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,782 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 13,063 | $8,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 20,051 | $8,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 20,300 | $8,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 18,954 | $8,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 13,161 | $8,000 | thousands by filing date | |
| MAGNEGAS APPLIED TECHNLGY SO | 55939M101 | COM | 33,378 | $8,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 12,744 | $7,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 11,700 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,797 | $6,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 19,379 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 16,318 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 21,600 | $5,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 42,461 | $5,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,568 | $5,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 47,966 | $5,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 11,552 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 35,266 | $4,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,016 | $4,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,125 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 12,977 | $3,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 13,418 | $3,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 10,779 | $3,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 15,436 | $3,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 12,743 | $3,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 12,541 | $2,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 16,076 | $2,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 12,113 | $2,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 10,391 | $2,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 15,669 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 14,130 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-19-000182 | this filing | 2019-02-14 | acceptance time not in the bulk data set |