13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-24, with 2,049 holding rows worth $497,068,000.
- Accession
- 0000910472-14-001750
- Filer
- CIK 1533892
- Filed
- 2014-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 2,059 entries on the cover page, a total value of $497,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $497,068,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 566 | $40,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,601 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,772 | $40,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,469 | $40,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 783 | $39,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,284 | $39,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 527 | $39,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,500 | $39,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 652 | $38,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 975 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 805 | $38,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,292 | $38,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 473 | $38,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 4,000 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,730 | $38,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,095 | $38,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,000 | $38,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,000 | $37,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 539 | $37,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 657 | $37,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,650 | $37,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,830 | $37,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,000 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,016 | $37,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 534 | $37,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 551 | $37,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,498 | $37,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 985 | $36,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 337 | $36,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,649 | $36,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 784 | $36,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 550 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,047 | $36,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,500 | $36,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,013 | $36,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,270 | $36,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 981 | $35,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,000 | $35,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,745 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 400 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2,557 | $35,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 2,600 | $35,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 855 | $35,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,052 | $35,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,243 | $35,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,450 | $35,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,084 | $35,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,862 | $35,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,069 | $34,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 422 | $34,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,000 | $34,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 305 | $34,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,038 | $34,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 500 | $34,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 511 | $34,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,324 | $34,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,100 | $34,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,150 | $34,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 3,741 | $34,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 392 | $33,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 647 | $33,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 223 | $33,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 501 | $33,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 459 | $33,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,427 | $33,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,325 | $33,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,018 | $33,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,357 | $33,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,500 | $33,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,357 | $33,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,147 | $32,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,436 | $32,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 213 | $32,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,000 | $32,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 578 | $32,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,563 | $32,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 916 | $32,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 200 | $32,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 990 | $32,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 2,189 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 503 | $32,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 561 | $32,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 2,665 | $32,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 793 | $31,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 273 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 756 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 600 | $31,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 3,083 | $31,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 996 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,200 | $31,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,300 | $31,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 820 | $30,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 286 | $30,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,277 | $30,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 312 | $30,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 306 | $30,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $30,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 665 | $30,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,210 | $30,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,233 | $30,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 405 | $30,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 336 | $30,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 593 | $30,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 4,000 | $30,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,360 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 730 | $30,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 290 | $29,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 633 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 262 | $29,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 724 | $29,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 25 | $29,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,027 | $29,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 400 | $29,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 5,257 | $29,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 500 | $29,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 670 | $29,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 450 | $29,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 1,000 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 365 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 2,050 | $29,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 417 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 278 | $28,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 670 | $28,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 500 | $28,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 263 | $28,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,003 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 212 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 328 | $28,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,930 | $28,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 536 | $28,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 215 | $28,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 571 | $28,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 3,276 | $28,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 300 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $28,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 3,502 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 702 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 550 | $28,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 424 | $27,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 367 | $27,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,050 | $27,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 830 | $27,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,017 | $27,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 400 | $27,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,600 | $27,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 675 | $27,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,002 | $27,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,660 | $27,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,200 | $26,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 391 | $26,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 500 | $26,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 395 | $26,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 550 | $26,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,560 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 219 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 535 | $26,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,735 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 875 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 597 | $26,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 567 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,312 | $26,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,634 | $26,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $26,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 785 | $26,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 1,223 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 1,725 | $26,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 1,985 | $26,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,600 | $26,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 1,836 | $26,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 470 | $25,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 351 | $25,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,250 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 510 | $25,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 3,304 | $25,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 92 | $25,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,200 | $25,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 470 | $25,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 501 | $25,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,973 | $25,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 250 | $25,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,003 | $25,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,325 | $25,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2,100 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 955 | $25,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 5,000 | $25,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 245 | $24,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 525 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 215 | $24,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,602 | $24,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,500 | $24,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 890 | $24,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 3,000 | $24,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 4,000 | $24,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 595 | $24,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,220 | $24,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 730 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 677 | $24,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,000 | $24,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 948 | $23,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 412 | $23,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 300 | $23,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 913 | $23,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 300 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 697 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 453 | $23,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 335 | $23,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 555 | $23,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 500 | $23,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 665 | $22,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 605 | $22,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 150 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 329 | $22,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 473 | $22,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,128 | $22,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 405 | $22,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 350 | $22,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,654 | $22,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 146 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,181 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 498 | $22,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 542 | $22,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,250 | $22,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 600 | $22,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 600 | $22,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,758 | $22,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 6,316 | $22,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 300 | $21,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 237 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 365 | $21,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 460 | $21,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,377 | $21,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 636 | $21,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $21,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 742 | $21,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,300 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 175 | $21,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 806 | $21,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 1,432 | $21,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 9,844 | $21,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 10,700 | $21,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 75 | $20,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 305 | $20,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 275 | $20,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 538 