13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 5,765 holding rows worth $3,191,567,492,438.
- Accession
- 0000913414-23-000035
- Filer
- CIK 1364742
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 52,257 entries on the cover page, a total value of $3,191,567,492,438 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,191,567,492,438 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 1,710,986 | $21,301,775 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 8,757,871 | $21,281,626 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 783,397 | $21,277,059 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,376,085 | $21,273,278 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 429,504 | $21,256,170 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 2,790,820 | $21,238,140 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 647,668 | $21,159,312 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 25,125,000 | $21,142,688 | dollars as filed | principal |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 43,350,519 | $21,142,047 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 897,707 | $21,123,045 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 10,996,735 | $21,113,731 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 4,145,589 | $21,101,048 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 884,683 | $21,090,842 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 592,395 | $21,071,490 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 13,732,497 | $21,010,721 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 3,931,437 | $20,954,560 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 28,000,000 | $20,947,640 | dollars as filed | principal |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 699,314 | $20,937,461 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,282,762 | $20,911,194 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 643,275 | $20,893,571 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 4,159,762 | $20,882,006 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,170,230 | $20,876,900 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 945,269 | $20,805,371 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 2,607,993 | $20,785,706 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 5,762,379 | $20,744,564 | dollars as filed | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 245,925 | $20,699,507 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 205,514 | $20,660,322 | dollars as filed | |
| ISHARES TR | 46436E494 | CMN | 250,000 | $20,590,000 | dollars as filed | |
| ATI INC | 01741RAK8 | BOND | 10,244,000 | $20,580,196 | dollars as filed | principal |
| ASTRONICS CORP COM | 046433108 | Stock | 1,987,168 | $20,467,830 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 393,474 | $20,456,725 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 2,422,720 | $20,399,304 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,121,731 | $20,384,902 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 1,164,578 | $20,380,116 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 503,604 | $20,370,777 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 8,700,392 | $20,271,914 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 202,307 | $20,259,023 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 7,354,000 | $20,252,916 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 23,966,000 | $20,222,511 | dollars as filed | principal |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,159,663 | $20,212,926 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 757,745 | $20,201,477 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 741,560 | $20,200,094 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 694,608 | $19,907,465 | dollars as filed | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 913,649 | $19,807,916 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 58,800 | $19,787,964 | dollars as filed | call |
| DAILY JOURNAL CORP | 233912104 | COM | 78,691 | $19,712,883 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 581,594 | $19,675,326 | dollars as filed | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,880,634 | $19,671,433 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 1,341,259 | $19,662,856 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 413,676 | $19,649,618 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,061,361 | $19,579,771 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 377,359 | $19,543,401 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 2,215,091 | $19,470,650 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,373,447 | $19,464,790 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,204,675 | $19,260,099 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,225,748 | $19,184,896 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 3,488,156 | $19,184,859 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,701,086 | $19,171,240 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 3,196,368 | $19,146,245 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 551,846 | $19,115,946 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 11,646,102 | $19,099,607 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,694,431 | $19,011,516 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 6,430,851 | $18,971,011 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 947,448 | $18,958,440 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 1,840,537 | $18,883,909 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 1,818,824 | $18,879,393 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 372,300 | $18,879,333 | dollars as filed | call |
| ALTUS POWER INC | 02217A102 | COM CL A | 2,893,781 | $18,867,452 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 1,374,051 | $18,865,719 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 5,267,247 | $18,804,072 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,210,621 | $18,790,279 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 1,303,588 | $18,784,702 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 757,719 | $18,768,699 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 753,859 | $18,763,552 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,157,958 | $18,644,757 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 2,469,436 | $18,545,464 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 12,081,379 | $18,484,510 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 41,642 | $18,438,706 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,067,353 | $18,401,167 | dollars as filed | |
| CVENT HOLDING CORP | 126677103 | COM | 3,393,134 | $18,322,924 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 21,432,000 | $18,311,072 | dollars as filed | principal |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,387,031 | $18,294,940 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 15,230,000 | $18,291,230 | dollars as filed | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 28,260,000 | $18,270,091 | dollars as filed | principal |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 1,800,000 | $18,270,001 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 1,494,608 | $18,249,164 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 928,343 | $18,232,656 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 370,704 | $18,223,799 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 372,947 | $18,177,451 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 1,151,816 | $18,118,065 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 127,688 | $18,035,944 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 451,254 | $17,964,422 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 18,584,000 | $17,935,418 | dollars as filed | principal |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,413,863 | $17,913,645 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,304,921 | $17,905,975 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 7,123,051 | $17,878,858 | dollars as filed | |
