13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,655 holding rows worth $291,042,598,000.
- Accession
- 0000914208-16-001198
- Filer
- CIK 914208
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,980 entries on the cover page, a total value of $291,042,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,042,617,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,224,182 | $10,173,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 77,118 | $10,169,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,052,135 | $10,142,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 216,352 | $10,121,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 684,322 | $10,107,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 229,979 | $10,101,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 11,500,000 | $10,091,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 156,300 | $10,081,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 601,159 | $10,075,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 95,348 | $10,040,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 121,039 | $10,001,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,060,236 | $9,998,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 316,000 | $9,976,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 7,414,000 | $9,972,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 10,000,000 | $9,969,000 | thousands by filing date | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 286,795 | $9,960,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 169,334 | $9,953,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 703,661 | $9,943,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 101,960 | $9,883,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 7,250,000 | $9,878,000 | thousands by filing date | principal |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 838,365 | $9,859,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,094,986 | $9,855,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 8,500,000 | $9,833,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 447,573 | $9,816,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 209,764 | $9,804,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 139,509 | $9,765,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 77,000 | $9,727,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 849,787 | $9,714,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 797,735 | $9,700,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 195,101 | $9,697,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 179,370 | $9,688,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 526,485 | $9,682,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 294,049 | $9,665,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 333,264 | $9,661,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 89,475 | $9,640,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,135,541 | $9,632,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,929,699 | $9,629,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 1,788,746 | $9,605,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 119,867 | $9,575,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 170,655 | $9,556,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 454,462 | $9,552,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 690,986 | $9,508,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,612,203 | $9,496,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 104,180 | $9,491,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 995,581 | $9,488,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 559,231 | $9,467,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,446,873 | $9,404,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 720,757 | $9,319,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 898,583 | $9,318,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 342,478 | $9,315,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 287,781 | $9,306,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 7,000,000 | $9,293,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 253,548 | $9,290,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 764,939 | $9,287,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 7,587,000 | $9,280,000 | thousands by filing date | principal |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 254,596 | $9,257,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 207,470 | $9,222,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 222,610 | $9,167,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 174,488 | $9,158,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 187,543 | $9,114,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 255,429 | $9,109,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 135,053 | $9,078,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 742,981 | $9,057,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 351,655 | $9,044,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 239,306 | $9,043,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 124,182 | $9,023,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 276,955 | $9,015,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 116,214 | $8,968,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 164,880 | $8,959,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 180,397 | $8,918,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 642,286 | $8,902,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 614,299 | $8,889,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 643,461 | $8,867,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 321,589 | $8,863,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 506,335 | $8,861,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 375,617 | $8,853,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 268,945 | $8,824,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 5,000,000 | $8,822,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 175,422 | $8,821,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 516,674 | $8,819,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 801,489 | $8,816,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 189,621 | $8,802,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 421,417 | $8,800,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,268,544 | $8,791,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,258,481 | $8,784,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 976,873 | $8,763,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 393,147 | $8,760,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 131,843 | $8,748,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 7,583,628 | $8,721,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 654,244 | $8,720,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 239,280 | $8,719,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 870,163 | $8,719,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 578,456 | $8,706,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 93,651 | $8,698,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 459,355 | $8,691,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 8,862,000 | $8,690,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 593,511 | $8,665,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 817,175 | $8,654,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 198,084 | $8,652,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 461,358 | $8,646,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 10,000,000 | $8,625,000 | thousands by filing date | principal |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,377,637 | $8,624,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 678,020 | $8,604,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 195,677 | $8,600,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 350,603 | $8,593,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 339,801 | $8,584,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 364,094 | $8,556,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 128,167 | $8,537,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,543,010 | $8,519,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 269,439 | $8,518,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 163,798 | $8,496,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 111,430 | $8,495,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,169,868 | $8,494,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 757,587 | $8,477,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 269,000 | $8,474,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 89,319 | $8,442,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 85,373 | $8,407,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 106,043 | $8,398,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 407,500 | $8,387,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 438,873 | $8,369,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 308,504 | $8,357,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 