13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 5,765 holding rows worth $3,191,567,492,438.
- Accession
- 0000913414-23-000035
- Filer
- CIK 1364742
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 52,257 entries on the cover page, a total value of $3,191,567,492,438 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,191,567,492,438 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE REALREAL INC | 88339P101 | COM | 6,321,277 | $7,901,597 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 916,956 | $7,894,993 | dollars as filed | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 790,436 | $7,888,551 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 59,814 | $7,852,980 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 261,763 | $7,831,949 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 669,357 | $7,798,009 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 741,758 | $7,788,461 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,773,001 | $7,765,744 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 565,109 | $7,747,646 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 2,714,909 | $7,737,490 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 227,141 | $7,711,437 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 903,545 | $7,707,239 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,429,667 | $7,705,903 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 7,029,000 | $7,670,396 | dollars as filed | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 834,128 | $7,665,636 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 13,550,000 | $7,653,582 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 12,349,000 | $7,637,857 | dollars as filed | principal |
| Matrix Service Company | 576853105 | COM | 1,226,458 | $7,628,568 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 723,530 | $7,618,771 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,334,235 | $7,618,482 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 7,045,992 | $7,609,672 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 1,935,491 | $7,606,480 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 921,019 | $7,570,776 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 26,422,834 | $7,556,931 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,052,963 | $7,549,744 | dollars as filed | |
| TREAN INS GROUP INC | 89457R101 | COM | 1,257,266 | $7,543,596 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 756,403 | $7,518,647 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 4,390,100 | $7,507,072 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 2,363,221 | $7,491,410 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 635,002 | $7,473,974 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,453,745 | $7,457,711 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 105,806 | $7,445,558 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 7,600,000 | $7,343,880 | dollars as filed | principal |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 990,882 | $7,342,435 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 91,605 | $7,327,484 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,162,758 | $7,325,375 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 2,596,968 | $7,323,450 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 450,000 | $7,317,000 | dollars as filed | put |
| CUREVAC N V | N2451R105 | COM | 1,211,913 | $7,307,836 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 1,867,405 | $7,301,553 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 597,922 | $7,294,648 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 236,549 | $7,288,082 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 404,283 | $7,264,966 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 3,065,073 | $7,264,223 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 890,992 | $7,261,585 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 3,440,000 | $7,253,240 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 9,575,000 | $7,229,125 | dollars as filed | principal |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,236,951 | $7,223,793 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 5,547,032 | $7,211,143 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 607,439 | $7,204,226 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 3,554,721 | $7,144,990 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 200,000 | $7,114,000 | dollars as filed | put |
| META MATERIALS INC | 59134N104 | COM | 5,971,255 | $7,105,795 | dollars as filed | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 218,300 | $7,072,920 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,971,762 | $7,072,794 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,558,913 | $7,046,649 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 3,352,985 | $7,007,739 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 569,201 | $7,001,172 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 6,491,000 | $6,992,495 | dollars as filed | principal |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 694,737 | $6,989,054 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,764,613 | $6,970,222 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 836,732 | $6,961,611 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 2,259,423 | $6,959,023 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 9,015,000 | $6,925,323 | dollars as filed | principal |
| NVE CORP COM NEW | 629445206 | Stock | 106,877 | $6,920,286 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 145,685 | $6,920,038 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 3,246,164 | $6,881,867 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 5,662,489 | $6,851,612 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,727,829 | $6,842,203 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 83,682 | $6,835,146 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 599,206 | $6,830,949 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 972,436 | $6,768,154 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 1,984,322 | $6,766,538 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 3,380,000 | $6,760,000 | dollars as filed | principal |
