13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,678 holding rows worth $297,540,918,000.
- Accession
- 0000914208-17-000317
- Filer
- CIK 914208
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,942 entries on the cover page, a total value of $297,540,918,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,540,930,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited - Taiwon R.O.C.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IXYS CORP | 46600W106 | COMMON STOCK | 21,824 | $260,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 119,116 | $258,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 175,219 | $258,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 14,859 | $257,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 17,220 | $255,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 87,402 | $254,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 26,054 | $253,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 22,639 | $252,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 57,143 | $251,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 18,609 | $250,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,815 | $248,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,981 | $245,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 9,363 | $245,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 5,838 | $244,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 18,716 | $243,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 46,241 | $243,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,110 | $243,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,220 | $241,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 11,620 | $241,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,472 | $241,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,684 | $240,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,455 | $240,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 14,676 | $240,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 25,360 | $239,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,806 | $236,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 34,191 | $235,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 9,720 | $235,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 17,809 | $235,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 28,269 | $233,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 30,915 | $233,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,403 | $231,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 91,855 | $230,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 46,571 | $230,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 32,170 | $230,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 27,564 | $228,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 34,941 | $226,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,530 | $225,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 17,959 | $225,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 25,860 | $225,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 9,357 | $224,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 30,077 | $223,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 10,162 | $222,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 31,032 | $222,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 68,118 | $221,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 38,473 | $220,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 5,531 | $219,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,762 | $217,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5,728 | $216,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 13,102 | $215,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 204,588 | $213,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 22,548 | $210,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 7,246 | $209,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,054 | $209,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,402 | $208,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,796 | $207,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 13,458 | $206,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 22,705 | $202,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 4,506 | $202,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 126,371 | $201,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 18,508 | $199,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 23,207 | $198,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 51,761 | $197,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 13,921 | $195,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 20,052 | $194,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 32,154 | $193,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,314 | $192,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 17,209 | $190,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,211 | $189,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 76,636 | $188,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 37,573 | $187,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 34,078 | $186,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 21,033 | $183,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 32,614 | $180,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 13,172 | $179,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 15,904 | $177,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 38,617 | $176,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 43,434 | $176,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,436 | $175,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,510 | $174,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 57,030 | $174,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 37,531 | $173,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 36,601 | $172,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 54,315 | $171,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 18,693 | $170,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,481 | $167,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,016 | $158,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 36,986 | $155,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,678 | $153,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 13,232 | $150,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 27,750 | $149,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 115,329 | $149,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 65,720 | $141,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 34,690 | $140,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 97,851 | $140,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 33,520 | $136,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 91,137 | $133,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 17,862 | $131,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 11,326 | $128,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 523,277 | $123,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 20,545 | $120,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 10,990 | $120,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 49,396 | $120,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 10,948 | $113,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 12,768 | $110,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 60,042 | $103,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 70,500 | $101,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,554 | $98,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,126 | $94,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 26,160 | $92,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 29,702 | $91,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 15,883 | $91,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 38,469 | $88,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 76,749 | $88,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 33,359 | $87,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,602 | $86,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,598 | $86,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 60,600 | $86,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 129,811 | $82,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 79,785 | $81,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 12,846 | $79,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 29,310 | $78,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 16,718 | $77,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,680 | $76,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,200 | $75,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 12,061 | $74,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 11,203 | $73,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $72,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 12,079 | $72,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 600 | $71,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 17,281 | $71,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 23,270 | $71,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 10,732 | $67,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 31,648 | $67,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,654 | $66,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,800 | $65,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,773 | $65,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,004 | $64,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 14,554 | $64,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 600 | $63,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,109 | $63,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 600 | $62,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 29,330 | $61,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 23,356 | $61,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 13,684 | $61,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,700 | $60,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 30,876 | $60,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 37,657 | $59,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,056 | $58,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 16,657 | $57,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 600 | $56,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 300 | $56,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,200 | $55,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 300 | $55,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 1,800 | $54,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 600 | $50,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 900 | $50,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 600 | $50,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 300 | $48,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 300 | $47,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 600 | $47,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 900 | $47,000 | thousands by filing date | call |
| Zedge Inc | 98923T104 | COM | 15,077 | $47,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,200 | $46,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 300 | $44,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 32,543 | $44,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 12,376 | $44,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $43,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 600 | $43,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 300 | $41,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 600 | $38,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 300 | $37,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 20,531 | $36,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 300 | $35,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,437 | $34,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 300 | $31,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $30,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 1,500 | $22,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,671 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-17-000317 | this filing | 2017-02-14 | acceptance time not in the bulk data set |