13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,885 holding rows worth $317,786,216,000.
- Accession
- 0000914208-18-000432
- Filer
- CIK 914208
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 13,326 entries on the cover page, a total value of $317,786,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,786,189,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VSE CORP COM | 918284100 | Stock | 39,656 | $1,314,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 22,576 | $1,311,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 55,134 | $1,310,000 | thousands by filing date | principal |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 210,571 | $1,310,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 35,689 | $1,303,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 83,565 | $1,295,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 101,353 | $1,293,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 55,226 | $1,287,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 48,418 | $1,285,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 96,669 | $1,283,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 146,676 | $1,283,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 62,355 | $1,281,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 87,510 | $1,279,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 64,762 | $1,279,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 102,506 | $1,278,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 141,540 | $1,278,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 58,569 | $1,275,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 14,508 | $1,270,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 16,841 | $1,267,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 433,677 | $1,262,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 58,392 | $1,261,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 113,927 | $1,260,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 101,685 | $1,256,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 104,147 | $1,254,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 123,418 | $1,254,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 23,774 | $1,251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 26,286 | $1,250,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 74,251 | $1,250,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 6,902 | $1,248,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 140,767 | $1,245,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 40,382 | $1,245,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 31,837 | $1,242,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 334,517 | $1,241,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,749 | $1,237,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 21,973 | $1,234,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 22,266 | $1,232,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 22,727 | $1,226,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 316,102 | $1,226,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 42,312 | $1,217,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 49,881 | $1,217,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 71,992 | $1,217,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 111,714 | $1,214,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 223,144 | $1,205,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 138,819 | $1,205,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 80,747 | $1,203,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 98,224 | $1,199,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 109,017 | $1,199,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 100,509 | $1,196,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 98,581 | $1,193,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 120,115 | $1,190,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12,500 | $1,187,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 63,154 | $1,186,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 119,096 | $1,184,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 55,130 | $1,179,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 30,121 | $1,178,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 735,143 | $1,176,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 95,583 | $1,173,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 65,052 | $1,171,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 206,689 | $1,170,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 105,323 | $1,169,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 62,350 | $1,167,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 188,059 | $1,166,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 97,301 | $1,165,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 49,608 | $1,165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 31,512 | $1,162,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 93,175 | $1,162,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 88,995 | $1,160,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 71,165 | $1,160,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 41,847 | $1,159,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,000,000 | $1,158,000 | thousands by filing date | principal |
| GULF IS FABRICATION INC | 402307102 | COM | 116,143 | $1,156,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,000,000 | $1,156,000 | thousands by filing date | principal |
| CALAMOS DY COM NPV | 12811V105 | COM | 53,140 | $1,154,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 24,349 | $1,154,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 329,345 | $1,153,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,829 | $1,151,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 77,388 | $1,147,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 29,136 | $1,145,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 68,250 | $1,141,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 14,186 | $1,139,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 144,345 | $1,136,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 93,524 | $1,135,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 20,365 | $1,135,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 69,588 | $1,134,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 51,061 | $1,134,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 754,002 | $1,131,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 78,115 | $1,128,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 24,353 | $1,123,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 73,635 | $1,123,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,400 | $1,122,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 153,270 | $1,119,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 97,552 | $1,114,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 29,580 | $1,114,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 100,450 | $1,112,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 111,462 | $1,110,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 10,743 | $1,110,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 48,543 | $1,110,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 29,183 | $1,108,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 152,529 | $1,107,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 79,704 | $1,105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 33,497 | $1,099,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 93,530 | $1,098,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 26,441 | $1,098,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 34,000 | $1,097,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 62,586 | $1,091,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 18,163 | $1,089,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 63,035 | $1,089,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 72,459 | $1,088,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 82,170 | $1,086,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 50,198 | $1,083,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 529,973 | $1,081,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 110,809 | $1,072,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 97,667 | $1,065,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 85,791 | $1,061,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 120,627 | $1,060,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,800 | $1,057,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 16,123 | $1,057,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,000 | $1,055,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 6,300 | $1,048,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 80,425 | $1,044,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 26,771 | $1,044,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 860,000 | $1,038,000 | thousands by filing date | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 35,701 | $1,037,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 71,043 | $1,037,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 30,126 | $1,035,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 62,406 | $1,034,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 16,922 | $1,032,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 40,020 | $1,032,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 38,995 | $1,031,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,000,000 | $1,030,000 | thousands by filing date | principal |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,671 | $1,027,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 31,326 | $1,026,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 47,558 | $1,024,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 22,165 | $1,022,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 22,472 | $1,019,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 22,134 | $1,013,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,000,000 | $1,009,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 24,924 | $1,008,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 55,711 | $1,006,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 175,441 | $1,000,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 72,109 | $999,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 108,960 | $998,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 89,836 | $994,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 19,807 | $994,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 84,113 | $992,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 29,592 | $990,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 38,085 | $987,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,018,688 | $986,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 272,685 | $982,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 130,639 | $979,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 123,531 | $973,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 17,850 | $971,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 210,835 | $970,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 269,913 | $969,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 54,304 | $969,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,402 | $968,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,500 | $965,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 40,125 | $963,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 50,456 | $961,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 282,835 | $959,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 22,009 | $957,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 150,637 | $957,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 22,169 | $953,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 15,000 | $952,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 48,426 | $952,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 28,379 | $947,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 31,299 | $945,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 50,864 | $936,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 15,870 | $933,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 943,477 | $932,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 35,464 | $931,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 150,200 | $928,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 164,866 | $927,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 74,909 | $925,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 77,874 | $923,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 51,997 | $922,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 30,766 | $914,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 285,702 | $914,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,915 | $913,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 46,517 | $908,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 61,392 | $906,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 38,093 | $902,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 385,288 | $902,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 34,623 | $899,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 113,473 | $899,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,605 | $897,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 65,466 | $897,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 75,908 | $896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 26,600 | $886,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,000,000 | $886,000 | thousands by filing date | principal |
| FS BANCORP INC | 30263Y104 | COM | 15,895 | $885,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 135,621 | $882,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 74,655 | $881,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 65,182 | $879,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 121,182 | $879,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 52,473 | $874,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 27,939 | $871,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 64,205 | $870,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 13,459 | $869,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 271,991 | $868,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 65,023 | $866,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 31,786 | $865,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 72,931 | $864,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 103,934 | $863,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 102,800 | $860,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,465 | $858,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 95,432 | $857,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 172,967 | $857,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 53,284 | $856,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 31,257 | $856,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 51,026 | $852,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 21,614 | $850,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 12,500 | $850,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 143,414 | $850,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 106,488 | $849,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 57,399 | $847,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 25,904 | $846,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 15,393 | $843,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 56,486 | $842,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 158,604 | $839,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 68,774 | $832,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,694 | $832,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 46,033 | $830,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 76,856 | $830,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 42,068 | $825,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 140,821 | $824,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 21,320 | $821,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,388 | $820,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 21,180 | $818,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 41,347 | $817,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 79,796 | $811,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 65,338 | $810,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 102,185 | $807,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 166,356 | $807,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 56,445 | $805,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 51,225 | $801,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 189,588 | $798,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 23,504 | $796,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 47,451 | $795,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,344 | $793,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 59,048 | $789,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 16,815 | $789,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 85,000 | $786,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 10,302 | $786,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 17,233 | $784,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 21,582 | $783,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 188,022 | $779,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 68,100 | $778,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 32,403 | $774,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 121,580 | $772,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 25,207 | $770,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 122,120 | $769,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 37,046 | $769,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 53,651 | $768,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 20,877 | $764,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 14,190 | $762,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 27,999 | $762,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,005 | $761,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,485 | $760,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 738,101 | $760,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 33,057 | $759,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 37,675 | $759,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 82,029 | $757,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22,664 | $752,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 144,117 | $751,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 53,565 | $750,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 23,739 | $745,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 258,554 | $745,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 27,144 | $738,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 73,794 | $737,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 19,024 | $736,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 112,996 | $732,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,363 | $732,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 19,079 | $732,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 16,218 | $729,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 63,349 | $725,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 18,575 | $724,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 58,410 | $724,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 95,209 | $721,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 33,197 | $719,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 25,747 | $718,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 81,400 | $717,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 48,475 | $715,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 304,271 | $715,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 97,200 | $713,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,302 | $712,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 71,588 | $711,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 58,861 | $709,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 64,073 | $709,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 91,524 | $703,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 24,331 | $702,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 216,467 | $693,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,359 | $691,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 995 | $691,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 96,214 | $691,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 48,761 | $690,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 21,439 | $688,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 20,711 | $688,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 96,094 | $687,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 30,811 | $687,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 87,658 | $683,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 70,987 | $682,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 10,465 | $681,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 19,022 | $680,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 49,370 | $680,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 19,206 | $678,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 18,966 | $677,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 217,437 | $674,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 49,645 | $674,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 25,513 | $670,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 12,941 | $670,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 151,808 | $668,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 143,177 | $668,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 18,945 | $666,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 132,659 | $666,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 44,473 | $664,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 22,932 | $662,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 50,745 | $659,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,000 | $658,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 78,891 | $655,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 73,009 | $653,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 140,083 | $653,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 14,347 | $648,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 125,762 | $646,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 266,175 | $644,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 44,512 | $642,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 20,919 | $641,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 19,192 | $639,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 67,931 | $638,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 89,926 | $637,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 