13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,678 holding rows worth $297,540,918,000.
- Accession
- 0000914208-17-000317
- Filer
- CIK 914208
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,942 entries on the cover page, a total value of $297,540,918,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,540,930,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited - Taiwon R.O.C.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,487,570 | $10,607,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 161,804 | $10,561,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 403,862 | $10,549,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 155,989 | $10,545,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 5,000,000 | $10,500,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 405,418 | $10,484,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 237,600 | $10,478,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 290,809 | $10,476,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 313,203 | $10,476,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 139,085 | $10,467,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 11,000,000 | $10,464,000 | thousands by filing date | principal |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 247,579 | $10,460,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 250,854 | $10,443,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 554,810 | $10,419,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 9,000,000 | $10,412,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 291,614 | $10,376,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 677,183 | $10,374,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 206,901 | $10,368,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 853,219 | $10,366,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 314,978 | $10,344,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,053,461 | $10,313,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 11,000,000 | $10,306,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 128,480 | $10,295,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 134,935 | $10,271,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 208,117 | $10,233,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 108,033 | $10,214,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 10,000,000 | $10,188,000 | thousands by filing date | principal |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 214,345 | $10,186,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 182,213 | $10,169,000 | thousands by filing date | |
| Pebblebrook Hotel Tr 6.5% Pfd Series C | 70509v407 | com | 417,060 | $10,122,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 462,188 | $10,117,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 9,773,000 | $10,078,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,149,241 | $10,056,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 102,224 | $10,055,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 960,346 | $10,054,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 196,325 | $10,049,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 169,100 | $10,027,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 240,074 | $10,024,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 553,506 | $10,019,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 402,588 | $9,996,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 245,070 | $9,974,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 319,111 | $9,956,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 344,308 | $9,944,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 973,658 | $9,941,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 151,674 | $9,935,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 694,750 | $9,935,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 113,036 | $9,930,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 455,693 | $9,925,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 237,779 | $9,832,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 447,345 | $9,824,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,263,372 | $9,804,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,102,406 | $9,755,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,341,991 | $9,742,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 217,881 | $9,739,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 118,846 | $9,721,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 435,449 | $9,715,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,417,251 | $9,694,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 787,715 | $9,689,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 971,832 | $9,670,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 8,000,000 | $9,665,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 958,754 | $9,655,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 100,083 | $9,653,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 330,598 | $9,650,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 406,724 | $9,639,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,500,000 | $9,619,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 504,649 | $9,584,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 197,000 | $9,584,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 650,544 | $9,583,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 322,986 | $9,577,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 583,352 | $9,549,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 395,713 | $9,541,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 316,547 | $9,538,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,517,000 | $9,523,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 518,031 | $9,490,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 679,408 | $9,485,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 440,990 | $9,482,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 656,101 | $9,481,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 884,662 | $9,466,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,346,994 | $9,415,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 357,457 | $9,409,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 764,696 | $9,406,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 828,757 | $9,398,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 170,652 | $9,388,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 273,207 | $9,384,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 804,095 | $9,384,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 245,109 | $9,375,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 85,500 | $9,372,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 94,814 | $9,363,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 142,497 | $9,346,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 792,585 | $9,345,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 33,332,000 | $9,333,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 572,424 | $9,329,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 153,019 | $9,302,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 943,290 | $9,282,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 806,113 | $9,271,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 351,301 | $9,271,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,426,849 | $9,246,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 641,341 | $9,222,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 214,620 | $9,218,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 606,960 | $9,207,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 239,677 | $9,203,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 301,134 | $9,184,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 455,538 | $9,157,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 416,954 | $9,152,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 147,926 | $9,150,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 4,000,000 | $9,120,000 | thousands by filing date | principal |