| 1Stdibs.Com Inc | 320551104 | COM | 1,328,480 | $6,748,678 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 1,954,534 | $6,743,142 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 458,116 | $6,738,887 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 590,937 | $6,736,682 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 14,518,463 | $6,736,568 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 2,440,419 | $6,711,153 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 9,585,000 | $6,699,915 | dollars as filed | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 406,520 | $6,679,123 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 259,317 | $6,672,226 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 3,727,486 | $6,672,200 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 101,018 | $6,669,178 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 479,416 | $6,668,677 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 6,890,000 | $6,655,602 | dollars as filed | principal |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 300,000 | $6,633,000 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 1,074,869 | $6,610,445 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 2,420,090 | $6,606,845 | dollars as filed | |
| HARROW INC | 415858109 | COM | 447,017 | $6,597,971 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 674,645 | $6,564,296 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 2,573,940 | $6,563,546 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 350,304 | $6,550,685 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,348,384 | $6,539,662 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 896,647 | $6,527,590 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 10,465,000 | $6,508,184 | dollars as filed | principal |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 300,000 | $6,504,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 277,302 | $6,502,732 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,863,142 | $6,502,366 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 489,004 | $6,489,083 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,533,540 | $6,486,874 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 7,590,000 | $6,428,730 | dollars as filed | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 846,894 | $6,427,925 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 271,297 | $6,421,610 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 7,010,000 | $6,421,160 | dollars as filed | principal |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 448,046 | $6,411,538 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 411,528 | $6,407,491 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 407,421 | $6,400,590 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 2,829,306 | $6,365,939 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,170,060 | $6,365,127 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 500,000 | $6,360,000 | dollars as filed | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,023,872 | $6,358,246 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 6,585,330 | $6,354,185 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,471,214 | $6,349,124 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 6,595,377 | $6,331,561 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,193,799 | $6,327,134 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,054,061 | $6,292,745 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 247,013 | $6,291,421 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 710,171 | $6,285,014 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,042,764 | $6,268,094 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 5,828,000 | $6,262,536 | dollars as filed | principal |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 5,304,156 | $6,258,904 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 7,020,000 | $6,254,820 | dollars as filed | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 381,541 | $6,234,385 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 948,701 | $6,232,966 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 1,237,781 | $6,226,038 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 9,243,280 | $6,210,559 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 1,019,263 | $6,207,312 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 1,144,687 | $6,181,310 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 122,809 | $6,157,650 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 579,269 | $6,146,044 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 4,916,000 | $6,142,050 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,445,000 | $6,123,513 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 6,123,000 | $6,107,693 | dollars as filed | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 144,733 | $6,077,338 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 2,999,647 | $6,059,287 | dollars as filed | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 8,000,000 | $6,055,520 | dollars as filed | principal |
| GARRETT MOTION INC | 366505105 | COM | 794,568 | $6,054,610 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 750,000 | $6,045,000 | dollars as filed | put |
| FREEDOM HOLDING CORP | 356390104 | COM | 103,824 | $6,044,634 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 3,346,323 | $6,023,382 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 4,954,000 | $6,021,587 | dollars as filed | principal |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 399,423 | $6,019,305 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 498,485 | $6,016,713 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 288,957 | $6,016,085 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 311,810 | $6,014,815 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 1,160,276 | $5,998,626 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 6,790,000 | $5,978,323 | dollars as filed | principal |
| KINROSS GOLD CORP | 496902404 | COM | 1,460,713 | $5,974,316 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 452,367 | $5,971,244 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,481,000 | $5,913,913 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 301,485 | $5,912,125 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,808,323 | $5,895,132 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 650,410 | $5,892,714 | dollars as filed | |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 240,000 | $5,889,336 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 2,063,392 | $5,880,667 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,678,463 | $5,874,622 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 634,693 | $5,864,561 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,786,290 | $5,823,305 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 3,877,043 | $5,815,566 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 8,919,000 | $5,766,134 | dollars as filed | principal |
| BIOVENTUS INC | 09075A108 | COM CL A | 2,207,516 | $5,761,617 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 369,391 | $5,758,806 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,002,000 | $5,752,300 | dollars as filed | principal |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 153,887 | $5,730,752 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 892,431 | $5,720,484 | dollars as filed | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5,305,000 | $5,710,833 | dollars as filed | principal |
