13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 1,283 holding rows worth $191,714,000.
- Accession
- 0000910472-14-003434
- Filer
- CIK 1616654
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,283 entries on the cover page, a total value of $191,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,714,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 920 | $28,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,165 | $28,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 7,070 | $28,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,340 | $27,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,468 | $27,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,500 | $27,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 600 | $27,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $27,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 500 | $27,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 850 | $27,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 218 | $26,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 452 | $26,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 479 | $26,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 450 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,833 | $26,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,960 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,850 | $26,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,500 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,000 | $26,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 1,808 | $26,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 810 | $25,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,855 | $25,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,665 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 356 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,100 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,975 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 975 | $25,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 302 | $25,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 322 | $25,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,850 | $25,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,000 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 1,115 | $25,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,900 | $25,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,228 | $24,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 812 | $24,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,377 | $24,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 329 | $24,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,300 | $24,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 376 | $24,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,850 | $24,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 690 | $24,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 6,000 | $24,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 400 | $24,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 865 | $24,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 400 | $24,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 20,000 | $24,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 900 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 650 | $24,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 226 | $23,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 305 | $23,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 561 | $23,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 229 | $23,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 601 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 314 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,077 | $23,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 800 | $23,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 647 | $23,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 313 | $23,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 546 | $23,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 252 | $23,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,300 | $23,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 200 | $23,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 177 | $22,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $22,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 334 | $22,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 183 | $22,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,400 | $22,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,900 | $22,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 766 | $22,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $22,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 987 | $22,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,568 | $22,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,100 | $22,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 375 | $22,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,210 | $22,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 694 | $22,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 151 | $22,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 2,885 | $21,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 851 | $21,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 500 | $21,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 408 | $21,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 550 | $21,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 900 | $21,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,700 | $21,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 600 | $21,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,000 | $21,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 434 | $21,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 700 | $21,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 650 | $21,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 2,000 | $21,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 850 | $21,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 302 | $20,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 326 | $20,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 651 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,400 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 425 | $20,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 77 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 210 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,500 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 393 | $20,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,329 | $20,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 302 | $20,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,118 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,460 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,600 | $20,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 406 | $20,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 800 | $20,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 919 | $20,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,112 | $19,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 700 | $19,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,565 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 600 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 725 | $19,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,000 | $19,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 500 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,955 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,000 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 465 | $19,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 600 | $19,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,518 | $19,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,640 | $19,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 500 | $19,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 255 | $19,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 925 | $19,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,900 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 500 | $19,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 700 | $18,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 500 | $18,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 406 | $18,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,800 | $18,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 916 | $18,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 537 | $18,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,233 | $18,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 5,575 | $18,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 752 | $18,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,000 | $18,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 1,725 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 220 | $17,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 879 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 313 | $17,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 709 | $17,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 166 | $17,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 352 | $17,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 268 | $17,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 250 | $17,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,130 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 900 | $17,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 613 | $17,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 150 | $17,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,130 | $17,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 949 | $17,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 1,100 | $17,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 284 | $16,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 115 | $16,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,448 | $16,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 250 | $16,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 335 | $16,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 230 | $16,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 107 | $16,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 5,000 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 365 | $16,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 439 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 492 | $16,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 600 | $16,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 4,050 | $16,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,000 | $16,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 105 | $16,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 371 | $16,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 472 | $16,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,000 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 627 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,284 | $16,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 131 | $15,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $15,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 300 | $15,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 200 | $15,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 456 | $15,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 260 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 384 | $15,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 900 | $15,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 866 | $15,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,237 | $15,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 180 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 600 | $15,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,070 | $15,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 1,760 | $15,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 1,475 | $15,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 175 | $14,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 229 | $14,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 250 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $14,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 344 | $14,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 634 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 455 | $14,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 351 | $14,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 179 | $14,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 151 | $14,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 605 | $14,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,000 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 610 | $14,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 250 | $14,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 667 | $14,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $13,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 80 | $13,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 300 | $13,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 240 | $13,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 160 | $13,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,200 | $13,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 325 | $13,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 156 | $13,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 110 | $13,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 800 | $13,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 461 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 500 | $13,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 130 | $13,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $13,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 700 | $13,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 560 | $13,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 405 | $13,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 450 | $13,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,633 | $13,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,000 | $13,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 310 | $13,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 950 | $12,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 200 | $12,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 111 | $12,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 245 | $12,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 301 | $12,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,500 | $12,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 694 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 123 | $12,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 800 | $12,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 300 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,100 | $12,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 