13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 3,811 holding rows worth $261,243,090,000.
- Accession
- 0000914208-19-000182
- Filer
- CIK 914208
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 13,243 entries on the cover page, a total value of $261,243,090,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,243,161,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 210,719 | $2,093,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 58,263 | $2,086,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,500 | $2,082,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 562,681 | $2,082,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 767,889 | $2,081,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 160,259 | $2,080,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 119,975 | $2,080,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 58,918 | $2,079,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 128,114 | $2,074,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 72,457 | $2,072,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 34,885 | $2,062,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 804,235 | $2,059,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 28,552 | $2,058,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 6,836 | $2,056,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 55,856 | $2,051,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 46,642 | $2,050,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 130,475 | $2,046,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 379,933 | $2,044,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 36,133 | $2,043,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 214,223 | $2,041,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 149,336 | $2,029,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 164,369 | $2,023,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 57,677 | $2,022,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 504,203 | $2,022,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 287,441 | $2,015,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 233,419 | $2,012,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 168,089 | $2,012,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 134,005 | $2,011,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,044,212 | $2,005,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,700 | $2,004,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 62,583 | $1,997,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 563 | $1,992,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 45,191 | $1,982,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 300,516 | $1,974,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 907,409 | $1,969,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,500,000 | $1,969,000 | thousands by filing date | principal |
| TRINET GROUP INC COM | 896288107 | Stock | 46,913 | $1,968,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,777,555 | $1,967,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 84,450 | $1,967,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 73,042 | $1,957,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 108,528 | $1,955,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,180,000 | $1,953,000 | thousands by filing date | principal |
| ONESPAN INC | 68287N100 | COM | 150,591 | $1,950,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 55,553 | $1,949,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 157,991 | $1,948,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 227,050 | $1,947,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 79,329 | $1,947,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 61,517 | $1,945,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 155,357 | $1,945,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 39,741 | $1,942,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 22,843 | $1,941,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 49,100 | $1,941,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 156,277 | $1,938,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 492,627 | $1,936,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 249,290 | $1,935,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 61,834 | $1,934,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 158,469 | $1,932,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,800,000 | $1,932,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 77,159 | $1,930,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,854,636 | $1,929,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 51,539 | $1,925,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 36,778 | $1,922,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 52,526 | $1,920,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 44,262 | $1,919,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 120,874 | $1,917,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 63,467 | $1,916,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 175,875 | $1,915,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 67,002 | $1,914,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 60,863 | $1,913,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 80,429 | $1,912,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 142,002 | $1,905,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,136 | $1,904,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 79,549 | $1,904,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 103,033 | $1,903,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 104,861 | $1,900,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 133,610 | $1,900,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 39,331 | $1,899,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 174,855 | $1,897,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 87,036 | $1,893,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 19,041 | $1,891,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 45,027 | $1,891,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 108,552 | $1,891,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 151,765 | $1,889,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 85,374 | $1,886,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 97,843 | $1,885,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 41,324 | $1,880,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 253,912 | $1,879,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 115,598 | $1,878,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 57,745 | $1,877,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 139,988 | $1,876,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 152,267 | $1,876,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,200 | $1,874,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 95,235 | $1,873,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 68,915 | $1,872,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 51,377 | $1,870,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 38,471 | $1,865,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 33,544 | $1,864,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 73,052 | $1,864,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,100 | $1,861,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 273,560 | $1,855,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 143,588 | $1,854,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 37,983 | $1,854,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 70,248 | $1,850,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 177,633 | $1,849,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 100,451 | $1,849,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 62,140 | $1,846,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 275,065 | $1,840,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 109,356 | $1,835,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,283,559 | $1,835,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,000,000 | $1,833,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 140,443 | $1,832,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 105,398 | $1,832,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 49,368 | $1,830,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 62,422 | $1,828,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 65,501 | $1,828,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 80,005 | $1,827,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 379,692 | $1,826,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 191,472 | $1,823,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 18,668 | $1,822,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 186,776 | $1,821,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 295,094 | $1,818,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 39,327 | $1,811,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 101,496 | $1,810,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 575,288 | $1,806,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 54,709 | $1,805,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 38,476 | $1,800,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 386,304 | $1,800,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 37,083 | $1,797,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 60,074 | $1,793,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 122,995 | $1,788,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 141,242 | $1,785,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 55,429 | $1,777,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 59,806 | $1,777,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,100 | $1,769,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 111,495 | $1,768,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 23,803 | $1,767,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 125,053 | $1,766,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 25,079 | $1,762,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 90,866 | $1,762,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 154,723 | $1,757,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 284,919 | $1,755,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 40,540 | $1,746,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 140,708 | $1,746,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 431,285 | $1,725,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 63,473 | $1,724,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 37,065 | $1,723,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 90,937 | $1,723,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 112,251 | $1,721,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 160,107 | $1,721,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 112,257 | $1,712,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 351,098 | $1,710,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 119,053 | $1,707,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 37,533 | $1,703,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,500 | $1,702,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 613,532 | $1,699,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 30,513 | $1,686,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 51,618 | $1,686,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 253,206 | $1,685,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 130,723 | $1,683,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 37,617 | $1,682,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 37,474 | $1,675,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50,000 | $1,673,000 | thousands by filing date | call |
| IJH | 464287507 | COM | 10,070 | $1,672,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 32,951 | $1,672,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 49,821 | $1,672,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 26,517 | $1,671,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 150,904 | $1,671,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 238,755 | $1,671,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 32,973 | $1,670,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 84,049 | $1,661,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 26,790 | $1,660,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 302,267 | $1,659,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 315,722 | $1,658,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,630 | $1,657,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 701,250 | $1,655,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 333,735 | $1,652,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 68,879 | $1,650,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 505,890 | $1,644,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 33,050 | $1,643,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 77,907 | $1,638,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 87,494 | $1,637,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 196,759 | $1,637,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 317,741 | $1,636,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 234,544 | $1,632,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 43,391 | $1,632,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 42,620 | $1,624,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 109,060 | $1,621,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 61,814 | $1,620,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 159,626 | $1,620,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 82,588 | $1,618,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 191,126 | $1,617,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 262,418 | $1,616,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 28,446 | $1,615,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 39,579 | $1,611,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,114 | $1,610,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 148,138 | $1,610,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 28,871 | $1,608,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 32,156 | $1,605,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 108,993 | $1,605,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 119,697 | $1,603,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 93,850 | $1,599,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 111,897 | $1,591,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 26,543 | $1,591,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 116,667 | $1,589,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 422,340 | $1,584,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 22,803 | $1,581,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 241,239 | $1,580,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 143,834 | $1,570,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 32,200 | $1,566,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 23,270 | $1,563,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 42,421 | $1,561,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 64,953 | $1,556,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 245,835 | $1,554,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 184,417 | $1,547,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 80,487 | $1,546,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 167,403 | $1,545,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 46,669 | $1,545,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 94,735 | $1,542,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 225,994 | $1,542,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,223 | $1,540,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 50,932 | $1,537,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 118,125 | $1,531,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,070,296 | $1,531,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 53,449 | $1,530,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 21,530 | $1,525,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,500 | $1,521,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,739 | $1,521,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 426,158 | $1,518,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 111,904 | $1,514,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 70,247 | $1,514,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 120,214 | $1,512,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 141,438 | $1,512,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 29,141 | $1,510,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 76,892 | $1,506,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 190,549 | $1,505,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 81,395 | $1,503,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 402,232 | $1,501,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 324,162 | $1,501,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 134,810 | $1,494,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 139,771 | $1,493,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 54,937 | $1,493,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 190,791 | $1,484,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 14,660 | $1,469,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 17,521 | $1,465,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 46,719 | $1,465,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 35,514 | $1,465,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 293,339 | $1,461,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 