13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 2,053 holding rows worth $536,180,000.
- Accession
- 0000910472-14-003395
- Filer
- CIK 1533892
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 2,059 entries on the cover page, a total value of $536,180,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,180,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISCOVERY INC | 25470F104 | COM SER A | 533 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,500 | $40,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,250 | $40,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 20,409 | $40,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 635 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 800 | $40,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 361 | $39,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,597 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 809 | $39,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 3,724 | $39,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,052 | $39,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 661 | $39,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,469 | $39,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,267 | $39,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 530 | $39,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 5,337 | $39,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,147 | $39,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 551 | $39,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 441 | $38,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 422 | $38,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 480 | $38,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 213 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 539 | $38,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,830 | $38,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,000 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 754 | $38,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 517 | $37,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 976 | $37,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,000 | $37,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,350 | $37,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 974 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2,601 | $37,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 3,650 | $37,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,018 | $37,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,450 | $37,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 229 | $37,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,498 | $37,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 949 | $36,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,745 | $36,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,048 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 2,600 | $36,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 875 | $36,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 250 | $36,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,912 | $36,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,333 | $36,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,200 | $35,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,500 | $35,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 313 | $35,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,427 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 400 | $35,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,325 | $35,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,724 | $35,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 708 | $35,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,000 | $35,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 919 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 900 | $35,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 650 | $35,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 223 | $34,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 503 | $34,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 550 | $34,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 950 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,167 | $34,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,780 | $33,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 437 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 509 | $33,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,330 | $33,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,165 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 757 | $33,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,576 | $33,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 3,089 | $33,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,463 | $33,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,500 | $33,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,006 | $33,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,300 | $33,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 2,707 | $33,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 663 | $32,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 286 | $32,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 647 | $32,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 312 | $32,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 724 | $32,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 500 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 600 | $32,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $32,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 4,000 | $32,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 11,000 | $32,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 261 | $32,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,333 | $32,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,209 | $32,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,950 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 504 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 355 | $31,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 358 | $31,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,319 | $31,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 266 | $31,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 7,600 | $31,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 442 | $31,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 470 | $31,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 675 | $31,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 595 | $31,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 593 | $31,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,409 | $31,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 5,296 | $31,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 411 | $31,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 502 | $31,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 566 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,200 | $31,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 100,000 | $31,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 2,050 | $31,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 633 | $30,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 428 | $30,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 988 | $30,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 279 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 612 | $30,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,713 | $30,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 25 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,033 | $30,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 744 | $30,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 402 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,400 | $30,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,235 | $30,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 3,276 | $30,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 670 | $30,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,360 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 365 | $30,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 718 | $29,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 417 | $29,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 459 | $29,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 400 | $29,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,000 | $29,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 266 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 213 | $29,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 538 | $29,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 336 | $29,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,351 | $29,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 14,355 | $29,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,200 | $28,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 238 | $28,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 263 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 598 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 822 | $28,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,930 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $28,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 2,007 | $28,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 462 | $27,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 670 | $27,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,009 | $27,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 475 | $27,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,200 | $27,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 599 | $27,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 1,298 | $27,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 500 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 3,148 | $27,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,669 | $27,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,600 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 958 | $27,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 1,867 | $27,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 19,575 | $27,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 470 | $26,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 565 | $26,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 351 | $26,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,565 | $26,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 237 | $26,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,320 | $26,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 700 | $26,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,789 | $26,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 146 | $26,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,421 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 875 | $26,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,400 | $26,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 567 | $26,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 666 | $26,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,634 | $26,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,075 | $26,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 571 | $26,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 560 | $26,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 694 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 600 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 678 | $26,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 365 | $26,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,050 | $25,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $25,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,250 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 216 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,005 | $25,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 843 | $25,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 825 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 498 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 715 | $25,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,324 | $25,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 3,000 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,000 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 1,975 | $25,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,220 | $25,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2,100 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,360 | $25,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 250 | $24,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 948 | $24,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 665 | $24,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 302 | $24,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 479 | $24,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 415 | $24,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 275 | $24,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 409 | $24,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 703 | $24,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 239 | $24,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 754 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,375 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 428 | $24,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,020 | $24,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,900 | $24,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,000 | $24,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 719 | $23,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 150 | $23,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 300 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 359 | $23,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,129 | $23,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 300 | $23,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,654 | $23,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,000 | $23,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,602 | $23,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,500 | $23,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,088 | $23,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 605 | $23,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 517 | $23,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,259 | $23,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 891 | $23,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 600 | $23,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,783 | $23,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,257 | $23,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 518 | $23,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 277 | $22,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 525 | $22,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 850 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 365 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 451 | $22,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 732 | $22,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 903 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 489 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 697 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 169 | $22,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 202 | $22,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 875 | $22,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,250 | $22,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 310 | $22,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 175 | $22,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 689 | $22,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 800 | $22,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 806 | $22,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,516 | $22,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 8,332 | $22,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 311 | $21,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,915 | $21,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 806 | $21,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 245 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 400 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 329 | $21,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 483 | $21,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,719 | $21,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 318 | $21,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,518 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,477 | $21,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 636 | $21,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 220 | $21,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 796 | $21,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 575 | $21,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,407 | $21,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 785 | $21,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 393 | $21,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,559 | $21,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 323 | $21,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 5,000 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 175 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 529 | $20,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 540 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 416 | $20,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 2,593 | $20,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 867 | $20,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,115 | $20,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $20,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,200 | $20,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 700 | $20,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 502 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 847 | $20,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $20,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 750 | $20,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 531 | $20,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 312 | $20,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 327 | $20,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,539 | $20,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 6,316 | $20,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 308 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,000 | $20,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 600 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 444 | $19,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 618 | $19,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 400 | $19,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 541 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 853 | $19,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 500 | $19,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,265 | $19,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 500 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 994 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,000 | $19,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,300 | $19,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 1,300 | $19,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 5,000 | $19,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,000 | $18,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 367 | $18,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 924 | $18,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 615 | $18,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 758 | $18,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 15 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 676 | $18,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,540 | $18,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,000 | $18,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 570 | $18,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 8,589 | $18,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,000 | $18,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,167 | $18,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 500 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 800 | $18,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 200 | $17,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 299 | $17,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 500 | $17,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 218 | $17,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,310 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 500 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 512 | $17,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 618 | $17,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,383 | $17,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,000 | $17,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 451 | $17,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 506 | $17,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,500 | $17,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 798 | $17,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,010 | $17,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 200 | $17,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,750 | $17,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 580 | $17,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 25 | $16,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 212 | $16,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,295 | $16,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,172 | $16,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,800 | $16,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 398 | $16,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 105 | $16,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,360 | $16,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 250 | $16,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 305 | $16,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,300 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 433 | $16,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 2,000 | $16,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 604 | $16,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,925 | $16,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 95 | $16,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,225 | $16,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 1,000 | $16,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,150 | $16,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,250 | $16,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 628 | $16,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 500 | $16,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $15,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 294 | $15,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,000 | $15,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 306 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,000 | $15,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,000 | $15,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 820 | $15,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 342 | $15,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 500 | $15,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 540 | $15,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 500 | $15,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 300 | $15,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 529 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 500 | $15,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 500 | $15,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $14,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 486 | $14,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 469 | $14,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,578 | $14,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 350 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 333 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 264 | $14,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 142 | $14,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,200 | $14,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 661 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 221 | $14,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,177 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 136 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 700 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 540 | $14,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 400 | $14,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 128 | $14,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 667 | $14,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $14,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 516 | $14,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 532 | $14,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,000 | $14,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 500 | $14,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 3,800 | $14,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P192 | ROGR ENH ENERG | 500 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,000 | $14,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 129 | $13,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 303 | $13,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 80 | $13,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 258 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 235 | $13,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 657 | $13,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 450 | $13,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 269 | $13,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 275 | $13,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 137 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 12,200 | $13,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 504 | $13,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 162 | $12,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $12,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 200 | $12,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 197 | $12,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 840 | $12,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 233 | $12,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 258 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 174 | $12,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 188 | $12,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 692 | $12,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 200 | $12,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,212 | $12,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 500 | $12,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 188 | $12,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 144 | $12,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $12,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 234 | $12,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 437 | $12,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 766 | $12,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 170 | $12,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 245 | $12,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 164 | $12,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 536 | $12,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 500 | $12,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 415 | $12,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 300 | $12,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 555 | $11,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 528 | $11,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 277 | $11,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 815 | $11,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300 | $11,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 148 | $11,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 50 | $11,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 59 | $11,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,000 | $11,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,150 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 300 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 400 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 215 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 410 | $11,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 256 | $11,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200 | $11,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 235 | $11,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 346 | $11,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 178 | $11,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 138 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 547 | $11,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 387 | $11,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 600 | $11,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 10,700 | $11,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,700 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 300 | $11,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 200 | $10,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 160,200 | $10,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $10,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 200 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 336 | $10,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 211 | $10,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 300 | $10,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 123 | $10,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 157 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 100 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 150 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $10,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,350 | $10,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 202 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 98 | $10,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 121 | $10,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 309 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 108 | $10,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 243 | $10,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 580 | $10,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 763 | $10,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 215 | $10,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 57 | $10,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 304 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 516 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-003395 | this filing | 2014-08-12 | acceptance time not in the bulk data set |