13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-10, with 4,180 holding rows worth $8,621,098,000.
- Accession
- 0000910472-14-004539
- Filer
- CIK 1540235
- Filed
- 2014-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,288 entries on the cover page, a total value of $8,621,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,621,098,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 3,000 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,009 | $45,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $45,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 3,800 | $45,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $44,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,204 | $44,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,045 | $44,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 527 | $44,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,780 | $44,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 325 | $44,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 500 | $44,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,540 | $44,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,017 | $44,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,091 | $44,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 640 | $44,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 5,058 | $44,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 3,074 | $44,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 1,800 | $44,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,163 | $44,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 638 | $44,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 431 | $43,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 763 | $43,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 818 | $43,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,050 | $43,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 327 | $43,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 967 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $43,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 365 | $43,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $43,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,883 | $43,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,481 | $43,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,056 | $43,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 2,740 | $43,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,800 | $42,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,150 | $42,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 476 | $42,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 446 | $42,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,735 | $42,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,830 | $42,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,435 | $42,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,656 | $42,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,003 | $42,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,125 | $42,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,269 | $42,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,800 | $42,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,923 | $42,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,417 | $42,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,910 | $42,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 1,600 | $42,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 4,316 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $42,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,125 | $41,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,364 | $41,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,030 | $41,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 700 | $41,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,558 | $41,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,111 | $41,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,697 | $41,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,323 | $41,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,955 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 390 | $41,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 918 | $41,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 4,605 | $41,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,200 | $41,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 5,116 | $41,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 886 | $41,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,066 | $41,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,847 | $41,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 1,000 | $41,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $41,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,130 | $41,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,275 | $41,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 336 | $40,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,084 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,699 | $40,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,148 | $40,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,900 | $40,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,075 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,019 | $40,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,271 | $40,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,811 | $40,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,000 | $40,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,760 | $40,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 3,600 | $40,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 37,000 | $40,000 | thousands by filing date | principal |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 4,650 | $40,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 2,269 | $40,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 536 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,077 | $39,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,400 | $39,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,300 | $39,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,667 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,282 | $39,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,091 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,300 | $39,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,407 | $39,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 3,474 | $39,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,166 | $39,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 878 | $39,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,008 | $38,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,153 | $38,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 871 | $38,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 221 | $38,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,100 | $38,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 4,115 | $38,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 5,774 | $38,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $38,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 643 | $38,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 743 | $38,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,044 | $38,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,500 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,178 | $38,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 621 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,098 | $38,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,448 | $38,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,690 | $38,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 4,000 | $38,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,369 | $38,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,000 | $38,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 650 | $38,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 27,300 | $38,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,000 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $38,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 31,000 | $38,000 | thousands by filing date | principal |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 4,303 | $38,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,300 | $37,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,000 | $37,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 463 | $37,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 931 | $37,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 145 | $37,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,240 | $37,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 525 | $37,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,022 | $37,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,325 | $37,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,133 | $37,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $37,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50,000 | $37,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 398 | $37,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 815 | $37,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 1,236 | $37,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 8,885 | $37,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 710 | $37,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,500 | $37,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,173 | $36,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,441 | $36,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,259 | $36,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 484 | $36,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 654 | $36,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,250 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 541 | $36,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,380 | $36,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 700 | $36,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,093 | $36,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 911 | $36,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,463 | $36,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 815 | $36,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,000 | $35,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 866 | $35,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,161 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 725 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,183 | $35,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 298 | $35,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,874 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 300 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $35,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 3,497 | $35,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 900 | $35,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,650 | $35,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,783 | $35,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,800 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,239 | $35,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,273 | $35,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 407 | $35,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,737 | $35,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,401 | $34,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 850 | $34,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,109 | $34,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,475 | $34,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,000 | $34,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,662 | $34,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 855 | $34,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,580 | $34,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,845 | $34,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 17,500 | $34,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 2,700 | $34,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,200 | $33,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,596 | $33,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,100 | $33,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,692 | $33,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 800 | $33,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 6,630 | $33,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,084 | $33,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,750 | $33,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 800 | $33,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 619 | $33,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 10,623 | $33,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 2,500 | $33,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 2,459 | $33,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 9,600 | $33,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,400 | $33,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 740 | $33,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,100 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 945 | $33,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,282 | $32,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 385 | $32,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 451 | $32,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 534 | $32,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,000 | $32,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,000 | $32,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,000 | $32,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,195 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $32,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,300 | $32,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,335 | $32,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,078 | $32,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 5,932 | $32,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,169 | $32,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 310 | $31,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 40,600 | $31,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,062 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,156 | $31,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,478 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 993 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 185 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 964 | $31,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 405 | $31,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 510 | $31,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 535 | $31,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,208 | $31,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,200 | $31,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1,396 | $31,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,750 | $31,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 337 | $31,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 276 | $31,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,891 | $31,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,151 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 692 | $31,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 24,857 | $31,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,121 | $31,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $31,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 1,095 | $31,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 4,592 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 