13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 1,283 holding rows worth $191,714,000.
- Accession
- 0000910472-14-003434
- Filer
- CIK 1616654
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,283 entries on the cover page, a total value of $191,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,714,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 168,334 | $15,950,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 199,328 | $6,871,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 50,258 | $6,579,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60,648 | $6,049,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 60,994 | $4,456,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 48,195 | $4,186,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 135,392 | $4,000,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 97,647 | $3,852,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 90,410 | $3,764,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 191,879 | $3,280,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,338 | $3,240,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 37,396 | $2,815,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 94,438 | $2,423,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 152,603 | $2,320,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26,297 | $2,139,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 17,798 | $1,838,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 35,627 | $1,752,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 27,583 | $1,732,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34,966 | $1,694,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,538 | $1,633,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 29,570 | $1,562,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 28,600 | $1,530,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,235 | $1,495,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 48,980 | $1,475,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 113,497 | $1,473,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,723 | $1,464,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 28,307 | $1,430,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,199 | $1,335,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 19,684 | $1,327,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 114,628 | $1,313,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 51,757 | $1,296,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 54,814 | $1,273,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,698 | $1,216,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 48,175 | $1,198,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,440 | $1,186,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,452 | $1,177,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,312 | $1,170,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 269,268 | $1,136,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,899 | $1,101,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 15,088 | $1,090,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,861 | $1,056,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,000 | $1,012,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,584 | $998,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25,126 | $967,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,803 | $940,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,914 | $882,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 15,187 | $860,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 8,450 | $857,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 47,094 | $855,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 32,563 | $823,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 13,635 | $807,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 34,871 | $758,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 28,080 | $747,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 13,894 | $726,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,284 | $724,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 42,844 | $712,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,473 | $707,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 59,352 | $707,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,761 | $704,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 11,557 | $694,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,023 | $680,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 17,433 | $650,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,786 | $646,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,979 | $644,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,051 | $641,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,603 | $636,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,839 | $631,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,261 | $630,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,152 | $623,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 10,023 | $614,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,901 | $609,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 60,925 | $607,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,067 | $573,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,483 | $551,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 13,557 | $540,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,501 | $536,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 24,000 | $533,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 30,360 | $514,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 12,730 | $514,000 | thousands by filing date | |
| 38259p508 | COM | 882 | $509,000 | thousands by filing date | ||
| ECOLAB INC COM | 278865100 | Stock | 4,650 | $507,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,038 | $507,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 11,274 | $501,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 20,772 | $500,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,177 | $488,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 860 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 17,461 | $487,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 29,964 | $454,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 12,646 | $448,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 8,747 | $448,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 59,789 | $445,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,587 | $429,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 14,756 | $429,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,671 | $422,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 21,169 | $420,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,770 | $419,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,026 | $412,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,244 | $406,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 11,921 | $401,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,606 | $397,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $393,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,307 | $390,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,192 | $389,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 14,750 | $379,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 85,733 | $376,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 21,174 | $374,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,146 | $372,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,523 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,701 | $355,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 27,543 | $350,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,184 | $341,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,460 | $337,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,122 | $331,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 35,734 | $327,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,965 | $326,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,852 | $321,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,906 | $312,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 30,100 | $304,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,131 | $302,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,380 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,962 | $301,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,525 | $295,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,325 | $295,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 8,876 | $295,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,519 | $284,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 11,500 | $284,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,468 | $266,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,073 | $266,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,031 | $265,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,967 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,815 | $261,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,839 | $258,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,025 | $257,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,383 | $253,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,807 | $251,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,355 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,618 | $243,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,113 | $239,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 153,350 | $238,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,532 | $234,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,134 | $234,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 7,700 | $234,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,181 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,983 | $228,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,083 | $227,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,392 | $220,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,945 | $219,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,265 | $218,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,048 | $216,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,642 | $215,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,419 | $214,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 13,018 | $210,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,478 | $209,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 6,375 | $209,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,773 | $204,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,001 | $204,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 15,000 | $202,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,190 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 5,185 | $192,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,218 | $191,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,510 | $190,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,297 | $190,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,274 | $188,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 873 | $184,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,526 | $182,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,041 | $182,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,154 | $181,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,200 | $179,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,165 | $179,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 541 | $175,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,595 | $174,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,047 | $173,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 8,546 | $173,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,284 | $171,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,943 | $168,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,348 | $168,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,896 | $162,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,020 | $160,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,850 | $159,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,309 | $158,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,075 | $157,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,693 | $155,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,362 | $150,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 6,390 | $150,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,278 | $149,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,550 | $149,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,650 | $147,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 591 | $146,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,346 | $146,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,753 | $144,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 7,500 | $143,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,066 | $143,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,265 | $143,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,541 | $142,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,695 | $140,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,289 | $139,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 6,076 | $139,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 38,878 | $137,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 5,400 | $137,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,060 | $136,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,250 | $136,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,178 | $133,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,693 | $132,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,839 | $130,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,905 | $130,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 7,468 | $129,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,770 | $128,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,967 | $127,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,550 | $127,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,410 | $125,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,052 | $122,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,600 | $122,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,662 | $121,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,073 | $120,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,685 | $119,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,550 | $119,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,675 | $119,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,112 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,547 | $117,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 11,350 | $116,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,369 | $115,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,614 | $115,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,861 | $114,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,176 | $112,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,753 | $112,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,105 | $111,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,680 | $111,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,841 | $109,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,700 | $107,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,650 | $106,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,895 | $105,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,351 | $104,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 12,150 | $104,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 850 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,565 | $102,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,852 | $101,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,180 | $100,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,027 | $99,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,600 | $99,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,069 | $97,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,533 | $97,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 182 | $96,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 937 | $94,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,700 | $92,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 618 | $91,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 757 | $90,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,000 | $90,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,315 | $89,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 5,087 | $87,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,900 | $86,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,133 | $86,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 19,704 | $86,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,800 | $85,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,969 | $84,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,075 | $84,000 | thousands by filing date | |