| GLOBAL NET LEASE INC | 379378102 | COM | 1,163,747 | $9,112,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 898,452 | $9,084,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 212,726 | $9,079,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 182,703 | $9,049,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 286,000 | $9,040,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 246,367 | $9,036,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 247,632 | $9,026,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 114,050 | $9,016,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 235,340 | $9,014,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 656,937 | $9,006,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 207,932 | $8,956,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 379,775 | $8,944,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 279,841 | $8,935,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 284,699 | $8,931,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 801,439 | $8,928,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 106,640 | $8,924,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 576,981 | $8,920,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 553,162 | $8,912,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,278,266 | $8,896,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 116,402 | $8,886,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 693,593 | $8,878,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 410,662 | $8,870,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 286,269 | $8,840,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 935,146 | $8,837,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 983,908 | $8,776,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 698,080 | $8,775,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 608,619 | $8,770,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 636,175 | $8,760,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 770,711 | $8,740,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 287,574 | $8,731,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 182,499 | $8,729,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,748,000 | $8,723,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 966,006 | $8,723,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,218,328 | $8,712,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 130,712 | $8,707,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 113,876 | $8,689,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 145,069 | $8,687,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 6,500,000 | $8,686,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 1,154,590 | $8,671,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 196,180 | $8,663,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 385,952 | $8,653,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 563,632 | $8,646,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 196,913 | $8,628,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 514,498 | $8,623,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 486,490 | $8,611,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 111,796 | $8,602,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 80,813 | $8,598,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 786,476 | $8,580,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 111,396 | $8,578,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 832,837 | $8,578,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 461,823 | $8,572,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 371,367 | $8,568,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 168,087 | $8,567,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 110,868 | $8,550,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,016,481 | $8,549,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 164,015 | $8,543,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 239,354 | $8,531,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 245,178 | $8,515,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 306,202 | $8,503,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 197,174 | $8,498,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,230,029 | $8,496,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 10,000,000 | $8,481,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 727,953 | $8,474,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 450,047 | $8,461,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 569,650 | $8,454,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 299,877 | $8,418,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 256,507 | $8,410,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 184,332 | $8,385,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 623,720 | $8,346,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 613,843 | $8,340,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 175,574 | $8,329,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 136,001 | $8,244,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 245,287 | $8,229,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 155,183 | $8,189,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 228,847 | $8,158,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 306,787 | $8,142,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,000,000 | $8,138,000 | thousands by filing date | principal |
| CALGON CARBON CORP | 129603106 | COM | 478,210 | $8,130,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 490,688 | $8,087,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 389,711 | $8,083,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 360,784 | $8,064,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 279,882 | $8,018,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 94,287 | $8,000,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 384,095 | $7,989,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 188,862 | $7,972,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,219,066 | $7,960,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 705,904 | $7,942,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 163,801 | $7,930,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 689,651 | $7,889,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,312,116 | $7,884,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 582,784 | $7,879,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 528,265 | $7,866,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 634,207 | $7,865,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 404,948 | $7,863,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 141,176 | $7,849,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 98,593 | $7,842,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 395,128 | $7,827,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 282,199 | $7,817,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 174,706 | $7,795,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 488,025 | $7,784,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 8,000,000 | $7,755,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536103 | COM | 1,655,115 | $7,729,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 334,011 | $7,716,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,285,623 | $7,714,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 150,309 | $7,675,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 585,819 | $7,674,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 460,316 | $7,673,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,131,137 | $7,669,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 779,485 | $7,662,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 120,727 | $7,648,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 247,439 | $7,646,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 437,947 | $7,642,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 371,215 | $7,628,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 508,154 | $7,622,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 70,648 | $7,612,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 591,245 | $7,585,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 718,654 | $7,582,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 330,393 | $7,579,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 306,131 | $7,561,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 125,353 | $7,559,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 844,383 | $7,557,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,463,540 | $7,543,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 98,630 | $7,501,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,091,851 | $7,479,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 105,015 | $7,477,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 271,331 | $7,475,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 240,199 | $7,458,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 94,615 | $7,449,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 289,819 | $7,448,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 671,900 | $7,445,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 111,207 | $7,433,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 112,122 | $7,425,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 393,982 | $7,411,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 6,837,000 | $7,410,000 | thousands by filing date | principal |