| PCSB FINL CORP COM | 69324R104 | Stock | 938,848 | $17,875,667 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,305,250 | $17,856,289 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,318,828 | $17,854,976 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 21,765,000 | $17,821,182 | dollars as filed | principal |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 607,983 | $17,813,903 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 3,709,694 | $17,769,433 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 421,270 | $17,735,468 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 3,587,545 | $17,722,473 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 817,622 | $17,717,869 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 2,245,620 | $17,695,485 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,601,084 | $17,659,957 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 21,615,000 | $17,616,225 | dollars as filed | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,538,946 | $17,539,199 | dollars as filed | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 251,292 | $17,502,488 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 82,900 | $17,483,610 | dollars as filed | call |
| BLEND LABS INC | 09352U108 | CL A | 12,074,814 | $17,387,732 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 27,683,000 | $17,343,400 | dollars as filed | principal |
| HILLEVAX INC | 43157M102 | COM | 1,028,473 | $17,206,353 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 4,423,123 | $17,161,717 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,801,245 | $17,140,445 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 751,167 | $17,126,601 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 394,768 | $17,077,664 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 425,138 | $17,018,274 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 875,884 | $16,948,355 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 458,059 | $16,925,280 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 730,407 | $16,916,226 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,830,647 | $16,896,872 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 618,628 | $16,876,172 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 504,202 | $16,860,516 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,823,985 | $16,817,142 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 3,495,879 | $16,815,178 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 194,478 | $16,762,075 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 18,446,000 | $16,750,813 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,917,000 | $16,712,850 | dollars as filed | principal |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,979,522 | $16,682,868 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 3,834,675 | $16,680,837 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 2,917,940 | $16,603,080 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 6,857,571 | $16,595,323 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $16,566,500 | dollars as filed | call |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 1,721,657 | $16,527,907 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 692,677 | $16,520,340 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 76,943 | $16,505,905 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 1,210,756 | $16,466,283 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 419,607 | $16,427,614 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 5,701,185 | $16,419,413 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,127,290 | $16,379,524 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 196,187 | $16,371,805 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,653,952 | $16,341,046 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 1,378,021 | $16,329,548 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 11,915,770 | $16,324,606 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 553,302 | $16,283,677 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 520,893 | $16,246,653 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 20,045,000 | $16,226,428 | dollars as filed | principal |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 288,470 | $16,186,052 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 109,270 | $16,122,860 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 17,835,000 | $16,105,005 | dollars as filed | principal |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 870,127 | $16,088,647 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463302 | CONV | 363,000 | $16,055,490 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,247,557 | $16,025,081 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,130,214 | $16,019,210 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,421,223 | $16,017,180 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 4,050,473 | $15,877,854 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 15,105,000 | $15,841,369 | dollars as filed | principal |
| ENFUSION INC | 292812104 | CL A | 1,630,828 | $15,770,107 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 2,724,485 | $15,747,524 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 837,548 | $15,704,026 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 1,350,000 | $15,700,500 | dollars as filed | put |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 18,325,000 | $15,645,885 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 13,828,000 | $15,577,242 | dollars as filed | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 4,535,025 | $15,555,135 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 644,438 | $15,543,844 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,300,710 | $15,499,746 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,259,604 | $15,480,532 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 548,710 | $15,468,135 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 12,571,490 | $15,462,934 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,896,076 | $15,453,019 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,173,801 | $15,447,225 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 20,479,000 | $15,436,046 | dollars as filed | principal |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 300,000 | $15,247,500 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 16,339,000 | $15,121,745 | dollars as filed | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 571,054 | $15,121,510 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 312,807 | $15,102,322 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 276,764 | $15,086,406 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 1,271,615 | $15,081,353 | dollars as filed | |
| TPB ACQUISITION CORP I | G8990L101 | COM CL A | 1,499,800 | $15,042,994 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 780,778 | $15,014,361 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,147,906 | $15,013,863 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 4,111,611 | $15,007,380 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,507,724 | $15,001,853 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 206,598 | $14,934,970 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 230,493 | $14,905,959 | dollars as filed | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 1,500,000 | $14,850,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 329,608 | $14,845,248 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,559,489 | $14,659,195 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 4,024,678 | $14,649,828 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 635,724 | $14,634,365 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 3,708,067 | $14,572,702 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 809,943 | $14,570,875 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 15,940,000 | $14,537,280 | dollars as filed | principal |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,103,055 | $14,527,234 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 2,745,956 | $14,526,107 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 659,619 | $14,524,811 