13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,706 holding rows worth $267,555,240,000.
- Accession
- 0000914208-18-000321
- Filer
- CIK 914208
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 13,232 entries on the cover page, a total value of $267,555,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,555,292,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIREEYE INC | 31816Q101 | COM | 630,543 | $10,675,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 433,567 | $10,666,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 399,406 | $10,665,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 12,000,000 | $10,661,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 226,918 | $10,630,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 639,409 | $10,615,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 261,173 | $10,611,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 12,000,000 | $10,611,000 | thousands by filing date | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 325,800 | $10,586,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 449,424 | $10,548,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 198,675 | $10,465,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 655,201 | $10,450,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 528,052 | $10,434,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 102,762 | $10,427,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 1,090,800 | $10,363,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 305,582 | $10,360,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 310,069 | $10,310,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 649,063 | $10,301,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 977,675 | $10,284,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,364,673 | $10,277,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 226,824 | $10,264,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 120,949 | $10,261,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 153,509 | $10,242,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 359,730 | $10,238,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 647,144 | $10,231,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 454,075 | $10,226,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 244,728 | $10,219,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 396,865 | $10,199,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 265,592 | $10,193,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 893,205 | $10,111,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 108,929 | $10,102,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 575,954 | $10,091,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 11,000,000 | $10,088,000 | thousands by filing date | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 261,065 | $10,078,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 84,055 | $10,047,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,676,240 | $10,036,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,641,038 | $9,994,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 75,809 | $9,985,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10,075,000 | $9,953,000 | thousands by filing date | principal |
| DAKTRONICS INC | 234264109 | COM | 1,127,194 | $9,931,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 301,261 | $9,924,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 353,264 | $9,920,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 103,961 | $9,913,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 328,966 | $9,911,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 668,860 | $9,892,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 245,408 | $9,892,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 10,500,000 | $9,883,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 261,371 | $9,828,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 216,121 | $9,797,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 154,270 | $9,796,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 868,747 | $9,783,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 390,490 | $9,766,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 9,500,000 | $9,743,000 | thousands by filing date | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 376,116 | $9,741,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 189,966 | $9,736,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 88,521 | $9,717,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 9,000,000 | $9,712,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 858,453 | $9,700,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 8,500,000 | $9,680,000 | thousands by filing date | principal |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 182,087 | $9,663,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 151,569 | $9,659,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 690,088 | $9,647,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 516,854 | $9,644,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 83,605 | $9,628,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 696,845 | $9,595,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 387,952 | $9,590,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 3,242,279 | $9,565,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 374,757 | $9,564,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 528,599 | $9,552,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,750,000 | $9,541,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 145,126 | $9,537,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 304,480 | $9,534,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 182,821 | $9,516,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 7,500,000 | $9,505,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,000,000 | $9,494,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 374,470 | $9,493,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 597,014 | $9,481,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 183,878 | $9,469,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 848,222 | $9,458,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 972,926 | $9,457,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 204,081 | $9,449,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 313,882 | $9,441,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 142,809 | $9,433,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 450,122 | $9,429,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 598,064 | $9,426,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 127,597 | $9,406,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 364,817 | $9,390,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 380,450 | $9,361,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 555,195 | $9,349,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 107,083 | $9,318,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,752,290 | $9,287,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 80,414 | $9,278,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 111,618 | $9,275,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 205,552 | $9,225,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 121,729 | $9,221,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 216,469 | $9,199,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 793,940 | $9,185,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 120,416 | $9,183,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 6,000,000 | $9,148,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 290,626 | $9,131,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 188,387 | $9,129,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,072,880 | $9,121,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 10,000,000 | $9,113,000 | thousands by filing date | principal |