| ENERPLUS CORP | 292766102 | COM | 322,547 | $5,692,955 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 397,762 | $5,687,997 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 211,335 | $5,682,793 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 189,818 | $5,618,613 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 7,911,510 | $5,616,381 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 26,298 | $5,604,297 | dollars as filed | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 552,197 | $5,588,786 | dollars as filed | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 96,373 | $5,573,256 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 123,809 | $5,547,863 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 6,000,000 | $5,538,780 | dollars as filed | principal |
| Bluerock Private Real Estate F | 09631H100 | COM | 259,340 | $5,526,544 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 444,233 | $5,499,605 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 5,300,000 | $5,480,200 | dollars as filed | principal |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,419,916 | $5,466,677 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 564,821 | $5,450,524 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 844,821 | $5,406,854 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 453,862 | $5,400,953 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 1,092,918 | $5,399,015 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 252,877 | $5,393,867 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 587,174 | $5,366,771 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 6,505,000 | $5,366,625 | dollars as filed | principal |
| CRICUT INC | 22658D100 | COM CL A | 578,306 | $5,360,896 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 6,355,593 | $5,354,587 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 332,794 | $5,351,328 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 676,407 | $5,316,560 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 48,720 | $5,296,838 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 3,526,000 | $5,292,526 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 4,289,000 | $5,284,048 | dollars as filed | principal |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 2,869,503 | $5,279,886 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 6,585,000 | $5,258,123 | dollars as filed | principal |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,019,806 | $5,252,001 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 203,251 | $5,235,737 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 13,359,775 | $5,225,008 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 3,797,000 | $5,209,826 | dollars as filed | principal |
| KRONOS BIO INC | 50107A104 | COM | 3,206,885 | $5,195,153 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 818,960 | $5,184,018 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 834,734 | $5,183,698 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 633,359 | $5,155,543 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 275,000 | $5,149,513 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 281,132 | $5,147,527 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 842,924 | $5,141,837 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 482,402 | $5,137,581 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 5,400,000 | $5,135,400 | dollars as filed | principal |
| FS BANCORP INC | 30263Y104 | COM | 153,512 | $5,133,441 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 7,025,000 | $5,121,787 | dollars as filed | principal |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 512,741 | $5,112,027 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 1,919,987 | $5,107,165 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 2,646,983 | $5,082,208 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 238,150 | $5,079,739 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,775,000 | $5,076,064 | dollars as filed | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 5,750,000 | $5,039,875 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 3,414,000 | $5,032,236 | dollars as filed | principal |
| BAKKT HOLDINGS INC | 05759B107 | COM | 4,226,590 | $5,029,643 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 235,000 | $5,020,775 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 172,861 | $5,019,884 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 55,712 | $5,012,409 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 5,400,000 | $5,008,500 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 5,027,000 | $4,988,041 | dollars as filed | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $4,981,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 655,091 | $4,978,692 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 3,795,813 | $4,972,514 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 123,326 | $4,970,038 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 276,156 | $4,962,523 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 3,129,000 | $4,921,917 | dollars as filed | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,614,071 | $4,906,776 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 5,043,000 | $4,889,189 | dollars as filed | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 790,341 | $4,884,307 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 274,062 | $4,881,044 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 434,723 | $4,873,245 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 5,800,000 | $4,851,700 | dollars as filed | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,551,156 | $4,847,196 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 7,763,340 | $4,813,271 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 57,446 | $4,802,444 | dollars as filed | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,875,000 | $4,792,625 | dollars as filed | principal |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 109,743 | $4,774,369 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 4,698,912 | $4,745,901 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,719,272 | $4,745,191 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 5,532,000 | $4,740,260 | dollars as filed | principal |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,332,667 | $4,730,968 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,269,614 | $4,722,964 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 327,381 | $4,704,466 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 798,388 | $4,702,505 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 5,700,000 | $4,702,500 | dollars as filed | principal |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 658,796 | $4,684,039 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 479,811 | $4,678,157 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 3,608,730 | $4,655,262 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 548,738 | $4,625,860 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 4,200,000 | $4,624,200 | dollars as filed | principal |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 1,314,042 | $4,612,288 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 5,880,000 | $4,612,272 | dollars as filed | principal |