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 7,296,623 | $14,520,279 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 2,816,783 | $14,450,097 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,217,348 | $14,449,919 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 4,621,112 | $14,417,870 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,070,209 | $14,367,249 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,933,680 | $14,359,505 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 694,677 | $14,303,395 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 165,445 | $14,298,584 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 20,455,000 | $14,287,817 | dollars as filed | principal |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 2,335,818 | $14,248,489 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,574,685 | $14,186,515 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 769,186 | $14,176,099 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 1,117,813 | $14,173,869 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,854,566 | $14,158,646 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 12,382,405 | $14,115,941 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 12,007,000 | $14,114,230 | dollars as filed | principal |
| CUE HEALTH INC | 229790100 | COM | 6,817,471 | $14,112,165 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,096,940 | $14,091,436 | dollars as filed | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 698,000 | $14,001,880 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,616,289 | $13,997,062 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 2,213,398 | $13,988,676 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,736,627 | $13,929,432 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 2,536,485 | $13,925,302 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 4,952,737 | $13,917,193 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 613,045 | $13,909,991 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,049,801 | $13,878,373 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 571,532 | $13,876,796 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 361,200 | $13,833,960 | dollars as filed | call |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 13,375,921 | $13,777,198 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 4,573,986 | $13,767,698 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 1,521,207 | $13,766,924 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 572,351 | $13,747,871 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 14,276,000 | $13,747,788 | dollars as filed | principal |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 3,820,784 | $13,716,613 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,560,065 | $13,712,973 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,234,199 | $13,711,950 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 773,946 | $13,691,105 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 16,240,000 | $13,682,200 | dollars as filed | principal |
| CLARUS CORP NEW | 18270P109 | COM | 1,740,589 | $13,646,218 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,606,687 | $13,632,973 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 5,262,714 | $13,630,430 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 1,069,581 | $13,615,766 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 283,804 | $13,605,574 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 760,486 | $13,574,675 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 14,053,000 | $13,540,142 | dollars as filed | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,118,437 | $13,440,465 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 1,763,507 | $13,437,924 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 789,235 | $13,424,887 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 10,074,000 | $13,417,561 | dollars as filed | principal |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 262,743 | $13,415,658 | dollars as filed | |
| CONNS INC | 208242107 | COM | 1,938,539 | $13,337,149 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 279,678 | $13,335,048 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 2,043,719 | $13,325,048 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 159,937 | $13,321,153 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 700,331 | $13,292,283 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 5,711,000 | $13,260,942 | dollars as filed | principal |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 3,701,629 | $13,251,833 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,042,224 | $13,225,822 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 313,748 | $13,202,517 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 5,703,984 | $13,119,165 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 3,962,111 | $13,114,587 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 12,340,000 | $13,088,174 | dollars as filed | principal |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,049,873 | $13,060,420 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,425,093 | $13,049,606 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 975,672 | $13,044,734 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 13,995,000 | $13,001,355 | dollars as filed | principal |
| CENTURY CASINOS INC | 156492100 | COM | 1,849,400 | $13,001,281 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 1,024,902 | $12,985,509 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,134,520 | $12,976,913 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,253,199 | $12,972,255 | dollars as filed | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 450,693 | $12,970,931 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 1,435,891 | $12,966,096 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 10,444,527 | $12,951,214 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 10,989,000 | $12,884,603 | dollars as filed | principal |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,724,676 | $12,831,590 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,664,136 | $12,780,565 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 1,484,636 | $12,738,177 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 925,152 | $12,730,092 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 3,796,184 | $12,679,256 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,346,013 | $12,652,523 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 1,012,768 | $12,649,473 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 2,015,500 | $12,637,184 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 86,944 | $12,612,995 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 541,233 | $12,605,317 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 103,234 | $12,594,548 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 2,578,776 | $12,584,427 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 659,041 | $12,567,911 | dollars as filed | |
| WEBER INC | 94770D102 | COM | 1,552,155 | $12,494,848 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 1,336,178 | $12,466,541 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 4,644,829 | $12,448,141 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 479,947 | $12,430,628 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 8,172,524 | $12,422,235 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 11,420,000 | $12,419,250 | dollars as filed | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,406,086 | $12,415,740 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 4,185,516 | $12,347,273 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 1,396,557 | $12,331,598 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AC4 | DEBT 1.250% 9/1 | 10,675,000 | $12,302,938 | dollars as filed | principal |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 147,400 | $12,282,105 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 1,145,211 | $12,265,209 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 332,178 | $12,244,082 | dollars as filed | |
