13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,885 holding rows worth $317,786,216,000.
- Accession
- 0000914208-18-000432
- Filer
- CIK 914208
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 13,326 entries on the cover page, a total value of $317,786,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,786,189,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Walt Disney Co | 254687106 | COM | 3,600 | $421,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 17,738 | $420,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 164,694 | $420,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 112,008 | $420,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,673 | $418,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 94,309 | $418,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,706 | $417,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 39,658 | $417,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,800 | $416,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 67,099 | $415,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 12,960 | $415,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 38,667 | $413,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 27,698 | $413,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 42,328 | $408,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 18,659 | $405,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 192,586 | $404,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 143,704 | $404,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 82,221 | $403,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 16,164 | $403,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,573 | $400,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 34,384 | $399,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,200 | $395,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 150,261 | $395,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 13,303 | $394,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,143 | $393,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 69,557 | $392,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 74,148 | $391,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 79,141 | $391,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,868 | $389,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,286 | $385,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,780 | $384,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,281 | $383,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 68,957 | $383,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 20,740 | $383,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 22,811 | $383,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 40,046 | $382,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 61,406 | $381,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 266,558 | $381,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 14,544 | $380,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 81,080 | $378,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,920 | $377,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 14,270 | $377,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 24,036 | $375,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 134,248 | $375,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 22,400 | $375,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 17,348 | $373,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,578 | $373,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,184 | $371,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 84,746 | $371,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,052 | $370,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 60,863 | $370,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 39,418 | $368,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 41,857 | $364,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 158,818 | $362,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 8,833 | $361,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,593 | $360,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 45,837 | $359,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 21,561 | $358,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 38,066 | $356,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 86,354 | $356,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 182,485 | $354,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 25,268 | $353,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,918 | $348,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 8,395 | $347,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 21,332 | $346,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 508,681 | $345,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16,993 | $344,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 29,100 | $344,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 29,807 | $343,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 27,877 | $341,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 33,803 | $341,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 36,965 | $340,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 21,219 | $338,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 62,086 | $334,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,000 | $333,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 12,293 | $333,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 33,059 | $333,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 77,469 | $332,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 14,225 | $328,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 9,637 | $327,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 17,414 | $326,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 153,278 | $326,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 45,492 | $325,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 14,698 | $325,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,640 | $323,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 19,592 | $323,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,100 | $322,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 22,656 | $322,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,565 | $321,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,330 | $321,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 11,352 | $321,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 23,021 | $320,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,661 | $319,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 161,033 | $317,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 12,791 | $316,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 24,701 | $314,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 31,034 | $314,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,608 | $313,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 19,137 | $313,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 49,280 | $311,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,100 | $309,000 | thousands by filing date | call |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 30,207 | $309,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 20,892 | $309,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 7,433 | $308,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 52,842 | $306,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 43,185 | $304,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 26,787 | $304,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,159 | $303,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 67,078 | $303,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 40,546 | $302,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 425,115 | $301,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 13,100 | $301,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 26,998 | $299,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 34,932 | $295,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 28,894 | $295,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 16,410 | $292,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 32,410 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 9,928 | $290,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 13,773 | $288,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 60,625 | $288,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 21,945 | $287,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 13,303 | $282,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,467 | $278,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 33,244 | $278,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,860 | $277,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 48,462 | $276,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,934 | $274,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 41,626 | $272,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,221 | $266,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 15,214 | $265,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 21,130 | $264,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 8,587 | $260,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 154,938 | $259,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,021 | $257,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 23,465 | $255,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 17,426 | $253,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 26,333 | $252,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 15,502 | $250,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 21,567 | $249,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 250,000 | $249,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,178 | $248,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 250,000 | $248,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 12,643 | $247,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 14,577 | $247,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 111,974 | $246,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 30,515 | $246,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 44,729 | $245,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 23,525 | $245,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 6,475 | $245,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 40,332 | $244,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 2,500 | $243,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 35,138 | $242,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 215,469 | $241,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,662 | $240,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,400 | $238,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,766 | $238,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 27,773 | $238,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,032 | $236,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,487 | $235,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 82,569 | $235,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 197,552 | $235,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 16,033 | $233,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 13,036 | $233,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 244,391 | $233,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,000 | $232,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 46,967 | $232,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 6,356 | $232,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 71,192 | $227,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 219,560 | $226,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 26,955 | $226,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,406 | $224,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,171 | $223,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 103,054 | $222,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 99,286 | $222,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 42,721 | $222,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 49,106 | $221,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 24,121 | $220,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 8,771 | $218,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 29,610 | $218,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 24,283 | $217,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 35,936 | $216,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,142 | $215,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 12,246 | $215,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,148 | $214,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,048 | $214,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,700 | $213,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 88,938 | $213,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 11,161 | $213,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 8,962 | $212,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 91,735 | $211,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 23,682 | $211,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 33,951 | $210,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 25,823 | $209,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,709 | $209,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 16,258 | $208,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 19,729 | $208,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,000 | $206,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,172 | $206,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 7,616 | $205,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,364 | $204,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 37,340 | $203,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,118 | $202,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 33,964 | $200,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 46,899 | $199,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 21,146 | $198,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,945 | $197,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 18,945 | $195,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 295,651 | $195,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 38,383 | $194,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 20,117 | $191,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 234,236 | $186,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 24,862 | $186,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 26,957 | $185,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 24,258 | $184,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,702 | $184,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 62,305 | $181,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 10,156 | $181,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 42,730 | $180,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 23,432 | $179,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 17,209 | $177,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 15,851 | $176,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 17,559 | $176,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 14,637 | $170,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 42,970 | $167,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 22,334 | $166,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 14,297 | $165,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,716 | $165,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 14,154 | $165,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 23,709 | $164,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,332 | $162,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,172 | $162,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 11,672 | $161,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 21,609 | $160,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,414 | $158,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 508,496 | $158,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,600 | $156,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,166 | $156,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 91,927 | $155,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 14,443 | $155,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 12,129 | $154,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 13,224 | $154,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 10,843 | $154,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 121,464 | $154,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 32,502 | $151,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 21,583 | $150,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 13,349 | $148,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $147,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 24,770 | $147,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 82,825 | $146,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 27,135 | $146,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 42,713 | $141,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,984 | $140,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,000 | $140,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 10,295 | $139,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 10,988 | $138,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 27,195 | $137,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,583 | $132,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 14,136 | $129,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 19,933 | $128,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 21,162 | $127,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 14,210 | $126,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 45,687 | $126,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 30,634 | $126,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 11,251 | $125,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 13,977 | $125,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 88,798 | $125,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 16,101 | $123,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,454 | $121,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 18,519 | $121,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 36,638 | $120,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $119,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R125 | WARR | 33,117 | $119,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 24,494 | $117,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 138,969 | $116,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 41,353 | $114,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 64,146 | $114,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 11,206 | $114,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 81,628 | $113,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 10,252 | $112,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 58,556 | $112,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,647 | $111,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,686 | $110,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 24,583 | $105,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 12,728 | $103,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,598 | $101,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,295 | $98,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,736 | $98,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,519 | $97,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,838 | $95,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 40,800 | $93,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 31,587 | $93,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 13,309 | $92,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 18,330 | $92,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 26,896 | $89,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 22,774 | $88,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 16,835 | $82,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 46,356 | $80,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,376 | $80,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,497 | $79,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 30,235 | $78,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 11,319 | $77,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 30,643 | $72,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,732 | $71,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 18,430 | $71,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 154,915 | $70,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,133 | $69,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 36,700 | $67,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 36,845 | $67,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 17,840 | $66,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,814 | $64,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 25,961 | $57,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 33,528 | $57,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 15,425 | $55,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 55,616 | $55,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 19,612 | $55,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,687 | $55,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 39,430 | $50,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,984 | $50,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,612 | $50,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,132 | $48,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 44,049 | $48,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,253 | $46,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,016 | $43,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 29,415 | $42,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 13,727 | $41,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,541 | $40,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 18,175 | $39,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 10,318 | $39,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 14,331 | $38,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 17,249 | $37,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,501 | $37,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 10,406 | $36,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,836 | $35,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,855 | $34,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 11,226 | $31,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,368 | $28,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 11,237 | $28,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 37,289 | $27,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 25,535 | $27,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 20,222 | $26,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,759 | $25,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 280,033 | $25,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 10,795 | $23,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 12,511 | $23,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 22,322 | $22,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,043 | $21,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 22,402 | $21,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,018 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,597 | $19,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 12,726 | $18,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 11,530 | $17,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 16,268 | $16,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,822 | $16,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,281 | $16,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 11,156 | $15,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 15,991 | $15,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 11,999 | $14,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 13,456 | $13,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 13,408 | $13,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 16,587 | $13,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 13,533 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,751 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,500 | $10,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 21,282 | $10,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 26,177 | $10,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 17,247 | $9,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 11,552 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 37,383 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 44,238 | $8,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,920 | $7,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 10,467 | $7,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 24,106 | $7,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 12,743 | $7,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 15,669 | $7,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,610 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 18,052 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 13,497 | $3,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 13,418 | $3,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 10,538 | $3,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 10,156 | $3,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 13,319 | $3,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 12,113 | $3,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 10,323 | $3,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 10,992 | $2,000 | thousands by filing date | |
| INPIXON | 45790J305 | COM NEW | 10,231 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-18-000432 | this filing | 2018-11-14 | acceptance time not in the bulk data set |