| VIA RENEWABLES INC | 92556D106 | COM | 902,105 | $4,609,757 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 3,700,000 | $4,585,780 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,360,000 | $4,584,540 | dollars as filed | principal |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 91,785 | $4,563,551 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 397,801 | $4,558,801 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 4,650,000 | $4,547,700 | dollars as filed | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 1,689,496 | $4,544,744 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 2,260,695 | $4,543,998 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 3,990,000 | $4,534,635 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 4,500,000 | $4,533,750 | dollars as filed | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 8,501,102 | $4,523,436 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 6,225,000 | $4,513,125 | dollars as filed | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 2,804,000 | $4,495,092 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 2,661,000 | $4,493,100 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 7,920,000 | $4,485,096 | dollars as filed | principal |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 114,965 | $4,484,785 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,739,000 | $4,481,341 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 4,525,000 | $4,477,488 | dollars as filed | principal |
| VALUE LINE INC | 920437100 | COMMON STOCK | 87,824 | $4,468,485 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 5,475,000 | $4,456,650 | dollars as filed | principal |
| PLAYAGS INC | 72814N104 | COM | 868,844 | $4,431,105 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 5,190,000 | $4,430,963 | dollars as filed | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 3,783,812 | $4,427,060 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 933,633 | $4,416,084 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 10,142,116 | $4,399,649 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 118,601 | $4,384,661 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,770,509 | $4,377,404 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 2,788,840 | $4,322,703 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 4,250,000 | $4,320,125 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 5,530,000 | $4,318,875 | dollars as filed | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 3,715,000 | $4,316,087 | dollars as filed | principal |
| HELIOGEN INC | 42329E105 | COM | 6,179,153 | $4,314,286 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 113,818 | $4,309,149 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 865,057 | $4,307,985 | dollars as filed | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 4,505,000 | $4,302,275 | dollars as filed | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 89,891 | $4,302,183 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,077,950 | $4,290,242 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 139,787 | $4,274,686 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 38,939 | $4,254,086 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 664,399 | $4,245,509 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 445,209 | $4,242,841 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 9,366,381 | $4,242,035 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 4,205,000 | $4,240,743 | dollars as filed | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50,000 | $4,229,500 | dollars as filed | put |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 9,589,501 | $4,219,381 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 14,487,985 | $4,205,863 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 3,024,745 | $4,204,396 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,355,279 | $4,201,365 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 1,424,110 | $4,201,124 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 4,800,000 | $4,194,240 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 4,390,000 | $4,192,801 | dollars as filed | principal |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 345,910 | $4,168,216 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 494,724 | $4,160,628 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 861,926 | $4,154,484 | dollars as filed | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 4,005,000 | $4,151,183 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,885,000 | $4,120,548 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 4,560,000 | $4,115,400 | dollars as filed | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,034,393 | $4,115,080 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 542,151 | $4,098,662 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,412,929 | $4,083,365 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 3,457,139 | $4,079,423 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 660,000 | $4,078,800 | dollars as filed | put |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 2,911,600 | $4,076,240 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,389,080 | $4,070,005 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 7,231,901 | $4,059,266 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 369,582 | $4,058,010 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 3,290,057 | $4,046,771 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 389,804 | $4,030,574 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 572,561 | $4,025,103 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 400,000 | $4,020,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 932,765 | $4,010,889 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,946,652 | $4,010,103 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 121,893 | $4,007,842 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 5,050,000 | $3,992,025 | dollars as filed | principal |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 2,524,241 | $3,988,300 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 3,225,000 | $3,976,425 | dollars as filed | principal |