| Coupa Software | 22266LAF3 | CONV BOND | 12,732,000 | $12,241,818 | dollars as filed | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,351,988 | $12,235,491 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 432,344 | $12,170,485 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,055,254 | $12,156,526 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,238,412 | $12,144,045 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 830,000 | $12,118,000 | dollars as filed | put |
| UR-ENERGY INC | 91688R108 | COM | 10,491,045 | $12,064,702 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 426,072 | $12,053,577 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 5,786,546 | $12,036,017 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 18,860,000 | $12,032,680 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 16,025,000 | $11,994,713 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 15,250,000 | $11,978,876 | dollars as filed | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,848,153 | $11,976,031 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,105,061 | $11,914,440 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 500,614 | $11,899,594 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 352,984 | $11,863,792 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,092,146 | $11,862,470 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 113,730 | $11,858,626 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 6,461,509 | $11,824,562 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 13,558,000 | $11,822,576 | dollars as filed | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 761,418 | $11,801,982 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 657,788 | $11,800,718 | dollars as filed | |
| AXT INC | 00246W103 | COM | 2,689,265 | $11,778,980 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 5,413,023 | $11,746,262 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 498,348 | $11,731,112 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,158,980 | $11,728,874 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 4,818,853 | $11,709,813 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 1,160,717 | $11,665,206 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 10,835,000 | $11,620,539 | dollars as filed | principal |
| SKILLZ INC | 83067L109 | COM | 22,890,590 | $11,594,083 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 556,646 | $11,544,837 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D102 | COM | 1,125,000 | $11,542,500 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 8,044,242 | $11,503,266 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 984,495 | $11,498,901 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,964,346 | $11,471,781 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 891,863 | $11,442,602 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 499,674 | $11,427,545 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 8,576,213 | $11,406,362 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 2,548,589 | $11,392,194 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,023,215 | $11,370,469 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 866,496 | $11,368,425 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,455,647 | $11,354,047 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 10,807,000 | $11,347,350 | dollars as filed | principal |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,888,174 | $11,314,587 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,200,004 | $11,286,038 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,071,530 | $11,229,636 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,852,485 | $11,178,246 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 1,365,702 | $11,157,786 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 9,375,000 | $11,144,531 | dollars as filed | principal |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,708,960 | $11,142,420 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 7,461,211 | $11,117,205 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 349,578 | $11,113,084 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,053,127 | $11,057,835 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 17,083,807 | $11,049,808 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 10,755,000 | $10,991,610 | dollars as filed | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 701,871 | $10,970,244 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 7,765,000 | $10,964,180 | dollars as filed | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 288,072 | $10,946,736 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 10,320,000 | $10,920,314 | dollars as filed | principal |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 374,600 | $10,889,630 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 435,492 | $10,869,880 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 1,367,292 | $10,856,298 | dollars as filed | |
| ISHARES ESG ADV INV GXXXPENDING POSSIBLE FUTURE EFF: | 46436E437 | ETF | 137,000 | $10,837,837 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 524,145 | $10,807,870 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 1,767,740 | $10,800,890 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 2,642,767 | $10,756,062 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 2,793,245 | $10,698,128 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 5,969,531 | $10,685,461 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 9,429,059 | $10,654,838 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,842,133 | $10,652,694 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,572,421 | $10,629,566 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 388,226 | $10,610,217 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 1,996,231 | $10,580,024 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 447,501 | $10,569,983 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,436,860 | $10,560,920 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 140,121 | $10,475,447 | dollars as filed | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 698,770 | $10,446,612 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 128,981 | $10,415,783 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 6,014,157 | $10,404,491 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,483,047 | $10,381,329 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 756,318 | $10,376,683 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,405,468 | $10,367,568 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,478,629 | $10,306,044 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 1,409,096 | $10,286,403 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 7,013,000 | $10,281,058 | dollars as filed | principal |
| PORCH GROUP INC | 733245104 | COM | 5,452,197 | $10,250,129 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 839,490 | $10,233,383 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 3,807,637 | $10,204,467 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 2,188,089 | $10,196,496 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 14,360,000 | $10,178,656 | dollars as filed | principal |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 177,258 | $10,178,154 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 8,182,926 | $10,146,830 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 13,550,000 | $10,128,625 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 27,825,000 | $10,122,735 | dollars as filed | principal |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 173,134 | $10,100,638 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 342,911 | $10,091,871 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,390,077 | $10,078,058 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 501,338 | $10,076,895 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 9,520,000 | $10,034,080 | dollars as filed | principal |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 578,041 | $9,919,184 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 2,045,273 | $9,899,121 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,745,091 | $9,890,856 | dollars as filed | |