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 414 | $20,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $20,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 2,567 | $20,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,115 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,455 | $20,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 560 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 488 | $20,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 220 | $20,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,200 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 216 | $20,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 502 | $20,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 321 | $20,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 519 | $20,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 863 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 407 | $20,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 1,679 | $20,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,500 | $20,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 323 | $20,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,492 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 780 | $20,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 804 | $19,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 405 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 844 | $19,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 867 | $19,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,540 | $19,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $19,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,456 | $19,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,088 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 500 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 622 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,000 | $19,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,164 | $19,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 877 | $19,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 1,645 | $19,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,519 | $19,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 5,000 | $19,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,000 | $19,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,915 | $18,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 600 | $18,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 456 | $18,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 615 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 850 | $18,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 483 | $18,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,265 | $18,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,000 | $18,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,000 | $18,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,010 | $18,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 358 | $18,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,300 | $18,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 645 | $18,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 244 | $17,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 215 | $17,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,310 | $17,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,501 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 500 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 510 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 750 | $17,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 500 | $17,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,383 | $17,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 200 | $17,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 398 | $17,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 318 | $17,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 916 | $17,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 305 | $17,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,300 | $17,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 122 | $17,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 456 | $17,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 738 | $17,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,500 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 250 | $17,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,616 | $17,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,000 | $17,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 310 | $17,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 434 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 919 | $17,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,250 | $17,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 12,200 | $17,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 3,800 | $17,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 800 | $17,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 573 | $16,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 271 | $16,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 200 | $16,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 367 | $16,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,293 | $16,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 400 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 541 | $16,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,000 | $16,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 184 | $16,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,360 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 376 | $16,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 506 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 431 | $16,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 517 | $16,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 604 | $16,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 700 | $16,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 8,561 | $16,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 600 | $16,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 200 | $16,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,225 | $16,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 501 | $16,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 500 | $16,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 950 | $16,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 209 | $16,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 380 | $16,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 500 | $16,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 25 | $15,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 500 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 219 | $15,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,172 | $15,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 612 | $15,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 490 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 119 | $15,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 596 | $15,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 210 | $15,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,128 | $15,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,750 | $15,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 526 | $15,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 616 | $15,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 500 | $15,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 504 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 575 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 1,101 | $15,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 211 | $14,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 233 | $14,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 298 | $14,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 600 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 306 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 333 | $14,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,000 | $14,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,000 | $14,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,516 | $14,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 340 | $14,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,177 | $14,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 80 | $14,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 158 | $14,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,339 | $14,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 200 | $14,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 3,880 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 500 | $14,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 500 | $14,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 303 | $13,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 211 | $13,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 167 | $13,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $13,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 319 | $13,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 818 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 125 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 261 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 234 | $13,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,200 | $13,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 661 | $13,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 221 | $13,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,200 | $13,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 667 | $13,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 200 | $13,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,273 | $13,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 443 | $13,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 532 | $13,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 275 | $13,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $12,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 628 | $12,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 824 | $12,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 815 | $12,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200 | $12,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 80 | $12,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 258 | $12,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 186 | $12,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 300 | $12,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 670 | $12,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 144 | $12,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 450 | $12,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 437 | $12,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 500 | $12,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $12,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 400 | $12,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 193 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 500 | $12,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 327 | $12,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 162 | $12,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 162 | $12,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,000 | $12,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 500 | $12,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 137 | $12,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 304 | $12,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 415 | $12,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 161 | $11,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 552 | $11,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $11,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,302 | $11,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 200 | $11,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,350 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 142 | $11,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 700 | $11,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 188 | $11,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 253 | $11,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 233 | $11,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 57 | $11,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 245 | $11,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 300 | $11,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 380 | $11,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 500 | $11,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,150 | $11,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 600 | $11,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 461 | $11,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 335 | $10,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 277 | $10,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 147 | $10,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 187 | $10,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 156 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 200 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 150 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 300 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $10,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,000 | $10,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 612 | $10,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 363 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 564 | $10,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 724 | $10,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 310 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 215 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 410 | $10,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 100 | $10,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50 | $10,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 234 | $10,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 215 | $10,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 300 | $10,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 136 | $10,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,410 | $10,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,116 | $10,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 764 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 178 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 250 | $10,000 | thousands by filing date | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 280 | $10,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 50 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 105 | $9,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $9,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 123 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 100 | $9,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 508 | $9,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 219 | $9,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 500 | $9,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 375 | $9,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 109 | $9,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 161 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 510 | $9,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 110 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 500 | $9,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,120 | $9,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 1,735 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001750 | this filing | 2014-04-24 | acceptance time not in the bulk data set |