| INTEGER HLDGS CORP | 45826H109 | COM | 161,108 | $9,111,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 219,730 | $9,108,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 908,893 | $9,098,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 594,270 | $9,086,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 52,645 | $9,084,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 637,589 | $9,079,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 296,699 | $9,079,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 115,052 | $9,066,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,736,850 | $9,049,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 502,560 | $9,041,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 9,000,000 | $9,028,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 189,313 | $9,025,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,364,586 | $8,951,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 390,573 | $8,948,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 202,633 | $8,932,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 520,117 | $8,920,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 269,527 | $8,894,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 549,321 | $8,888,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 146,628 | $8,856,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 411,669 | $8,822,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,056,017 | $8,807,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 644,702 | $8,799,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 134,548 | $8,782,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 145,079 | $8,777,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 307,161 | $8,769,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 643,488 | $8,752,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 127,126 | $8,747,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 412,967 | $8,747,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 165,684 | $8,733,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 292,112 | $8,720,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 92,910 | $8,682,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 353,275 | $8,662,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 207,392 | $8,658,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 224,524 | $8,642,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 277,888 | $8,639,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 6,175,000 | $8,630,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 63,781 | $8,626,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,788,196 | $8,601,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 142,031 | $8,570,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 908,672 | $8,551,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 117,485 | $8,505,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 390,562 | $8,503,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 67,500 | $8,491,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 465,835 | $8,474,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 566,304 | $8,466,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 302,494 | $8,460,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 223,546 | $8,443,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 104,806 | $8,419,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 329,851 | $8,418,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 212,356 | $8,388,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 495,940 | $8,376,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 670,860 | $8,359,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 196,800 | $8,348,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 169,940 | $8,346,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 210,137 | $8,331,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 191,678 | $8,319,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 545,246 | $8,315,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,100,000 | $8,313,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 719,369 | $8,309,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 458,682 | $8,297,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 705,318 | $8,273,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 233,283 | $8,257,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 511,963 | $8,253,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 508,592 | $8,249,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 248,820 | $8,221,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 136,076 | $8,215,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 588,387 | $8,214,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 88,668 | $8,175,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 428,334 | $8,173,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 640,570 | $8,154,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 8,000,000 | $8,152,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 226,043 | $8,140,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 566,420 | $8,128,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,558,708 | $8,121,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 475,580 | $8,084,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 311,974 | $8,073,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 194,260 | $8,062,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 736,031 | $8,030,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 462,790 | $8,002,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 227,566 | $7,999,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 234,861 | $7,985,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 129,081 | $7,984,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 686,165 | $7,974,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 218,218 | $7,965,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 340,284 | $7,956,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 215,463 | $7,951,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 272,179 | $7,948,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 161,943 | $7,940,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 161,108 | $7,919,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 237,499 | $7,909,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 60,621 | $7,903,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 85,942 | $7,896,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 237,936 | $7,876,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,304,449 | $7,865,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 347,107 | $7,859,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 111,192 | $7,818,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 50,523 | $7,816,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 529,167 | $7,815,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 478,964 | $7,784,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 8,000,000 | $7,755,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 2,446,086 | $7,754,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 244,582 | $7,741,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 513,152 | $7,739,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 823,800 | $7,736,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 152,614 | $7,700,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 109,066 | $7,697,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 225,981 | $7,672,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 92,158 | $7,671,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 982,815 | $7,636,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 263,810 | $7,635,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 23,246 | $7,628,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 7,500,000 | $7,584,000 | thousands by filing date | principal |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 534,079 | $7,574,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 192,452 | $7,565,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 108,244 | $7,529,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 540,061 | $7,496,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 250,396 | $7,475,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 105,530 | $7,453,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 153,472 | $7,429,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 83,824 | $7,416,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,110,481 | $7,396,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 144,775 | $7,395,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 436,337 | $7,383,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 298,277 | $7,356,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 354,624 | $7,355,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,205,234 | $7,340,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,000,000 | $7,317,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 179,390 | $7,301,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 106,342 | $7,295,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 484,680 | $7,294,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100,582 | $7,275,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 185,999 | $7,273,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 89,483 | $7,271,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 69,701 | $7,259,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 431,942 | $7,252,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 907,895 | $7,245,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 365,124 | $7,219,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 549,941 | $7,204,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 121,934 | $7,197,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 8,000,000 | $7,179,000 | thousands by filing date | principal |