110 | $12,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 138 | $12,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,350 | $12,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 510 | $12,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 199 | $12,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 192 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 752 | $12,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 2,200 | $12,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 100 | $12,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 800 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 87 | $12,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,650 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 847 | $12,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 300 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 273 | $11,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 154 | $11,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 268 | $11,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 234 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 270 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 227 | $11,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 423 | $11,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 250 | $11,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 460 | $11,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 700 | $11,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 500 | $11,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $11,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 500 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 555 | $11,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 139 | $11,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 510 | $11,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,756 | $11,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 110 | $11,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 350 | $11,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 123 | $11,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 400 | $11,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 100 | $11,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 400 | $11,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 143 | $10,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 200 | $10,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 132 | $10,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 228 | $10,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 140 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 192 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 500 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 275 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 294 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 247 | $10,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 165 | $10,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 500 | $10,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 554 | $10,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 300 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 426 | $10,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 208 | $10,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 500 | $10,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 603 | $10,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 122 | $10,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 155 | $10,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 375 | $10,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,900 | $10,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 1,159 | $10,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 214 | $9,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 600 | $9,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 520 | $9,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 100 | $9,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 135 | $9,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 500 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 185 | $9,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 500 | $9,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $9,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 800 | $9,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 250 | $9,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 425 | $9,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 498 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 500 | $9,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 394 | $9,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 635 | $9,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 358 | $9,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 1,534 | $9,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $8,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 170 | $8,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $8,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,197 | $8,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 259 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 89 | $8,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 130 | $8,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 118 | $8,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 352 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 226 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $8,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 408 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 132 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 585 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 96 | $8,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 335 | $8,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 525 | $8,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 251 | $8,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,880 | $8,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 320 | $8,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 60 | $7,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 207 | $7,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 240 | $7,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 100 | $7,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 100 | $7,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 72 | $7,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 180 | $7,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 312 | $7,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 365 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 700 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 500 | $7,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 500 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,550 | $7,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 800 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 677 | $7,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 150 | $7,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 75 | $7,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,000 | $7,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 1,073 | $7,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 1,200 | $7,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 1,300 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 136 | $7,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 300 | $7,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 6,000 | $7,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 200 | $7,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 100 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60 | $6,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 68 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 100 | $6,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 80 | $6,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 148 | $6,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 56 | $6,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $6,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 53 | $6,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 500 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 520 | $6,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 558 | $6,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 125 | $6,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 76 | $6,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 300 | $6,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 32 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 80 | $6,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 200 | $6,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 150 | $6,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,000 | $6,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 432 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 150 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 210 | $6,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 108 | $6,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 119 | $6,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 251 | $6,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 200 | $6,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 140 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 284 | $6,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 250 | $6,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,200 | $6,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 360 | $6,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 699 | $6,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 600 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 350 | $6,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 450 | $6,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 215 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740H674 | LNGB S&P500 14 | 32 | $6,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 11 | $5,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 54 | $5,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $5,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25 | $5,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 50 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 399 | $5,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 60 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 100 | $5,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200 | $5,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 371 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 168 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 100 | $5,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 131 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 105 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 131 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 75 | $5,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 250 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 365 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 119 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 200 | $5,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 150 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 212 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $5,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 250 | $5,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 193 | $5,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 412 | $5,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,700 | $5,000 | thousands by filing date | |
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| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 430 | $5,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 500 | $5,000 | thousands by filing date | |
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| COBALT INTL ENERGY INC | 19075F106 | COM | 350 | $5,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 183 | $5,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 200 | $5,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 250 | $5,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 200 | $5,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 150 | $5,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 108 | $5,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 175 | $5,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 200 | $5,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 300 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 211 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 337 | $5,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 625 | $5,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 800 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 93 | $5,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 90 | $4,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 42 | $4,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 133 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 43 | $4,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 388 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 600 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 401 | $4,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 100 | $4,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 200 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 150 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $4,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 300 | $4,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 250 | $4,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 500 | $4,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 95 | $4,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 136 | $4,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 157 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 200 | $4,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 86 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $4,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 625 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 60 | $4,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 613 | $4,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 317 | $4,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 100 | $4,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 300 | $4,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 124 | $4,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 300 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 150 | $4,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 100 | $4,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 97 | $4,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 81 | $4,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 506 | $4,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 129 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 400 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-003434 | this filing | 2014-08-14 | acceptance time not in the bulk data set |