68,036 | $637,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 14,893 | $633,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 85,058 | $632,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 127,665 | $631,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 51,278 | $631,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 203,606 | $631,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 22,710 | $627,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 39,293 | $624,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 80,555 | $622,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 81,265 | $619,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 30,438 | $619,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 27,948 | $619,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 18,906 | $618,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 625,000 | $617,000 | thousands by filing date | principal |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 41,587 | $617,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 26,796 | $616,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 22,949 | $615,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 33,998 | $614,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 26,818 | $611,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 75,297 | $611,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 17,385 | $609,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 20,817 | $607,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 18,396 | $604,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 20,952 | $602,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,933 | $599,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 41,274 | $596,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,272 | $595,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,608 | $595,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 45,670 | $595,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 139,977 | $591,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 9,777 | $590,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 34,331 | $589,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 50,609 | $589,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 33,517 | $587,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,565 | $583,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 61,780 | $582,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 37,092 | $579,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 540,101 | $578,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 23,057 | $576,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 114,814 | $575,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 102,476 | $574,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 70,033 | $567,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 34,141 | $563,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 19,978 | $563,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 56,574 | $560,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 35,101 | $560,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,413 | $558,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 23,075 | $556,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 76,519 | $555,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 106,456 | $553,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 23,608 | $549,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 20,103 | $548,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 194,239 | $548,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 29,239 | $545,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 15,686 | $544,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 120,504 | $543,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 76,182 | $543,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 17,411 | $541,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 34,901 | $541,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 34,482 | $541,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 8,300 | $540,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 77,600 | $539,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 159,848 | $539,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 610,476 | $539,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 82,730 | $538,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 100,732 | $538,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 47,067 | $538,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 26,823 | $536,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,838 | $535,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 30,661 | $534,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 22,147 | $534,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 77,899 | $532,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 60,612 | $530,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 12,566 | $528,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 62,695 | $527,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 37,872 | $527,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,727 | $526,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 22,951 | $526,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 31,507 | $525,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 32,521 | $523,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 142,191 | $523,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 69,410 | $521,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 52,978 | $519,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 11,477 | $518,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 17,397 | $517,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 19,378 | $517,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 14,320 | $515,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,325 | $513,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 114,867 | $513,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 31,716 | $511,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 17,291 | $511,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 50,843 | $511,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 32,051 | $511,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 13,733 | $510,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 500,000 | $507,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 21,855 | $506,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,386 | $506,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,365 | $503,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 37,695 | $502,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 53,088 | $500,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 263,116 | $500,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 17,257 | $499,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,500 | $498,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 31,515 | $498,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 39,387 | $497,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 34,863 | $496,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,669 | $494,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 42,081 | $493,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 16,590 | $493,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 173,147 | $492,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 31,769 | $491,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 81,847 | $487,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 375,000 | $487,000 | thousands by filing date | principal |
| POTBELLY CORP | 73754Y100 | COM | 39,484 | $486,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 91,267 | $484,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 123,948 | $482,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 24,521 | $478,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 185,121 | $478,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,569 | $478,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,870 | $476,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 72,331 | $474,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 31,823 | $473,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 30,877 | $471,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 24,917 | $469,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 37,494 | $466,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 47,192 | $465,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 208,353 | $465,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 86,918 | $464,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 51,165 | $463,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 10,667 | $463,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 51,668 | $463,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,100 | $462,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 56,424 | $461,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,558 | $460,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 23,502 | $458,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 17,486 | $457,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 146,778 | $455,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 84,776 | $454,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 51,279 | $451,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 12,634 | $450,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 95,224 | $447,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 25,943 | $447,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,392 | $445,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 87,002 | $445,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 8,439 | $444,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 18,714 | $441,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,281 | $440,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 33,868 | $439,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 32,268 | $439,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 14,895 | $439,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,000 | $438,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 14,807 | $438,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 10,579 | $438,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 126,649 | $438,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 11,727 | $437,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 33,309 | $436,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 34,179 | $436,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 11,836 | $435,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 45,106 | $434,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,200 | $432,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,000 | $431,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 10,918 | $428,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,545 | $428,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 68,597 | $427,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 6,077 | $427,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 260,267 | $424,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 25,177 | $424,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,718 | $423,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 50,366 | $423,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 88,254 | $422,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-18-000432 | this filing | 2018-11-14 | acceptance time not in the bulk data set |