558,629 | $8,335,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 265,726 | $8,323,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 103,070 | $8,304,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 262,313 | $8,299,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 945,092 | $8,270,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 377,027 | $8,265,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,518,704 | $8,262,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 211,211 | $8,246,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,639,388 | $8,246,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 6,920,000 | $8,243,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 816,445 | $8,238,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 524,313 | $8,222,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 301,391 | $8,198,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 126,042 | $8,198,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 234,008 | $8,179,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 95,679 | $8,175,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 133,500 | $8,166,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 280,769 | $8,140,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,302,260 | $8,126,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 133,578 | $8,116,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 592,224 | $8,096,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 176,842 | $8,087,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 123,654 | $8,084,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 559,692 | $8,070,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 161,438 | $8,065,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 231,000 | $8,064,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 284,595 | $8,062,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 80,412 | $8,061,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 703,915 | $8,053,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 169,314 | $8,032,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 131,068 | $8,024,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 728,727 | $8,009,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,288,208 | $7,987,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 107,478 | $7,970,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,236,856 | $7,966,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 603,320 | $7,964,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 198,220 | $7,960,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,572,752 | $7,942,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,000,000 | $7,935,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 496,335 | $7,931,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 180,847 | $7,916,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 319,009 | $7,911,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 200,993 | $7,911,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 523,175 | $7,905,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 145,478 | $7,868,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 214,879 | $7,800,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 6,865,000 | $7,792,000 | thousands by filing date | principal |
| FS KKR CAPITAL CORP | 302635107 | COM | 818,560 | $7,752,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 927,171 | $7,751,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 220,434 | $7,731,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 187,250 | $7,724,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 489,231 | $7,720,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 113,766 | $7,711,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 570,633 | $7,710,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 398,250 | $7,683,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 219,513 | $7,676,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 163,801 | $7,656,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 155,124 | $7,642,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 410,928 | $7,623,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 67,454 | $7,605,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 498,790 | $7,592,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 4,000,000 | $7,585,000 | thousands by filing date | principal |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 357,905 | $7,580,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 189,200 | $7,576,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 113,691 | $7,572,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 578,007 | $7,565,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 603,682 | $7,547,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 309,034 | $7,519,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 8,000,000 | $7,505,000 | thousands by filing date | principal |
| BOB EVANS FARMS | 096761101 | COM | 195,798 | $7,499,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 576,541 | $7,478,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 286,080 | $7,464,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 103,552 | $7,459,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 379,623 | $7,452,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 797,317 | $7,431,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 103,667 | $7,423,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 96,723 | $7,391,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 584,713 | $7,390,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 6,711,000 | $7,374,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 581,702 | $7,359,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 173,640 | $7,348,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 296,222 | $7,346,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 663,330 | $7,337,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 294,007 | $7,335,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 119,725 | $7,313,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 2,924,890 | $7,312,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 494,993 | $7,311,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 313,180 | $7,303,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,308,333 | $7,274,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 982,382 | $7,270,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 744,851 | $7,247,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 114,912 | $7,242,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 419,493 | $7,232,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 771,452 | $7,197,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 354,892 | $7,194,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 437,921 | $7,182,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 503,736 | $7,178,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 260,925 | $7,175,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 996,445 | $7,174,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 505,409 | $7,167,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 5,500,000 | $7,160,000 | thousands by filing date | principal |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 545,154 | $7,152,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 471,671 | $7,151,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 317,071 | $7,140,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 699,787 | $7,131,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 183,248 | $7,128,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 283,246 | $7,127,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 500,386 | $7,126,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 540,531 | $7,112,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 83,907 | $7,111,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 934,191 | $7,100,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 123,350 | $7,096,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 96,455 | $7,081,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 428,481 | $7,079,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 488,727 | $7,077,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 116,365 | $7,076,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 518,859 | $7,067,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 558,848 | $7,064,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 317,599 | $7,057,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 418,806 | $7,053,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 286,401 | $7,051,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 525,604 | $7,043,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 394,027 | $7,037,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 7,791,000 | $7,007,000 | thousands by filing date | principal |