| IJH | 464287507 | COM | 605 | $83,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,200 | $83,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 5,884 | $83,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,818 | $80,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,340 | $80,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,560 | $79,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,119 | $79,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,624 | $79,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,009 | $79,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 2,964 | $79,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 3,816 | $79,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,076 | $78,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,645 | $77,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,470 | $77,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,250 | $77,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 800 | $77,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 180,108 | $77,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,281 | $76,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 884 | $76,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 247 | $76,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,365 | $76,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,300 | $76,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,970 | $76,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,200 | $76,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,300 | $76,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 763 | $75,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,263 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 794 | $74,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 867 | $73,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,800 | $73,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 7,006 | $72,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 9,222 | $72,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,944 | $71,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 3,613 | $71,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 7,788 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,498 | $70,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,201 | $70,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 2,670 | $70,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 603 | $69,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,779 | $69,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,267 | $69,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 1,610 | $69,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 2,020 | $68,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 4,700 | $68,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,058 | $68,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,200 | $67,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 505 | $66,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 650 | $65,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 870 | $65,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 649 | $65,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 7,400 | $64,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,121 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,432 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,964 | $63,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 390 | $62,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 4,950 | $62,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 2,500 | $62,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,402 | $61,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 670 | $61,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 966 | $60,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,950 | $60,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,000 | $60,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,251 | $60,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,750 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,386 | $59,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 2,580 | $59,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 820 | $58,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 728 | $58,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,230 | $58,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,960 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,880 | $57,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,590 | $57,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 965 | $56,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,810 | $56,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,420 | $55,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 17,500 | $55,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 845 | $54,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,950 | $54,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 789 | $54,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,500 | $53,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,176 | $53,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $52,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 2,292 | $52,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,400 | $52,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 3,250 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,247 | $51,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 771 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,600 | $50,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,364 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 886 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 2,280 | $50,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,000 | $49,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 740 | $49,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 850 | $49,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 8,029 | $49,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,118 | $49,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,443 | $49,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 991 | $48,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,900 | $48,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,055 | $48,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 661 | $47,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,350 | $47,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 700 | $47,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 252 | $47,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,882 | $47,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 1,000 | $47,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 586 | $46,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 481 | $46,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,210 | $46,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 199 | $46,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 429 | $46,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 751 | $46,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 5,000 | $46,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,357 | $46,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 4,283 | $46,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,375 | $45,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 6,572 | $45,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 408 | $45,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,165 | $45,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,598 | $45,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 415 | $45,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 897 | $45,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 4,795 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,702 | $44,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,635 | $44,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 642 | $44,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 259 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 892 | $43,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,250 | $43,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 750 | $43,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,062 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 850 | $43,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 556 | $43,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 570 | $43,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 900 | $43,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 407 | $42,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,185 | $42,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 910 | $42,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,200 | $42,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,133 | $42,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 740 | $42,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,368 | $42,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 460 | $42,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 2,750 | $41,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,996 | $41,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 900 | $41,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,380 | $40,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 868 | $40,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 900 | $40,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,665 | $40,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,915 | $40,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 3,000 | $40,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,433 | $40,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,335 | $40,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,010 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,500 | $39,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,376 | $39,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,200 | $39,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,778 | $39,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 5,029 | $39,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 675 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 1,223 | $38,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 852 | $38,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 795 | $38,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 734 | $38,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,965 | $38,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 6,000 | $37,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 404 | $37,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,040 | $37,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 358 | $37,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 740 | $37,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 672 | $36,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,018 | $36,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,541 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 780 | $36,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1,530 | $36,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,475 | $36,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,496 | $36,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,650 | $36,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 800 | $36,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 2,482 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 415 | $35,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 680 | $35,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 773 | $35,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 2,572 | $35,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,720 | $35,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 396 | $35,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,780 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 931 | $35,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 451 | $34,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 413 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 486 | $34,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,060 | $34,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,180 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 355 | $34,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,380 | $34,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 3,500 | $34,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,210 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 1,595 | $34,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 579 | $33,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 300 | $33,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,300 | $33,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 300 | $33,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,427 | $33,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 500 | $33,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 916 | $33,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,000 | $33,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,567 | $33,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 2,509 | $33,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,800 | $32,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 227 | $32,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 742 | $32,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,100 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 1,190 | $32,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,000 | $31,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,681 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,564 | $31,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 960 | $31,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,000 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 720 | $31,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 45 | $30,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 544 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 630 | $30,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,330 | $30,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,116 | $30,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 315 | $30,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,190 | $30,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,200 | $30,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 17,500 | $30,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 7,940 | $30,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 622 | $29,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,335 | $29,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 3,471 | $29,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 320 | $29,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 950 | $29,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 8,650 | $29,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 550 | $28,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 338 | $28,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,939 | $28,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 238 | $28,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 604 | $28,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,100 | $28,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 330 | $28,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 200 | $28,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 5,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-003434 | this filing | 2014-08-14 | acceptance time not in the bulk data set |