311,468 | $1,458,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 73,215 | $1,457,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 88,179 | $1,454,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 18,920 | $1,452,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,500 | $1,451,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 23,572 | $1,447,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 23,866 | $1,446,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 103,652 | $1,441,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 74,064 | $1,441,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 45,507 | $1,437,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 106,892 | $1,436,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 220,315 | $1,434,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 14,155 | $1,432,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 113,757 | $1,431,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 115,428 | $1,431,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 30,099 | $1,431,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 135,079 | $1,430,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 77,062 | $1,430,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 131,817 | $1,429,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 95,893 | $1,427,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 318,270 | $1,426,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 44,057 | $1,426,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 35,917 | $1,423,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 29,335 | $1,418,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 43,852 | $1,418,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 115,998 | $1,417,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 58,218 | $1,416,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 857,990 | $1,416,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 68,720 | $1,413,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 30,785 | $1,409,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 55,769 | $1,403,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 95,502 | $1,398,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 66,059 | $1,392,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 77,173 | $1,388,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 106,521 | $1,385,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 104,024 | $1,385,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 85,990 | $1,382,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 206,532 | $1,382,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 150,977 | $1,380,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 104,713 | $1,379,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 57,064 | $1,373,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 88,373 | $1,371,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 309,760 | $1,360,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 470,793 | $1,360,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 112,240 | $1,357,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 71,453 | $1,357,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 83,853 | $1,353,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $1,352,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 65,340 | $1,351,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 219,906 | $1,344,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 72,500 | $1,338,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 69,922 | $1,338,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 192,990 | $1,335,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 776,145 | $1,335,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 186,303 | $1,328,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 66,001 | $1,326,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 49,105 | $1,325,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 89,466 | $1,320,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 34,083 | $1,320,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 120,686 | $1,320,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 132,486 | $1,320,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 28,746 | $1,316,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 306,641 | $1,312,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 109,519 | $1,312,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 158,680 | $1,311,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 38,952 | $1,310,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 20,802 | $1,307,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,900 | $1,306,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 88,606 | $1,303,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 60,989 | $1,299,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 105,935 | $1,298,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 112,591 | $1,297,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 47,764 | $1,294,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 110,924 | $1,292,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,500 | $1,289,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 90,435 | $1,285,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 43,492 | $1,285,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 108,368 | $1,283,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 48,418 | $1,281,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 92,646 | $1,280,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 17,448 | $1,272,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 63,680 | $1,271,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 37,612 | $1,267,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 49,501 | $1,264,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 62,255 | $1,264,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 161,594 | $1,262,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 93,135 | $1,262,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 19,220 | $1,262,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 100,384 | $1,261,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 36,229 | $1,261,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 40,424 | $1,260,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 49,274 | $1,259,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 36,031 | $1,256,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 76,381 | $1,253,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 84,947 | $1,250,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 752,646 | $1,249,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 127,643 | $1,249,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 90,091 | $1,246,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 44,363 | $1,246,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 53,463 | $1,244,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,306 | $1,238,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 26,219 | $1,238,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 168,180 | $1,238,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 80,138 | $1,237,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 100,664 | $1,235,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 140,053 | $1,233,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 22,481 | $1,229,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 54,658 | $1,229,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 11,939 | $1,226,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 385,491 | $1,226,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 65,445 | $1,225,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 56,902 | $1,225,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 18,076 | $1,225,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 102,422 | $1,223,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 114,590 | $1,222,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 61,681 | $1,221,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 8,683 | $1,218,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 644,410 | $1,218,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 20,678 | $1,217,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 92,030 | $1,216,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,301,952 | $1,210,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 119,254 | $1,208,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 66,150 | $1,207,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 700 | $1,205,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 63,830 | $1,204,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 74,331 | $1,195,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 49,219 | $1,195,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 