| XENCOR INC | 98401F105 | COMMON STOCK | 284,516 | $6,968,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 108,817 | $6,962,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 408,968 | $6,957,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 458,094 | $6,949,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,167,977 | $6,926,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 482,019 | $6,918,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 95,132 | $6,907,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 103,338 | $6,903,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 201,657 | $6,899,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 408,623 | $6,898,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 632,035 | $6,889,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 508,761 | $6,879,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 185,706 | $6,858,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 161,708 | $6,858,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 343,031 | $6,857,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 512,714 | $6,855,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 241,267 | $6,852,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 180,171 | $6,851,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 287,771 | $6,832,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 469,897 | $6,823,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 510,474 | $6,820,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,837,000 | $6,818,000 | thousands by filing date | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 98,271 | $6,800,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 463,723 | $6,775,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 309,204 | $6,768,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 175,242 | $6,754,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 211,730 | $6,748,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 418,529 | $6,746,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 352,106 | $6,740,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 126,914 | $6,726,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 668,068 | $6,714,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 204,971 | $6,707,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 493,776 | $6,690,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 139,905 | $6,668,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 91,745 | $6,664,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 89,818 | $6,647,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 187,851 | $6,643,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 483,140 | $6,639,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 192,212 | $6,639,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 195,804 | $6,631,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 6,000,000 | $6,626,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 464,146 | $6,624,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 259,968 | $6,603,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 173,393 | $6,595,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 237,315 | $6,590,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 108,063 | $6,589,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 248,991 | $6,589,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 174,000 | $6,588,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 595,191 | $6,583,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 460,632 | $6,546,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 101,008 | $6,545,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 685,756 | $6,535,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 418,329 | $6,522,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 246,855 | $6,519,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 321,323 | $6,517,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 127,939 | $6,517,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 208,557 | $6,505,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 278,326 | $6,504,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 103,145 | $6,499,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 87,027 | $6,497,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,326,942 | $6,489,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 799,847 | $6,479,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 111,115 | $6,469,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 753,749 | $6,452,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 4,000,000 | $6,445,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 321,359 | $6,440,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 180,961 | $6,439,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,634,652 | $6,425,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 172,914 | $6,424,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 424,346 | $6,420,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 166,286 | $6,415,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 291,489 | $6,392,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 185,943 | $6,384,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 254,949 | $6,384,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 106,992 | $6,379,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 127,216 | $6,379,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 10,000,000 | $6,344,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 228,425 | $6,339,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 544,233 | $6,319,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 6,500,000 | $6,301,000 | thousands by filing date | principal |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 620,933 | $6,284,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 455,661 | $6,270,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 386,007 | $6,269,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 163,999 | $6,268,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 843,042 | $6,264,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 122,649 | $6,263,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 234,586 | $6,259,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 172,423 | $6,243,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 49,228 | $6,227,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 373,611 | $6,187,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 93,205 | $6,175,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 3,000,000 | $6,167,000 | thousands by filing date | principal |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 62,274 | $6,153,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 131,853 | $6,128,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P101 | CL A | 389,041 | $6,127,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 362,218 | $6,125,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 792,286 | $6,085,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 136,360 | $6,076,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 455,848 | $6,076,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 63,529 | $6,068,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 658,747 | $6,067,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 325,651 | $6,066,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 132,271 | $6,033,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 266,371 | $6,033,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 86,827 | $6,023,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 695,692 | $6,010,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 106,326 | $6,008,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 439,015 | $6,001,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 122,794 | $5,987,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,216,626 | $5,986,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 109,889 | $5,966,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 206,459 | $5,964,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 436,095 | $5,957,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 13,610 | $5,934,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 217,940 | $5,930,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 6,317,851 | $5,927,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 105,504 | $5,902,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 382,878 | $5,900,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 111,020 | $5,899,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 328,419 | $5,899,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 193,846 | $5,897,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 255,384 | $5,894,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 284,408 | $5,867,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 606,556 | $5,847,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 181,569 | $5,845,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 31,594 | $5,844,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 656,718 | $5,805,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 121,470 | $5,794,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 599,764 | $5,787,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 