| 8X8 INC | 282914100 | COMMON STOCK | 384,357 | $7,168,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 241,620 | $7,157,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 894,424 | $7,155,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 199,810 | $7,149,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 161,850 | $7,140,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 116,633 | $7,139,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 271,288 | $7,108,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 709,915 | $7,084,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,563,829 | $7,077,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 231,061 | $7,022,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 154,570 | $7,001,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 223,724 | $7,000,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 238,372 | $6,996,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 285,740 | $6,995,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 109,842 | $6,986,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 202,631 | $6,952,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 290,392 | $6,885,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 190,993 | $6,866,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 229,988 | $6,851,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 132,179 | $6,851,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 170,966 | $6,842,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 213,809 | $6,820,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 128,999 | $6,819,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 130,089 | $6,818,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 124,619 | $6,814,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 112,243 | $6,811,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 195,722 | $6,807,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 624,611 | $6,802,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 302,238 | $6,791,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 65,000 | $6,770,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 156,217 | $6,717,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 734,215 | $6,711,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,589,805 | $6,682,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 254,035 | $6,681,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 380,218 | $6,681,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 149,013 | $6,678,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 829,393 | $6,668,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,961,434 | $6,649,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 7,000,000 | $6,647,000 | thousands by filing date | principal |
| ANAPTYSBIO INC | 032724106 | COM | 63,787 | $6,639,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 163,320 | $6,639,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 55,730 | $6,637,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 166,974 | $6,613,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 156,799 | $6,608,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 95,494 | $6,603,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 141,113 | $6,601,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,000,000 | $6,600,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R106 | COM | 278,297 | $6,596,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 87,698 | $6,591,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 195,624 | $6,583,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 271,074 | $6,574,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 149,181 | $6,564,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 239,041 | $6,533,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 680,071 | $6,501,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 83,296 | $6,472,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 334,864 | $6,472,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 67,489 | $6,472,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,622,611 | $6,458,000 | thousands by filing date | |
| FLUIDIGM CORP DEL | 34385PAD0 | NOTE 2.750 2/0 | 7,064,000 | $6,449,000 | thousands by filing date | principal |
| VERADIGM INC | 01988P108 | COMMON STOCK | 522,016 | $6,447,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 113,707 | $6,447,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 281,197 | $6,434,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 155,856 | $6,406,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 80,932 | $6,387,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 425,068 | $6,372,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 707,896 | $6,364,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 256,402 | $6,351,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 204,155 | $6,351,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,548,888 | $6,342,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 5,500,000 | $6,325,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 433,918 | $6,304,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 137,843 | $6,303,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 42,530 | $6,289,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 109,000 | $6,285,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 123,765 | $6,278,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 118,634 | $6,276,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 427,101 | $6,261,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 143,257 | $6,260,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 158,370 | $6,221,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,000,000 | $6,208,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 249,514 | $6,201,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 215,636 | $6,195,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 85,678 | $6,191,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 285,742 | $6,189,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 553,782 | $6,186,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,667,051 | $6,185,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 467,072 | $6,175,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 317,607 | $6,172,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 748,069 | $6,149,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 205,313 | $6,129,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 66,827 | $6,105,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 311,345 | $6,096,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 49,320 | $6,095,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 155,870 | $6,090,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 98,537 | $6,066,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 638,577 | $6,022,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 99,840 | $6,020,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 81,994 | $5,998,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 366,426 | $5,962,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 142,250 | $5,957,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,000,000 | $5,956,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 263,110 | $5,946,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 243,968 | $5,923,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 73,852 | $5,919,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 137,539 | $5,917,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 182,071 | $5,908,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 189,228 | $5,896,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 6,000,000 | $5,866,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 3,490,935 | $5,864,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 534,711 | $5,860,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 16,912 | $5,837,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 394,729 | $5,835,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 4,700,000 | $5,816,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 149,794 | $5,797,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 244,972 | $5,794,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 452,177 | $5,788,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 162,798 | $5,787,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 138,711 | $5,784,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 28,961 | $5,775,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,722,000 | $5,772,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 2,679,345 | $5,760,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,329,388 | $5,756,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 257,889 | $5,754,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,197,267 | $5,747,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 384,794 | $5,730,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 426,032 | $5,730,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 184,418 | $5,726,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 182,418 | $5,724,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 116,259 | $5,719,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 250,625 | $5,716,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 78,492 | $5,715,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 530,255 | $5,706,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 115,121 | $5,704,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 251,535 | $5,684,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,085,432 | $5,677,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 90,400 | $5,675,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 281,347 | $5,669,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 112,740 | $5,665,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 268,551 | $5,664,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 74,599 | $5,652,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 335,754 | $5,641,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 176,568 | $5,615,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 484,542 | $5,587,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 62,628 | $5,582,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 389,829 | $5,555,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 244,176 | $5,555,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 158,663 | $5,542,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 433,852 | $5,541,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 260,962 | $5,520,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 42,737 | $5,512,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 9,275,000 | $5,501,000 | thousands by filing date | principal |
| STELLUS CAP INVT CORP | 858568108 | COM | 476,000 | $5,479,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 217,961 | $5,473,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 175,000 | $5,469,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 260,529 | $5,468,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 114,384 | $5,439,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 256,971 | $5,435,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 75,738 | $5,419,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 130,157 | $5,418,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 217,453 | $5,417,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 244,083 | $5,414,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 382,585 | $5,406,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 396,257 | $5,405,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 819,274 | $5,399,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 108,574 | $5,396,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 193,838 | $5,395,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 168,693 | $5,390,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 300,822 | $5,384,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 707,318 | $5,361,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 91,092 | $5,354,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 139,550 | $5,325,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 82,887 | $5,311,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 89,959 | $5,311,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,500,000 | $5,306,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 63,673 | $5,297,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 267,331 | $5,296,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 651,363 | $5,289,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 191,610 | $5,288,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 88,410 | $5,283,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 311,180 | $5,274,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 352,794 | $5,264,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 288,252 | $5,261,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 707,562 | $5,250,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 124,109 | $5,248,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 26,885,838 | $5,243,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 245,011 | $5,231,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 65,925 | $5,198,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 5,050,000 | $5,198,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 37,367 | $5,176,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 230,316 | $5,171,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 5,500,000 | $5,168,000 | thousands by filing date | principal |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 57,430 | $5,163,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 664,967 | $5,161,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 240,740 | $5,154,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 390,122 | $5,150,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 148,606 | $5,141,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 135,300 | $5,141,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 158,795 | $5,137,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 188,793 | $5,135,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 59,199 | $5,131,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 339,135 | $5,104,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,000,000 | $5,097,000 | thousands by filing date | principal |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 155,939 | $5,093,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,000,000 | $5,074,000 | thousands by filing date | principal |
| KINDRED HEALTHCARE INC | 494580103 | COM | 548,429 | $5,018,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 468,802 | $5,012,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 160,852 | $5,011,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 137,159 | $5,007,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 162,234 | $5,000,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 759,106 | $4,988,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 61,304 | $4,984,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 251,100 | $4,984,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 24,608 | $4,983,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 136,381 | $4,977,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 292,726 | $4,976,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 109,756 | $4,971,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 261,534 | $4,969,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 238,653 | $4,966,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 109,030 | $4,962,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 339,850 | $4,962,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 90,119 | $4,945,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 630,639 | $4,932,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 130,664 | $4,931,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 378,721 | $4,923,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 192,574 | $4,920,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 123,077 | $4,916,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 317,714 | $4,915,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 119,097 | $4,913,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 220,858 | $4,892,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 301,271 | $4,886,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 83,588 | $4,877,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 101,235 | $4,874,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 45,089 | $4,869,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 171,652 | $4,865,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 226,416 | $4,863,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 48,346 | $4,859,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 465,287 | $4,853,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 440,918 | $4,850,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 80,027 | $4,844,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 668,044 | $4,843,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 804,021 | $4,840,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 449,204 | $4,820,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 360,404 | $4,793,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 982,168 | $4,793,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 278,508 | $4,790,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 92,599 | $4,783,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 314,499 | $4,778,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 43,680 | $4,770,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 70,710 | $4,770,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 188,977 | $4,762,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 359,646 | $4,759,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 532,403 | $4,754,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,206,526 | $4,742,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 324,181 | $4,736,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 250,764 | $4,719,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 117,568 | $4,711,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,611,773 | $4,690,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-18-000321 | this filing | 2018-05-15 | acceptance time not in the bulk data set |