| ALICO INC | 016230104 | COM | 414,322 | $9,889,861 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 728,910 | $9,862,153 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 7,908,338 | $9,806,340 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 800,478 | $9,797,851 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 633,161 | $9,795,001 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 393,819 | $9,786,401 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,017,783 | $9,740,183 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 13,185,116 | $9,739,843 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 7,148,299 | $9,721,687 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 59,240 | $9,717,651 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 313,348 | $9,641,719 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 11,865,000 | $9,633,194 | dollars as filed | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,013,616 | $9,588,807 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 452,648 | $9,564,451 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 1,313,232 | $9,507,801 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 7,720,000 | $9,507,180 | dollars as filed | principal |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,319,745 | $9,475,769 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 217,982 | $9,456,059 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 11,090,000 | $9,447,349 | dollars as filed | principal |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 501,570 | $9,414,467 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 13,855,000 | $9,404,774 | dollars as filed | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,368,476 | $9,401,430 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 758,591 | $9,383,771 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 5,030,867 | $9,357,412 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,080,143 | $9,354,039 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 4,868,340 | $9,298,530 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 640,044 | $9,287,037 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 141,456 | $9,286,586 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 12,375,000 | $9,279,518 | dollars as filed | principal |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 266,104 | $9,265,724 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 3,161,366 | $9,262,803 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 2,940,491 | $9,262,547 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,276,405 | $9,239,463 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,270,935 | $9,219,996 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 1,498,889 | $9,218,168 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 14,154,396 | $9,198,941 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 840,656 | $9,188,370 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 678,704 | $9,162,505 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 365,384 | $9,153,783 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 4,900,000 | $9,153,200 | dollars as filed | principal |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 348,216 | $9,123,257 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,719,074 | $9,111,093 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 9,526,000 | $9,061,608 | dollars as filed | principal |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,628,952 | $9,056,973 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 2,961,027 | $9,031,132 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 345,325 | $9,023,343 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 679,155 | $9,019,178 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 759,836 | $8,988,861 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 2,259,358 | $8,947,058 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 5,760,023 | $8,928,036 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 9,075,000 | $8,848,125 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 5,501,000 | $8,837,357 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 16,050,000 | $8,827,500 | dollars as filed | principal |
| IVLU | 46435G409 | COM | 378,256 | $8,764,192 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 2,415,383 | $8,743,686 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 517,357 | $8,743,335 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,154,937 | $8,719,775 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 6,920,424 | $8,719,735 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 4,300,000 | $8,713,950 | dollars as filed | principal |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 346,141 | $8,667,371 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,204,585 | $8,660,966 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 1,337,197 | $8,638,292 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 12,085,000 | $8,617,814 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 10,252,000 | $8,611,680 | dollars as filed | principal |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 452,208 | $8,573,863 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 3,081,484 | $8,566,526 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 2,652,405 | $8,540,744 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,459,587 | $8,538,583 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 8,858,225 | $8,511,868 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 10,835,000 | $8,492,473 | dollars as filed | principal |
| HUMACYTE INC | 44486Q103 | COM | 4,010,402 | $8,461,947 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,759,628 | $8,428,619 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 253,000 | $8,422,370 | dollars as filed | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 397,766 | $8,416,728 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 4,007,895 | $8,416,580 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 2,758,370 | $8,413,029 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 9,545,000 | $8,385,282 | dollars as filed | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 241,362 | $8,377,675 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 1,015,203 | $8,375,425 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 348,819 | $8,350,727 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,042,192 | $8,332,144 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,810,222 | $8,327,022 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,990,454 | $8,320,098 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 520,208 | $8,266,106 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 9,135,000 | $8,230,635 | dollars as filed | principal |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,316,187 | $8,186,684 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 543,811 | $8,146,289 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 9,430,799 | $8,138,779 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 9,320,000 | $8,117,068 | dollars as filed | principal |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,492,509 | $8,104,326 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 9,446,000 | $8,099,945 | dollars as filed | principal |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 700,000 | $8,085,000 | dollars as filed | put |
| BEL FUSE INC | 077347300 | CL B | 244,763 | $8,057,597 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 6,941,922 | $8,052,629 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 1,747,720 | $8,004,558 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 57,466 | $7,976,282 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 1,250,028 | $7,975,178 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 3,906,035 | $7,968,312 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,048,388 | $7,957,264 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,203,000 | $7,903,076 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913414-23-000035 | this filing | 2023-02-13 | acceptance time not in the bulk data set |