104,116 | $5,779,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 178,691 | $5,750,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 186,930 | $5,748,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 74,087 | $5,736,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 641,591 | $5,723,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 202,603 | $5,723,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,413,089 | $5,719,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 62,289 | $5,711,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 227,270 | $5,711,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 161,867 | $5,704,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000,000 | $5,695,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 928,532 | $5,655,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 64,411 | $5,654,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 5,000,000 | $5,641,000 | thousands by filing date | principal |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 83,267 | $5,640,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 220,363 | $5,626,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 407,983 | $5,614,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 761,379 | $5,604,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 151,973 | $5,594,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 153,176 | $5,591,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 135,212 | $5,552,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 313,551 | $5,547,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 587,028 | $5,536,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,355,661 | $5,531,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 103,631 | $5,522,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 285,124 | $5,514,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 170,031 | $5,514,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 61,246 | $5,486,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 222,514 | $5,479,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 234,425 | $5,478,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,062,612 | $5,473,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 118,638 | $5,472,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 224,384 | $5,471,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 197,964 | $5,469,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 376,285 | $5,464,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 341,329 | $5,458,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 146,952 | $5,456,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,204,264 | $5,455,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 73,949 | $5,443,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 139,480 | $5,427,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 90,958 | $5,415,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 149,188 | $5,398,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 457,739 | $5,397,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 665,351 | $5,389,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 381,590 | $5,388,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 206,854 | $5,386,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 201,641 | $5,373,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 423,390 | $5,373,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 109,065 | $5,367,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 398,133 | $5,367,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 170,815 | $5,361,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 178,978 | $5,360,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 311,229 | $5,358,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 338,231 | $5,351,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 225,501 | $5,349,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 238,123 | $5,346,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 100,683 | $5,339,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 463,719 | $5,337,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 170,347 | $5,335,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 111,488 | $5,331,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 277,519 | $5,326,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 403,748 | $5,317,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 95,111 | $5,302,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 284,937 | $5,291,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 192,312 | $5,290,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 300,221 | $5,287,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,950,000 | $5,281,000 | thousands by filing date | principal |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 142,642 | $5,278,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 571,644 | $5,276,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 415,102 | $5,272,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 225,946 | $5,251,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 314,450 | $5,226,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 339,663 | $5,217,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 77,792 | $5,216,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 338,153 | $5,211,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 124,904 | $5,200,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 315,582 | $5,191,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 322,566 | $5,174,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000,000 | $5,174,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 5,000,000 | $5,156,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 69,782 | $5,153,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 167,887 | $5,148,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 106,628 | $5,143,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 197,324 | $5,137,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 163,549 | $5,137,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 312,686 | $5,137,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 234,828 | $5,123,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 100,895 | $5,088,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 187,219 | $5,088,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 172,736 | $5,087,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 220,636 | $5,081,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 367,676 | $5,074,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 310,714 | $5,071,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 651,298 | $5,067,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,056,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 300,764 | $5,053,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 293,766 | $5,049,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 149,552 | $5,044,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 86,451 | $5,042,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,729,681 | $5,033,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 159,319 | $5,029,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 698,803 | $5,018,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 316,476 | $4,994,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 241,180 | $4,992,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 108,112 | $4,985,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 360,673 | $4,985,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 233,375 | $4,980,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 65,403 | $4,973,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 171,372 | $4,970,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 197,011 | $4,963,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 302,700 | $4,958,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 122,531 | $4,947,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 106,834 | $4,943,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 91,952 | $4,941,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 45,456 | $4,913,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 234,001 | $4,891,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 65,526 | $4,879,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8,064,000 | $4,879,000 | thousands by filing date | principal |
| TENNECO INC | 880349105 | COM | 83,604 | $4,872,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 48,005 | $4,857,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 387,780 | $4,847,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 84,416 | $4,842,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 215,249 | $4,840,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 246,842 | $4,829,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 196,485 | $4,828,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 186,594 | $4,823,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-16-001198 | this filing | 2016-11-14 | acceptance time not in the bulk data set |