13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 2,053 holding rows worth $536,180,000.
- Accession
- 0000910472-14-003395
- Filer
- CIK 1533892
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 2,059 entries on the cover page, a total value of $536,180,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,180,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFORMATICA CORP | 45666Q102 | COM | 283 | $10,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,807 | $10,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 162 | $10,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 300 | $10,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,116 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 304 | $10,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 778 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 179 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 250 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 747 | $10,000 | thousands by filing date | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 280 | $10,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 150 | $9,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20 | $9,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 142 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 100 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 106 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 123 | $9,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 200 | $9,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,000 | $9,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 175 | $9,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 219 | $9,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 300 | $9,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 80 | $9,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 75 | $9,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 239 | $9,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 500 | $9,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 400 | $9,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 109 | $9,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 2,880 | $9,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 100 | $9,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,700 | $9,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 681 | $9,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 500 | $9,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 110 | $9,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 400 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 647 | $9,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $9,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 537 | $9,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 570 | $9,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,000 | $9,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $8,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,005 | $8,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $8,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 150 | $8,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 100 | $8,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,316 | $8,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 65 | $8,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 600 | $8,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 201 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 6,500 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 189 | $8,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 271 | $8,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,000 | $8,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 200 | $8,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 248 | $8,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $8,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 220 | $8,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 495 | $8,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,032 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 510 | $8,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 441 | $8,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,410 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 626 | $8,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 200 | $8,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 76 | $7,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 570 | $7,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100 | $7,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 193 | $7,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 105 | $7,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 90 | $7,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 152 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 111 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 251 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,001 | $7,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 666 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 200 | $7,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 66 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 150 | $7,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 173 | $7,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 400 | $7,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 510 | $7,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 217 | $7,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 102 | $7,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 250 | $7,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 753 | $7,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 250 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 48 | $7,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 150 | $7,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 200 | $7,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 1,088 | $7,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 500 | $7,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 500 | $7,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 50 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 500 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 225 | $7,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 200 | $6,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 44 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 88 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 53 | $6,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 444 | $6,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 87 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 210 | $6,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 300 | $6,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 171 | $6,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 329 | $6,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 140 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 166 | $6,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 262 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 65 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 146 | $6,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 409 | $6,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 53 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 170 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,000 | $6,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 72 | $6,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 83 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 200 | $6,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 341 | $6,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 200 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 75 | $6,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 275 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 112 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 170 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 200 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 286 | $6,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 666 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 100 | $6,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 123 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 302 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 305 | $6,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 89 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 100 | $6,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 578 | $6,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 2,500 | $6,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 60 | $6,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,000 | $6,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 600 | $6,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 303 | $6,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,000 | $5,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 397 | $5,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 164 | $5,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 78 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 990 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 114 | $5,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 500 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 102 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 175 | $5,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 225 | $5,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 75 | $5,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 400 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 288 | $5,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 104 | $5,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 50 | $5,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 50 | $5,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 69 | $5,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 130 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 66 | $5,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 336 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 150 | $5,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 52 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 393 | $5,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 56 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 133 | $5,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 400 | $5,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 300 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 300 | $5,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 470 | $5,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 300 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,060 | $5,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 103 | $5,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 400 | $5,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 647 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 141 | $5,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 355 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 300 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 100 | $5,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 200 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 236 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 102 | $5,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 250 | $5,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $4,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 97 | $4,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 40 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,250 | $4,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 88 | $4,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 105 | $4,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 164 | $4,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 40 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 75 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 180 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 166 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 450 | $4,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 300 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 131 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 275 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 236 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 25 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 70 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 126 | $4,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 245 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 419 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 800 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 64 | $4,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 108 | $4,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 312 | $4,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 385 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 383 | $4,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 220 | $4,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 141 | $4,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 155 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 344 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 119 | $4,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 17 | $4,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,000 | $4,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 96 | $4,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 109 | $4,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 66 | $4,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 281 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 70 | $4,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 135 | $4,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 289 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 75 | $4,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 