| CAE INC COM | 124765108 | Stock | 205,347 | $3,971,411 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 287,515 | $3,959,082 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 534,918 | $3,958,393 | dollars as filed | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,975,000 | $3,954,807 | dollars as filed | principal |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 330,344 | $3,944,308 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 916,486 | $3,940,890 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 150,000 | $3,928,230 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 3,988,000 | $3,914,222 | dollars as filed | principal |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 302,179 | $3,910,196 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 845,451 | $3,905,984 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 150,000 | $3,901,785 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 425,886 | $3,901,116 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 150,000 | $3,900,735 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 58,503 | $3,895,130 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 924,498 | $3,892,136 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 5,000,000 | $3,867,500 | dollars as filed | principal |
| KVH INDS INC | 482738101 | COM | 376,321 | $3,846,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 723,660 | $3,842,634 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 1,449,982 | $3,842,453 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 70,511 | $3,840,029 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 126,416 | $3,829,141 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 590,360 | $3,819,629 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 836,884 | $3,816,191 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 724,438 | $3,810,545 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 3,886,000 | $3,803,423 | dollars as filed | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 22,900 | $3,753,997 | dollars as filed | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 426,481 | $3,748,767 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 4,192,000 | $3,733,395 | dollars as filed | principal |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 548,114 | $3,732,657 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 256,443 | $3,726,116 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 6,308,000 | $3,725,694 | dollars as filed | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 454,760 | $3,724,483 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 989,855 | $3,721,855 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,805,108 | $3,700,472 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 220,979 | $3,690,352 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 3,438,000 | $3,685,192 | dollars as filed | principal |
| NATURA &CO HLDG S A | 63884N108 | ADR | 850,943 | $3,684,583 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 185,315 | $3,678,502 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 6,968,483 | $3,665,422 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 3,050,000 | $3,660,000 | dollars as filed | principal |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 191,721 | $3,648,451 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 169,717 | $3,637,035 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 851,067 | $3,634,056 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 67,352 | $3,614,782 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 4,370,000 | $3,610,931 | dollars as filed | principal |
| INTEVAC INC | 461148108 | COM | 555,097 | $3,591,478 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 113,915 | $3,583,777 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 208,960 | $3,573,216 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 664,004 | $3,572,341 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 112,578 | $3,549,584 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,575,414 | $3,544,682 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,433,334 | $3,526,778 | dollars as filed | |
| EARGO INC | 270087109 | COM | 6,090,500 | $3,502,037 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,350,000 | $3,501,750 | dollars as filed | principal |
| CLEARPOINT NEURO INC | 18507C103 | COM | 412,742 | $3,495,925 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 2,739,000 | $3,484,008 | dollars as filed | principal |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 2,190,298 | $3,482,573 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 510,570 | $3,476,983 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,845,000 | $3,465,383 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 4,761,000 | $3,464,104 | dollars as filed | principal |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 267,097 | $3,448,222 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 3,505,000 | $3,443,663 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,916,000 | $3,430,416 | dollars as filed | principal |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 2,825,000 | $3,401,018 | dollars as filed | principal |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 2,047,266 | $3,398,462 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 845,217 | $3,397,773 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 4,382,200 | $3,375,609 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 12,790,009 | $3,374,005 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 3,303,651 | $3,369,723 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,855,690 | $3,369,714 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,275,000 | $3,358,513 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 3,710,000 | $3,341,337 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 6,350,000 | $3,333,750 | dollars as filed | principal |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $3,313,920 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 361,643 | $3,309,033 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 3,750,000 | $3,305,625 | dollars as filed | principal |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 31,305 | $3,297,669 | dollars as filed | |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 145,000 | $3,294,371 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,401,388 | $3,293,261 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 26,279 | $3,287,758 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 382,132 | $3,286,335 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 573,837 | $3,276,610 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $3,265,344 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 255,142 | $3,260,715 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 