| GIGAMON INC | 37518B102 | COM | 162,027 | $7,381,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 544,230 | $7,374,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 733,564 | $7,343,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 210,680 | $7,324,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 120,956 | $7,315,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 859,353 | $7,288,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 98,782 | $7,279,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 270,519 | $7,263,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 130,918 | $7,235,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 521,922 | $7,218,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 767,363 | $7,206,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 183,819 | $7,188,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,258,698 | $7,175,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 255,247 | $7,160,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 298,193 | $7,088,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 406,701 | $7,077,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 296,065 | $7,067,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 446,440 | $7,062,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 473,698 | $7,062,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 197,626 | $7,036,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 508,590 | $7,034,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 100,235 | $7,005,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 588,524 | $6,986,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 544,730 | $6,979,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 188,894 | $6,945,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 532,195 | $6,924,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 187,515 | $6,917,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 490,991 | $6,914,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 630,125 | $6,906,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 82,227 | $6,900,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 171,030 | $6,893,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 176,223 | $6,880,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000,000 | $6,860,000 | thousands by filing date | principal |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 251,136 | $6,831,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 595,390 | $6,805,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 103,519 | $6,799,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 663,376 | $6,786,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 54,979 | $6,762,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 554,088 | $6,755,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 1,090,800 | $6,753,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 633,623 | $6,748,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 143,499 | $6,745,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 263,778 | $6,731,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 559,548 | $6,715,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 94,151 | $6,713,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 89,032 | $6,700,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 373,737 | $6,697,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 360,745 | $6,692,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 134,498 | $6,681,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 402,765 | $6,677,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 74,812 | $6,673,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,321,835 | $6,662,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 885,220 | $6,639,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 118,166 | $6,615,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 81,036 | $6,603,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 76,836 | $6,585,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 99,376 | $6,559,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 407,854 | $6,558,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 392,107 | $6,552,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 1,295,031 | $6,540,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 406,098 | $6,539,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 482,520 | $6,533,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 260,591 | $6,527,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 438,081 | $6,523,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,306,043 | $6,491,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 73,853 | $6,485,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 5,087,000 | $6,480,000 | thousands by filing date | principal |
| InterContinental Hotels | 45857p608 | CS | 145,674 | $6,458,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 160,583 | $6,455,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 98,282 | $6,442,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 254,322 | $6,437,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,167,203 | $6,431,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 475,540 | $6,424,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 481,117 | $6,423,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 158,737 | $6,405,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 69,307 | $6,403,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 686,560 | $6,385,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,711,000 | $6,368,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 163,535 | $6,354,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 968,799 | $6,345,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 88,613 | $6,316,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 139,434 | $6,285,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,609,656 | $6,277,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 200,141 | $6,275,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 244,356 | $6,273,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 90,545 | $6,272,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 162,724 | $6,267,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 420,130 | $6,259,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 215,170 | $6,259,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 432,909 | $6,251,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 75,217 | $6,250,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 93,772 | $6,250,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 209,997 | $6,247,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 680,376 | $6,246,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 252,177 | $6,244,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 436,272 | $6,243,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 94,287 | $6,238,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 317,284 | $6,222,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 447,880 | $6,213,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 440,412 | $6,210,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 316,707 | $6,204,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 122,128 | $6,197,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 103,156 | $6,195,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 229,811 | $6,191,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 228,831 | $6,185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 452,934 | $6,183,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 245,271 | $6,173,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 254,581 | $6,163,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 289,381 | $6,161,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 167,690 | $6,143,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 267,057 | $6,124,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 661,132 | $6,123,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 84,432 | $6,122,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 966,854 | $6,121,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 138,171 | $6,104,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 275,252 | $6,094,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,173,179 | $6,065,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 115,951 | $6,060,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 96,640 | $6,058,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 10,000,000 | $6,057,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 457,652 | $6,055,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 193,911 | $6,050,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 87,318 | $6,039,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 345,262 | $6,039,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 185,900 | $6,036,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 191,606 | $6,021,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 222,619 | $6,019,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 445,004 | $6,003,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 244,000 | $5,988,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 181,004 | $5,982,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 125,457 | $5,973,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 590,488 | $5,957,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 900,683 | $5,953,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 205,775 | $5,941,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 604,072 | $5,938,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 