151 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 340 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 150 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 100 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 100 | $4,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,000 | $3,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 40 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 27 | $3,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 40 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 193 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 328 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 66 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 51 | $3,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 72 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 35 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 30 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 152 | $3,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 62 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 23 | $3,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 56 | $3,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 133 | $3,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 63 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 65 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 60 | $3,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 212 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 130 | $3,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 50 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 51 | $3,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 91 | $3,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 42 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 83 | $3,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 289 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 200 | $3,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 72 | $3,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 46 | $3,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 185 | $3,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 98 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 200 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 126 | $3,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 141 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 60 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 84 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 90 | $3,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 210 | $3,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 145 | $3,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 650 | $3,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 300 | $3,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 34 | $3,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 343 | $3,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 360 | $3,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 156 | $3,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 404 | $3,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 72 | $3,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 100 | $3,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 164 | $3,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 2,500 | $3,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 52 | $3,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 100 | $3,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 51 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 100 | $3,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,600 | $3,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 318 | $3,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 86 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 125 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 139 | $3,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 81 | $2,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 20 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 29 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 45 | $2,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 66 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 47 | $2,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 40 | $2,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23 | $2,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 73 | $2,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 36 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 46 | $2,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 42 | $2,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 30 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 54 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11 | $2,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 40 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 40 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 47 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 20 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 32 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50 | $2,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 21 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 95 | $2,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 22 | $2,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 18 | $2,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 41 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 35 | $2,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 34 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 68 | $2,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 20 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 140 | $2,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 154 | $2,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 600 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 85 | $2,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 53 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 218 | $2,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 20 | $2,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 38 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 8,000 | $2,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 118 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 62 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 120 | $2,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 44 | $2,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 200 | $2,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 89 | $2,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 300 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 160 | $2,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 100 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 52 | $2,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 145 | $2,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 305 | $2,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 96 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 100 | $2,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 200 | $2,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 1,000 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 550 | $2,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 200 | $2,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 200 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 166 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 150 | $2,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 1,000 | $2,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 500 | $2,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 400 | $2,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 100 | $2,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 1,732 | $2,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7 | $1,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 13 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 13 | $1,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 68 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 185 | $1,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 85 | $1,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10 | $1,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 21 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 11 | $1,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 9 | $1,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 36 | $1,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 30 | $1,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10 | $1,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 50 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20 | $1,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 32 | $1,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 13 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 29 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 18 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 30 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 28 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 49 | $1,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 18 | $1,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 13 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 81 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 44 | $1,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 8 | $1,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 16 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 32 | $1,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 20 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 102 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 10 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 100 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 25 | $1,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 11 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 38 | $1,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 11 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 21 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 30 | $1,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 16 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 13 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 35 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $1,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 118 | $1,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 43 | $1,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 216 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 40 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 31 | $1,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 10 | $1,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 55 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 19 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 50 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 200 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 85 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 200 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 16 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 204 | $1,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 50 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 28 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 95 | $1,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 24 | $1,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 1,000 | $1,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 13 | $1,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 6 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 200 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 99 | $1,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 39 | $1,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 18 | $1,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 76 | $1,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 61 | $1,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 102 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,000 | $1,000 | thousands by filing date | call |
| ICG GROUP INC | 44928D108 | COM | 50 | $1,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 11 | $1,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 179 | $1,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 57 | $1,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 149 | $1,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 19 | $1,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 14 | $1,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 12 | $1,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 21 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 450 | $1,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 100 | $1,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 16 | $1,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 20 | $1,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 300 | $1,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 20 | $1,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 40 | $1,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 100 | $1,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 500 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 508 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 3,000 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 202 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 20 | $1,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 94 | $1,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 42 | $1,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 202 | $1,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 78 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 500 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGCO CORP | 001084102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-003395 | this filing | 2014-08-12 | acceptance time not in the bulk data set |