13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,706 holding rows worth $267,555,240,000.
- Accession
- 0000914208-18-000321
- Filer
- CIK 914208
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 13,232 entries on the cover page, a total value of $267,555,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,555,292,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPARK THERAPEUTICS INC | 84652J103 | COM | 4,509 | $300,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,547 | $298,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 54,572 | $298,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 18,901 | $298,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 18,794 | $295,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 36,856 | $292,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 198,632 | $292,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,694 | $292,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,000 | $291,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 10,176 | $290,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 14,838 | $289,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 106,591 | $287,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 29,085 | $286,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,920 | $283,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,518 | $283,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 8,506 | $282,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 9,792 | $282,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 32,028 | $282,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,124 | $281,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 9,649 | $281,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 89,611 | $280,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 11,509 | $279,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,323 | $276,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 7,557 | $275,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 32,792 | $275,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 29,595 | $272,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 5,279 | $271,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 13,170 | $270,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 187,712 | $270,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,265 | $269,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 12,713 | $269,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 160,585 | $267,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,559 | $266,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 61,150 | $266,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,900 | $265,000 | thousands by filing date | call |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 150,000 | $265,000 | thousands by filing date | principal |
| Xunlei Ltd-Adr | 98419E108 | COM | 26,194 | $264,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,779 | $263,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 800 | $262,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 25,531 | $262,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 42,903 | $262,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,000 | $261,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 35,182 | $260,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 16,315 | $258,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 32,151 | $256,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,956 | $254,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 42,058 | $254,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,525 | $253,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 33,969 | $253,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 21,085 | $252,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,486 | $252,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 44,480 | $252,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 34,583 | $251,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 29,136 | $245,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 25,230 | $244,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 29,834 | $244,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 23,304 | $241,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 50,238 | $240,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 8,470 | $240,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 45,861 | $240,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 21,260 | $239,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 49,255 | $239,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 14,214 | $238,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 113,486 | $238,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 36,289 | $236,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 59,279 | $234,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 24,273 | $232,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 62,786 | $231,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 9,639 | $228,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 27,695 | $227,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,296 | $227,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 81,738 | $226,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,437 | $225,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 9,955 | $224,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,353 | $223,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 23,368 | $221,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 51,735 | $220,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,646 | $219,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,611 | $219,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 12,087 | $219,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 33,025 | $218,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 20,149 | $217,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 24,296 | $216,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,847 | $216,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 102,935 | $215,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 23,561 | $212,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 9,980 | $210,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,515 | $210,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 23,597 | $210,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 15,120 | $207,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 42,479 | $207,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 7,439 | $205,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,577 | $204,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 47,702 | $204,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 37,386 | $202,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 4,349 | $201,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,496 | $200,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 15,258 | $198,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 40,707 | $198,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 11,023 | $195,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 10,140 | $191,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 194,613 | $191,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,000 | $189,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 27,111 | $188,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 48,277 | $187,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 10,310 | $185,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 10,056 | $184,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 36,847 | $182,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 68,784 | $181,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 119,816 | $180,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 13,093 | $179,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 30,227 | $179,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,352 | $177,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 39,942 | $176,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,399 | $173,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 148,521 | $171,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,503 | $168,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,979 | $168,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 24,846 | $167,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 19,294 | $166,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 37,605 | $164,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 37,504 | $163,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,009,729 | $163,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 253,391 | $161,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,540 | $160,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 23,678 | $159,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 247,373 | $159,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 21,453 | $159,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 41,031 | $158,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 383,276 | $157,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 13,578 | $157,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,020 | $156,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 21,505 | $153,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 45,574 | $153,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,936 | $152,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 36,226 | $152,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 12,383 | $151,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,333 | $148,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,369 | $146,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 33,127 | $146,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 27,708 | $144,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 24,276 | $141,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,799 | $141,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 23,389 | $141,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 16,250 | $141,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,900 | $139,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 900 | $138,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 18,401 | $136,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,114 | $136,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,205 | $129,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 31,758 | $128,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 11,083 | $128,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 56,599 | $125,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,000 | $124,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 15,628 | $123,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 24,363 | $121,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $120,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 58,535 | $120,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 47,933 | $120,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,866 | $119,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 18,635 | $118,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,672 | $118,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 31,346 | $110,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,009 | $109,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 30,634 | $108,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $107,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 3,500 | $105,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R125 | WARR | 33,117 | $103,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $89,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 23,000 | $89,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,489 | $87,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 28,653 | $85,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,034 | $79,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 13,137 | $73,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,612 | $58,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,903 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,240 | $57,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 16,742 | $55,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,682 | $53,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,733 | $51,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 13,645 | $51,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,749 | $50,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,006 | $50,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 10,675 | $50,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 13,035 | $50,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 27,066 | $49,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,811 | $49,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 15,774 | $49,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 14,152 | $48,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,926 | $47,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 22,112 | $47,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 22,514 | $47,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 17,319 | $46,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 16,347 | $46,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 25,961 | $45,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 21,724 | $44,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,500 | $43,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,685 | $41,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 59,392 | $41,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 15,401 | $36,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 10,088 | $30,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,691 | $26,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 38,123 | $26,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,334 | $21,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,183 | $12,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,446 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-18-000321 | this filing | 2018-05-15 | acceptance time not in the bulk data set |