412,223 | $5,936,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 87,557 | $5,923,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 7,500,000 | $5,920,000 | thousands by filing date | principal |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 164,925 | $5,901,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 140,359 | $5,895,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 252,436 | $5,895,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 621,051 | $5,894,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 364,019 | $5,875,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 373,163 | $5,867,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 308,965 | $5,865,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 367,189 | $5,857,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 306,735 | $5,852,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 149,816 | $5,847,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 5,500,000 | $5,844,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 122,415 | $5,842,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 193,976 | $5,834,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 137,092 | $5,834,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 455,317 | $5,833,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 155,433 | $5,819,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 283,829 | $5,813,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 468,119 | $5,809,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 223,242 | $5,793,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 678,330 | $5,780,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 360,140 | $5,773,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 298,124 | $5,771,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 951,715 | $5,767,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 169,500 | $5,748,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 171,225 | $5,725,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,722,000 | $5,722,000 | thousands by filing date | principal |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 112,168 | $5,699,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 464,773 | $5,660,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 74,697 | $5,649,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 499,178 | $5,631,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 162,090 | $5,617,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,048,864 | $5,611,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 237,012 | $5,610,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 323,192 | $5,607,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 257,359 | $5,606,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 8,000,000 | $5,600,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8,064,000 | $5,569,000 | thousands by filing date | principal |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 103,597 | $5,563,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 144,676 | $5,562,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 103,544 | $5,561,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 351,776 | $5,558,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 232,395 | $5,552,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 53,493 | $5,530,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 331,001 | $5,524,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 92,236 | $5,505,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 138,987 | $5,504,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 349,802 | $5,475,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 76,374 | $5,469,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 144,033 | $5,452,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 203,186 | $5,445,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 95,947 | $5,440,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 383,149 | $5,433,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 182,559 | $5,422,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 12,769 | $5,412,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 53,967 | $5,399,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 10,081,000 | $5,393,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 282,832 | $5,388,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 357,764 | $5,380,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 181,734 | $5,377,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000,000 | $5,370,000 | thousands by filing date | principal |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 384,845 | $5,368,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 377,221 | $5,353,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 298,100 | $5,347,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 299,515 | $5,346,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 176,791 | $5,324,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 74,909 | $5,316,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 325,424 | $5,311,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 342,331 | $5,300,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 76,960 | $5,287,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 432,994 | $5,287,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 409,319 | $5,264,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 99,781 | $5,250,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 157,252 | $5,243,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 54,139 | $5,242,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 162,057 | $5,233,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 233,644 | $5,222,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,618,756 | $5,211,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 252,466 | $5,201,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,169,162 | $5,191,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 579,041 | $5,188,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 41,818 | $5,184,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 82,641 | $5,162,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 187,104 | $5,142,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,000,000 | $5,131,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 252,069 | $5,130,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 563,730 | $5,130,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 130,751 | $5,123,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 5,000,000 | $5,119,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 246,935 | $5,112,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,865,000 | $5,111,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 70,134 | $5,084,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 65,496 | $5,082,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 114,298 | $5,077,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 100,000 | $5,060,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 118,598 | $5,056,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 134,956 | $5,052,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 489,411 | $5,046,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 370,865 | $5,036,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 45,038 | $5,027,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,019,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 95,132 | $4,979,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 198,861 | $4,976,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 197,314 | $4,976,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 750,872 | $4,964,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 44,085 | $4,947,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 315,043 | $4,947,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 273,668 | $4,939,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 292,240 | $4,939,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 124,396 | $4,938,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 237,191 | $4,934,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 357,796 | $4,909,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 437,940 | $4,909,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 62,744 | $4,903,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 331,005 | $4,882,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 103,732 | $4,876,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 107,075 | $4,875,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 686,936 | $4,863,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 630,358 | $4,854,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 86,767 | $4,852,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,460,542 | $4,849,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 202,788 | $4,847,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 353,655 | $4,845,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-17-000317 | this filing | 2017-02-14 | acceptance time not in the bulk data set |