11,391 | $1,192,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 107,323 | $1,189,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 99,605 | $1,184,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 39,151 | $1,183,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 53,790 | $1,181,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 107,179 | $1,179,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 57,489 | $1,174,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 52,460 | $1,172,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 99,571 | $1,171,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 95,596 | $1,171,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 559,837 | $1,170,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 211,714 | $1,169,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 52,622 | $1,168,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 128,866 | $1,168,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 105,494 | $1,163,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 32,365 | $1,162,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 157,084 | $1,161,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 95,519 | $1,158,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 105,913 | $1,155,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 261,408 | $1,148,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 421,208 | $1,146,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 65,283 | $1,143,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 145,892 | $1,142,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 21,944 | $1,142,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 21,381 | $1,139,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,852 | $1,138,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 37,011 | $1,138,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 128,459 | $1,137,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 19,162 | $1,135,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 154,498 | $1,133,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 26,982 | $1,130,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 464,281 | $1,128,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 27,950 | $1,127,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 78,273 | $1,126,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 120,759 | $1,125,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 133,447 | $1,125,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 128,337 | $1,122,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 18,659 | $1,121,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 85,269 | $1,114,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 77,915 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,700 | $1,112,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 134,542 | $1,111,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,125,000 | $1,111,000 | thousands by filing date | principal |
| VERITEX HLDGS INC | 923451108 | COM | 51,856 | $1,109,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 259,788 | $1,102,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 133,746 | $1,101,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 31,423 | $1,096,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 279,231 | $1,095,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 72,474 | $1,094,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 24,692 | $1,093,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 41,981 | $1,091,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 20,654 | $1,082,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 121,636 | $1,081,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 88,285 | $1,081,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 52,088 | $1,080,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 99,745 | $1,077,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 375,000 | $1,077,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 98,312 | $1,077,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 175,281 | $1,076,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 50,625 | $1,074,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 73,817 | $1,071,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 211,114 | $1,071,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 105,799 | $1,071,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 35,783 | $1,064,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,145,552 | $1,063,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 39,022 | $1,062,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 90,838 | $1,059,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 79,391 | $1,059,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 90,917 | $1,058,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 72,982 | $1,058,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 31,549 | $1,057,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 71,145 | $1,055,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 94,112 | $1,054,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 39,896 | $1,053,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,000,000 | $1,050,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 623,783 | $1,048,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 82,736 | $1,043,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 73,047 | $1,042,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 155,229 | $1,042,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 33,152 | $1,039,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 99,646 | $1,039,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 34,014 | $1,035,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,376 | $1,034,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 80,320 | $1,034,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 135,543 | $1,031,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 68,787 | $1,029,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 64,652 | $1,028,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 573,587 | $1,027,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 57,252 | $1,027,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 341,473 | $1,024,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 246,058 | $1,021,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 91,233 | $1,020,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 54,762 | $1,020,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 142,025 | $1,020,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 64,566 | $1,019,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 240,633 | $1,018,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 118,846 | $1,013,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 159,560 | $1,011,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 25,361 | $1,005,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 66,065 | $1,004,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 29,509 | $1,001,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 26,341 | $999,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 46,277 | $998,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,000 | $997,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 130,137 | $996,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 91,940 | $994,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 141,849 | $994,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 95,543 | $992,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 51,958 | $992,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 740,179 | $992,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 30,095 | $989,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 28,720 | $986,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 60,491 | $984,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 59,850 | $982,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 55,963 | $981,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 51,988 | $980,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 47,113 | $979,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,000,000 | $979,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 51,064 | $978,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 63,168 | $978,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 85,048 | $974,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 57,467 | $972,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 143,931 | $972,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,550,000 | $966,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 78,663 | $962,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 987,591 | $959,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-19-000182 | this filing | 2019-02-14 | acceptance time not in the bulk data set |