1,200 | $31,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 2,500 | $31,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,058 | $31,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,000 | $30,000 | thousands by filing date | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 302 | $30,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,459 | $30,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 456 | $30,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,096 | $30,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 526 | $30,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 548 | $30,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 235 | $30,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 662 | $30,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,200 | $30,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 600 | $30,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 900 | $30,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $30,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,300 | $30,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 580 | $30,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,201 | $30,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,765 | $30,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 996 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,000 | $30,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,272 | $30,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1,665 | $30,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $30,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 3,136 | $30,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,250 | $30,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 4,000 | $30,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,218 | $30,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,118 | $30,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 261 | $29,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,667 | $29,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 434 | $29,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 600 | $29,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,900 | $29,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $29,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,725 | $29,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 705 | $29,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 804 | $29,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 772 | $29,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 4,885 | $29,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 4,200 | $29,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 684 | $29,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,481 | $29,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,684 | $29,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 801 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 2,500 | $29,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,250 | $29,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,500 | $28,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 410 | $28,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,130 | $28,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,104 | $28,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 599 | $28,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,027 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,921 | $28,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 596 | $28,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,100 | $28,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 250 | $28,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 884 | $28,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,150 | $28,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 3,055 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,040 | $28,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 945 | $28,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 493 | $28,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,128 | $28,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,395 | $28,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,096 | $28,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,500 | $28,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,303 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 185 | $28,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $28,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,057 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 772 | $27,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 568 | $27,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,300 | $27,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,500 | $27,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 409 | $27,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,600 | $27,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 450 | $27,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,720 | $27,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,040 | $27,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 3,372 | $27,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,801 | $27,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 629 | $27,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 8,231 | $27,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 479 | $27,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,200 | $27,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $27,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 743 | $27,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,049 | $27,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 499 | $27,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 4,311 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $27,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 702 | $27,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,490 | $27,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 813 | $27,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,137 | $27,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 704 | $27,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,226 | $27,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 653 | $27,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,154 | $27,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,800 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,058 | $27,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 2,022 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $27,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 3,000 | $27,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 3,400 | $27,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,700 | $26,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,900 | $26,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,482 | $26,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,056 | $26,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 940 | $26,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,850 | $26,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 249 | $26,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,204 | $26,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,075 | $26,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,752 | $26,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,500 | $26,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 271 | $26,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,000 | $26,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 375 | $26,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,000 | $26,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 700 | $26,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,050 | $26,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,500 | $26,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,051 | $26,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 483 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,000 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 883 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $26,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 510 | $26,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 569 | $26,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 1,250 | $26,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 620 | $26,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 2,433 | $26,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,000 | $26,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,272 | $26,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,150 | $26,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 421 | $25,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 400 | $25,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $25,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 399 | $25,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 821 | $25,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,647 | $25,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 932 | $25,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 625 | $25,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,521 | $25,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,700 | $25,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,948 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 552 | $25,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $25,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 783 | $25,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 500 | $25,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 800 | $25,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,600 | $25,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 330 | $25,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 1,100 | $25,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 520 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,000 | $25,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,881 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,950 | $25,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 600 | $25,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,000 | $25,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,385 | $25,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 491 | $25,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 261 | $24,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $24,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 285 | $24,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,469 | $24,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,940 | $24,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,300 | $24,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 511 | $24,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 861 | $24,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 317 | $24,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,000 | $24,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,430 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 623 | $24,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,000 | $24,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 115 | $24,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,800 | $24,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $24,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 516 | $24,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 11,554 | $24,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 474 | $24,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 986 | $24,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,750 | $24,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,100 | $24,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,000 | $24,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 704 | $24,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 933 | $24,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 387 | $24,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 6,337 | $24,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 5,000 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 306 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $24,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 606 | $23,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $23,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 500 | $23,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 808 | $23,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 524 | $23,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 748 | $23,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,023 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 825 | $23,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 641 | $23,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 919 | $23,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,100 | $23,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,007 | $23,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,940 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,701 | $23,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $23,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $23,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,100 | $23,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $23,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 548 | $23,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,400 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,206 | $23,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,935 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 563 | $23,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 900 | $23,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,000 | $23,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $23,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,884 | $23,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 2,044 | $23,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 21,540 | $23,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 900 | $23,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,790 | $23,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 325 | $23,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 658 | $23,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 2,172 | $23,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 458 | $22,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $22,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 419 | $22,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,000 | $22,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 560 | $22,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,700 | $22,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 368 | $22,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,623 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 309 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,734 | $22,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,900 | $22,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,072 | $22,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,100 | $22,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 872 | $22,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 36,400 | $22,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 900 | $22,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 2,310 | $22,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 423 | $22,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,950 | $22,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 16,000 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004539 | this filing | 2014-10-10 | acceptance time not in the bulk data set |