13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-10, with 4,180 holding rows worth $8,621,098,000.
- Accession
- 0000910472-14-004539
- Filer
- CIK 1540235
- Filed
- 2014-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,288 entries on the cover page, a total value of $8,621,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,621,098,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,673 | $96,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,259 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,949 | $96,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 61,957 | $95,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,486 | $95,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,038 | $95,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 877 | $95,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,695 | $95,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 2,249 | $95,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 5,441 | $95,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,919 | $95,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 17,525 | $95,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 3,485 | $95,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 3,230 | $95,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,500 | $94,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 13,500 | $94,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8,004 | $94,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,382 | $94,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,547 | $94,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 8,500 | $94,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,823 | $94,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 5,000 | $94,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,421 | $94,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 1,700 | $94,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,585 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,000 | $93,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 2,233 | $93,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 33,816 | $93,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 635 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,519 | $93,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 9,699 | $93,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,747 | $93,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,900 | $93,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,478 | $92,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 4,100 | $92,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,100 | $92,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 6,601 | $92,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 1,171 | $92,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,500 | $92,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,046 | $91,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,850 | $91,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 145 | $91,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,621 | $91,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,443 | $91,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 11,056 | $91,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,000 | $91,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,360 | $91,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,174 | $90,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,764 | $89,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 851 | $89,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 2,028 | $89,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,455 | $89,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,873 | $89,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 6,081 | $89,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 3,701 | $89,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 4,400 | $89,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 59,800 | $89,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,344 | $88,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,000 | $88,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,287 | $88,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,100 | $88,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,900 | $88,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,600 | $88,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,530 | $88,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,447 | $88,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,284 | $88,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,441 | $87,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,615 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $87,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 748 | $87,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 15,252 | $87,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,216 | $87,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 4,000 | $87,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,050 | $87,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,219 | $86,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,417 | $86,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,850 | $86,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 9,461 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,241 | $86,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,640 | $86,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 5,556 | $86,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 6,201 | $86,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,111 | $86,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,585 | $86,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,450 | $86,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,370 | $85,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 4,852 | $85,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,328 | $85,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 42,000 | $85,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 855 | $85,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,441 | $84,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 3,100 | $84,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,600 | $84,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 24,082 | $84,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,476 | $83,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,401 | $83,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 54,000 | $83,000 | thousands by filing date | principal |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,480 | $83,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 3,278 | $83,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 794 | $83,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,598 | $82,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,900 | $82,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,757 | $82,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,235 | $82,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,533 | $82,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 6,630 | $82,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 9,930 | $82,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 4,000 | $82,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,333 | $82,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 318 | $82,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,100 | $82,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,075 | $81,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,638 | $81,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 9,776 | $81,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,858 | $81,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 2,489 | $81,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,064 | $81,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,199 | $81,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 8,100 | $81,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 3,437 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 2,900 | $81,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 2,691 | $80,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,064 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,518 | $80,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 5,160 | $80,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,190 | $80,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,000 | $80,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 2,000 | $80,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,725 | $79,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 909 | $79,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,200 | $79,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $79,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,200 | $79,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,200 | $79,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 2,183 | $79,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 4,457 | $79,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 496 | $79,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,530 | $78,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,080 | $78,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,151 | $78,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,179 | $78,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,201 | $78,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 924 | $77,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 986 | $77,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,638 | $77,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,681 | $77,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,702 | $77,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,055 | $77,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 950 | $77,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,679 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,000 | $77,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 8,080 | $76,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,377 | $76,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,019 | $76,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,016 | $76,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,935 | $76,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,812 | $75,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 3,000 | $75,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,405 | $75,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,524 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 3,000 | $74,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,524 | $74,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 709 | $74,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,000 | $74,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 4,611 | $74,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 3,815 | $74,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 133,700 | $74,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,500 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 3,600 | $74,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 5,300 | $74,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,475 | $73,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,320 | $73,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 5,304 | $73,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,613 | $73,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,936 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 733 | $73,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,338 | $73,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 772 | $73,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,160 | $73,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 6,818 | $73,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,118 | $73,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 6,300 | $72,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,211 | $72,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 744 | $72,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 5,609 | $72,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 5,666 | $72,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 5,800 | $72,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,000 | $72,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 4,110 | $71,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,508 | $71,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 2,186 | $71,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,789 | $71,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 172,050 | $71,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 3,100 | $71,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 2,700 | $71,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,220 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 919 | $70,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 3,497 | $70,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,760 | $70,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,343 | $70,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,033 | $70,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,135 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,137 | $70,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,311 | $70,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,500 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 3,756 | $70,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 89,844 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 4,228 | $70,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,029 | $70,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 948 | $69,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 5,421 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 682 | $69,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,551 | $69,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,050 | $69,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,000 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 925 | $69,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,037 | $68,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,600 | $68,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,089 | $68,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 661 | $68,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,494 | $68,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,790 | $68,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,220 | $68,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 865 | $68,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,614 | $68,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,967 | $67,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 913 | $67,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 4,431 | $67,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 5,000 | $67,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,477 | $67,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,200 | $67,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,770 | $67,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 1,725 | $67,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 700 | $66,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,020 | $66,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,891 | $66,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 670 | $66,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 5,455 | $66,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 20,000 | $66,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,832 | $66,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,584 | $66,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 16,023 | $66,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,000 | $66,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 844 | $65,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,424 | $65,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,755 | $65,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 3,267 | $65,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,000 | $65,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 2,320 | $65,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,204 | $64,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,007 | $64,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 622 | $64,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,834 | $64,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,050 | $64,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 56,104 | $64,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,326 | $63,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,635 | $63,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,375 | $63,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,585 | $63,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 991 | $63,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,000 | $63,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,600 | $63,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 1,150 | $63,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,417 | $63,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 1,000 | $63,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,200 | $63,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,310 | $63,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 694 | $62,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,263 | $62,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,259 | $62,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 8,496 | $62,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,876 | $62,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,111 | $62,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,182 | $62,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 20,004 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,800 | $62,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,000 | $62,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 6,159 | $62,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 2,057 | $62,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,624 | $62,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 9,725 | $62,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,551 | $62,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 2,200 | $62,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 8,140 | $62,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,000 | $61,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,951 | $61,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,371 | $61,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 712 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,698 | $61,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,173 | $61,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,000 | $61,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,600 | $61,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 11,770 | $61,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,695 | $61,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,040 | $61,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 700 | $61,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,473 | $61,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 5,000 | $61,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,700 | $60,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 824 | $60,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,900 | $60,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,040 | $60,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 790 | $60,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,009 | $60,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,401 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,400 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 425 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,070 | $60,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 6,100 | $60,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,067 | $59,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,205 | $59,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 4,905 | $59,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $59,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,111 | $59,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,213 | $59,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,788 | $59,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,840 | $59,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,119 | $58,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,713 | $58,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 5,873 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,141 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,738 | $58,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 6,500 | $58,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,071 | $58,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $58,000 | thousands by filing date | principal |
| BEMIS INC | 081437105 | COM | 1,525 | $58,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,700 | $58,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,195 | $58,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,691 | $57,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,629 | $57,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 617 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 951 | $57,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,000 | $57,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,200 | $57,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 935 | $57,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 800 | $57,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 2,038 | $57,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 3,367 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 530 | $57,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,407 | $57,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 750 | $56,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,534 | $56,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,109 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,827 | $56,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,359 | $56,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 7,449 | $56,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 985 | $56,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 4,518 | $56,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,792 | $56,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,200 | $56,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,300 | $56,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,400 | $56,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,582 | $56,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 766 | $55,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,600 | $55,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,308 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 841 | $55,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,800 | $55,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 800 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,195 | $55,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,212 | $55,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 34,551 | $55,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,322 | $55,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 729 | $55,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 6,208 | $55,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 6,158 | $55,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,500 | $54,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,402 | $54,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,000 | $54,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $54,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 5,535 | $54,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,547 | $54,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,633 | $54,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,337 | $54,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 740 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,698 | $54,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 699 | $54,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,117 | $54,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 5,091 | $54,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $54,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 534 | $53,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 584 | $53,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,827 | $53,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,270 | $53,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,660 | $53,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 11,165 | $53,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 855 | $53,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 3,150 | $53,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 14,429 | $53,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,743 | $53,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 1,847 | $53,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 433 | $52,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,028 | $52,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,970 | $52,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,850 | $52,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,072 | $52,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 925 | $52,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,750 | $52,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 411 | $52,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,180 | $52,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 6,490 | $52,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 7,707 | $52,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 870 | $52,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 3,657 | $52,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 4,048 | $52,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $52,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 935 | $51,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,066 | $51,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,000 | $51,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 550 | $51,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,304 | $51,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,700 | $51,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,600 | $51,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,150 | $51,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,380 | $51,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 3,080 | $51,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 8,816 | $51,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 683 | $50,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 507 | $50,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,500 | $50,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 700 | $50,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 4,261 | $50,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,465 | $50,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 3,449 | $50,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,860 | $50,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 811 | $50,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,000 | $50,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,682 | $50,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 410 | $50,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,000 | $50,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 7,451 | $50,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 48,900 | $50,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 13,428 | $50,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,675 | $50,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,095 | $50,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,120 | $50,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 1,000 | $50,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,136 | $50,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,750 | $50,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,300 | $50,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 702 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 513 | $49,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,005 | $49,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,280 | $49,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $49,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,130 | $49,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,291 | $49,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 3,585 | $49,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 500 | $48,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,233 | $48,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,504 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,423 | $48,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,732 | $48,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,310 | $48,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,400 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 861 | $48,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,200 | $48,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,545 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,005 | $48,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,400 | $48,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 600 | $47,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,973 | $47,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,000 | $47,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,555 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,335 | $47,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,650 | $47,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,340 | $47,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,403 | $47,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 5,772 | $47,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $47,000 | thousands by filing date | principal |
| SAFEWAY INC | 786514208 | COM NEW | 1,335 | $46,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 657 | $46,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,728 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,000 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 903 | $46,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 775 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 953 | $46,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,200 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,937 | $46,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 530 | $46,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,080 | $46,000 | thousands by filing date | |
| 38259p508 | COM | 1,000 | $46,000 | thousands by filing date | call | |
| LINKEDIN CORP | 53578A108 | COM | 25,400 | $46,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,154 | $46,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 15,300 | $46,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 3,050 | $46,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,014 | $46,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,752 | $46,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,560 | $46,000 | thousands by filing date | |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 28,125 | $46,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,343 | $45,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,595 | $45,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,000 | $45,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,300 | $45,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 704 | $45,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,000 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 900 | $45,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 5,611 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 910 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,332 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004539 | this filing | 2014-10-10 | acceptance time not in the bulk data set |