1,929,345 | $3,260,593 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 653,319 | $3,260,062 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 796,865 | $3,259,178 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 219,162 | $3,243,598 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 748,748 | $3,219,617 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 263,653 | $3,219,202 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,096,831 | $3,213,715 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 184,824 | $3,212,240 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 50,000 | $3,181,000 | dollars as filed | put |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 3,571,000 | $3,169,263 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 3,450,000 | $3,163,236 | dollars as filed | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 442,311 | $3,162,524 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 1,783,547 | $3,156,878 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 4,322,341 | $3,151,850 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 250,510 | $3,151,416 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 205,333 | $3,145,701 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 230,000 | $3,141,800 | dollars as filed | put |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 475,802 | $3,140,293 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 234,891 | $3,138,144 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 142,591 | $3,137,002 | dollars as filed | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 129,000 | $3,129,540 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 1,286,965 | $3,101,586 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 349,270 | $3,098,025 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 90,692 | $3,095,318 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 3,750,000 | $3,086,250 | dollars as filed | principal |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 78,579 | $3,058,294 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 371,569 | $3,054,297 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 100,000 | $3,053,000 | dollars as filed | put |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 299,438 | $3,048,279 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 514,060 | $3,012,392 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 139,753 | $3,008,883 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 3,500,000 | $3,004,750 | dollars as filed | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 668,351 | $2,994,213 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 4,741,072 | $2,986,876 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 2,347,199 | $2,980,943 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 3,025,000 | $2,978,113 | dollars as filed | principal |
| VOLTA INC | 92873V102 | COM CL A | 8,321,268 | $2,957,379 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 3,475,000 | $2,949,580 | dollars as filed | principal |
| GLAUKOS CORP | 377322AB8 | BOND | 2,548,000 | $2,949,310 | dollars as filed | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 191,603 | $2,943,022 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 337,452 | $2,929,083 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 2,925,000 | $2,927,925 | dollars as filed | principal |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 123,859 | $2,924,311 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 3,200,000 | $2,924,160 | dollars as filed | principal |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 2,248,000 | $2,923,816 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 3,800,000 | $2,914,220 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 3,200,000 | $2,912,000 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,807,000 | $2,908,894 | dollars as filed | principal |
| GREENHILL & CO INC COM | 395259104 | Stock | 283,405 | $2,904,902 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 3,492,000 | $2,898,360 | dollars as filed | principal |
| VERA BRADLEY INC | 92335C106 | COM | 639,182 | $2,895,494 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 555,734 | $2,895,374 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 99,811 | $2,891,524 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 50,342 | $2,884,094 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 419,267 | $2,880,364 | dollars as filed | |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 140,000 | $2,868,908 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 431,762 | $2,858,264 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,571,456 | $2,854,316 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 305,947 | $2,851,426 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 101,015 | $2,850,643 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 6,150,000 | $2,841,300 | dollars as filed | principal |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 223,749 | $2,832,663 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 65,382 | $2,831,694 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 487,798 | $2,824,350 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 383,335 | $2,817,513 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 55,677 | $2,814,472 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 3,425,000 | $2,806,377 | dollars as filed | principal |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 970,733 | $2,805,419 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 232,779 | $2,804,986 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 3,460,000 | $2,800,455 | dollars as filed | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 486,107 | $2,795,116 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 2,463,253 | $2,783,475 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 158,538 | $2,769,659 | dollars as filed | |
| PAGERDUTY INC | 69553PAB6 | BOND | 2,750,000 | $2,767,875 | dollars as filed | principal |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 602,691 | $2,766,351 | dollars as filed | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,775,000 | $2,752,523 | dollars as filed | principal |
| LIVEVOX HOLDING INC | 53838L100 | COM | 926,026 | $2,750,297 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 262,204 | $2,734,792 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 10,775,000 | $2,726,075 | dollars as filed | principal |
| APPHARVEST INC | 03783T103 | COM | 4,800,896 | $2,724,028 | dollars as filed | |
| ISHARES TR | 46436E320 | HIGH YLD CORP BD | 75,000 | $2,719,448 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 640,818 | $2,704,252 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913414-23-000035 | this filing | 2023-02-13 | acceptance time not in the bulk data set |