13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,655 holding rows worth $291,042,598,000.
- Accession
- 0000914208-16-001198
- Filer
- CIK 914208
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,980 entries on the cover page, a total value of $291,042,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,042,617,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREEN BRICK PARTNERS INC | 392709101 | COM | 28,640 | $237,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 33,147 | $237,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 39,153 | $236,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 18,641 | $235,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,976 | $230,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 15,560 | $229,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 57,179 | $228,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 11,994 | $228,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,985 | $227,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 5,868 | $226,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 21,571 | $225,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,476 | $222,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 9,570 | $220,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,560 | $219,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 41,066 | $219,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,268 | $218,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,860 | $217,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 15,297 | $217,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 38,121 | $217,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 5,128 | $216,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 14,478 | $215,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 68,533 | $215,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 64,687 | $215,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 647,564 | $214,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 20,911 | $214,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 76,805 | $211,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 11,146 | $210,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 18,347 | $209,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 7,656 | $206,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 14,176 | $205,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 39,404 | $203,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 22,935 | $202,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 42,217 | $201,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 22,191 | $200,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 28,616 | $199,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 80,089 | $198,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,667 | $196,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 27,509 | $195,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,897 | $194,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 207,564 | $193,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 34,687 | $191,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,389 | $191,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 106,478 | $190,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 10,668 | $190,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 33,506 | $189,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 18,604 | $188,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 22,958 | $185,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,274 | $185,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 10,162 | $184,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 99,275 | $183,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,902 | $182,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 44,310 | $182,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 36,777 | $181,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 44,066 | $179,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 207,518 | $175,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 30,642 | $175,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 40,086 | $173,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 34,078 | $173,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 17,920 | $173,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 20,797 | $172,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 10,405 | $169,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 13,998 | $167,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 12,269 | $165,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 60,914 | $161,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 33,942 | $158,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 57,858 | $157,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,806 | $155,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,997 | $154,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,803 | $152,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,637 | $152,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 92,461 | $152,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 28,618 | $151,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,581 | $150,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 27,750 | $147,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 530,889 | $146,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 35,501 | $137,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 28,873 | $134,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 12,768 | $132,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 129,811 | $123,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 31,468 | $122,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 47,650 | $122,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 10,962 | $120,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 31,067 | $119,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 39,029 | $117,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 68,761 | $116,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,796 | $115,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 13,771 | $112,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,402 | $111,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,022 | $108,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,034 | $108,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,881 | $107,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 56,656 | $99,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 19,364 | $99,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 17,744 | $95,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,142 | $91,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 14,545 | $89,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,769 | $87,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,200 | $86,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 26,160 | $86,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 14,920 | $85,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,060 | $83,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 16,673 | $79,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,677 | $77,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 11,415 | $70,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,200 | $69,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 11,206 | $69,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 29,394 | $69,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,800 | $68,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342104 | ORD | 12,671 | $68,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 600 | $62,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 27,302 | $62,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 600 | $61,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,201 | $60,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 600 | $59,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 13,935 | $59,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,800 | $57,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,247 | $57,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 15,312 | $57,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 600 | $53,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 600 | $53,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,906 | $53,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 600 | $52,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 300 | $52,000 | thousands by filing date | call |
| Zedge Inc | 98923T104 | COM | 15,297 | $52,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,200 | $51,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 13,992 | $51,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 300 | $50,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 32,025 | $50,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 17,201 | $50,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 900 | $49,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 300 | $49,000 | thousands by filing date | call |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,445 | $49,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 14,128 | $49,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $48,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 600 | $48,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,200 | $47,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 600 | $47,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 900 | $46,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 22,361 | $46,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 16,152 | $44,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $43,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 10,575 | $43,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,700 | $42,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 300 | $42,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 300 | $40,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 600 | $38,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 300 | $38,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 300 | $35,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 300 | $34,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,069 | $34,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $32,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 300 | $28,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 1,500 | $23,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 18,418 | $22,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 39,362 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-16-001198 | this filing | 2016-11-14 | acceptance time not in the bulk data set |